Enforcement Letter

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1. 2021.08.04 Financial-Supervisory-Securities-Corporate-11003362463
2. 2021.04.15 Financial-Supervisory-Securities-Corporate-11003362462
3. 2021.03.31 Financial-Supervisory-Securities-Corporate-1090150022
4. 2021.03.31 Financial-Supervisory-Securities-Corporate-10901500221
5. 2021.03.23 Financial-Supervisory-Securities-Firms-11003334781
6. 2021.03.23 Financial-Supervisory-Securities-Firms-1100333478
7. 2020.11.30 Financial-Supervisory-Securities-Futures-1090365253
8. 2020.11.02 Financial-Supervisory-Securities-Firms-1090359321
9. 2020.09.10 Financial-Supervisory-Securities-Firms-1090364120
10. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
11. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
12. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
13. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
14. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
15. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
16. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
17. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
18. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
19. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
20. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
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