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Enforcement Letter

 
Organisation: Financial Supervisory Commission
Issue No.: Financial-Supervisory-Securities-Firms-1110380645 
Issue Date: 2022/02/24
Content:     Order of the Financial Supervisory Commission

    Issue date: 24 February 2022
    Issue number: Financial-Supervisory-Securities-Firms-1110380645

  1. The names and formats of the statements, schedules, and other documents relating to the financial reports of securities firms are prescribed as provided in the attachments, pursuant to Article 38 of the Regulations Governing the Preparation of Financial Reports by Securities Firms.
  2. The financial reports of securities firms, in addition to disclosing information in accordance with the formats provided hereunder, shall furthermore be prepared in accordance with the Regulations Governing the Preparation of Financial Reports by Securities Firms.
  3. This Order is effective from this day forward. The 2 November 2020 Order No. Financial-Supervisory-Securities-Firms-1090364782 of the Financial Supervisory Commission is repealed from this day forward.