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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2023.10.05 Taiwan Futures Exchange Corporation Trading Rules for PHLX Semiconductor Sector Index Futures Contracts
2. 2023.10.05 TAIFEX PHLX Semiconductor Sector Futures Contract Specifications
3. 2023.10.05 Taiwan Futures Exchange Corporation Clearing Service Fee Schedule
4. 2023.10.05 Taiwan Futures Exchange Corporation Exchange Fee Schedule
5. 2023.09.27 Standards Governing the Establishment of Futures Clearing Houses
6. 2023.09.27 Standards Governing the Establishment of Futures Exchanges
7. 2023.09.27 Regulations for the Administration of Futures Industry Associations
8. 2023.09.18 Taiwan Depository & Clearing Corporation Directions for the Handling by Participants of Book-Entry Transfer Operations for the Beneficial Certificates of Exchange-Traded Funds and Futures Exchange-Traded Funds
9. 2023.09.13 Taiwan Futures Exchange OTC Derivative Clearing Enforcement Rules
10. 2023.09.13 Taiwan Futures Exchange OTC Derivative Clearing Operating Rules
11. 2023.09.01 Taipei Exchange Rules Governing Information Reporting by Companies with TPEx Listed Securities
12. 2023.09.01 Taipei Exchange Directions for Compliance Requirements for the Appointment and Exercise of Powers of the Boards of Directors of TPEx Listed Companies
13. 2023.08.31 Directions for Operations Outsourcing by Securities Firms
14. 2023.08.31 Directions for Operations Outsourcing by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises
15. 2023.08.31 Directions for Operations Outsourcing by Futures Commission Merchants
16. 2023.08.25 Establishment of an Information and Communications Security Inspection System for Futures Commission Merchants
17. 2023.08.22 Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC)
18. 2023.08.22 Directions for the Handling by Custodians of Central Custody and Book-Entry Operations for Securities
19. 2023.08.21 Taipei Exchange Rules Governing the Review of Call (Put) Warrants for Trading on the TPEx
20. 2023.08.21 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Companies with TPEx Listed Securities
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Futures Trading Act
2. Regulations Governing Futures Trust Enterprises
3. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
4. Regulations Governing Futures Commission Merchants
5. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
6. Standards Governing the Establishment of Futures Commission Merchants
7. Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area
8. Futures Trading Act Enforcement Rules
9. Standards Governing the Establishment of Futures Exchanges
10. Regulations Governing Futures Clearing Houses
11. Futures Market Surveillance Regulations
12. Rules for Futures Commission Merchants in Reporting Default by Principals
13. Regulations Governing Futures Advisory Enterprises
14. Regulations Governing Futures Trust Funds
15. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
16. Regulations Governing Managed Futures Enterprises
17. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
18. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
19. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
20. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2023.03.30 Financial-Supervisory-Securities-Firms-1120335161
2. 2022.11.04 Financial-Supervisory-Securities-Corporate-1110384722
3. 2022.11.03 Financial-Supervisory-Securities-Firms-1110384596
4. 2022.10.13 Financial-Supervisory-Securities-Corporate-11101415943
5. 2022.10.13 Financial-Supervisory-Securities-Corporate-11101415944
6. 2022.09.12 Financial-Supervisory-Securities-Firms-1110383667
7. 2022.09.12 Financial-Supervisory-Securities-Firms-11103836671
8. 2022.09.07 Financial-Supervisory-Securities-Corporate-11103835865
9. 2022.09.07 Financial-Supervisory-Securities-Corporate-11103835864
10. 2022.09.05 Financial-Supervisory-Securities-Firms-11103836464
11. 2022.08.22 Financial-Supervisory-Securities-Firms-11103829014
12. 2022.08.22 Financial-Supervisory-Securities-Firms-1110382901
13. 2022.08.22 Financial-Supervisory-Securities-Firms-11103829011
14. 2022.08.22 Financial-Supervisory-Securities-Firms-11103829012
15. 2022.08.22 Financial-Supervisory-Securities-Firms-11103829013
16. 2022.08.11 Financial-Supervisory-Securities-Corporate-1110382817
17. 2022.03.28 Financial-Supervisory-Securities-Firms-1110381058
18. 2022.03.22 Financial-Supervisory-Securities-SITC-1110380579
19. 2022.03.09 Financial-Supervisory-Securities-SITC-1110380509
20. 2022.02.24 Financial-Supervisory-Securities-Firms-1110380645