ITEM DATE LAW NAME 1 2008.05.16 Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation 2 2008.05.16 Supplementary Provisions to the Taiwan Stock Exchange Corporation Rules for Review of Securities Listings 3 2008.05.16 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings 4 2008.05.16 Operating Rules of the Taiwan Stock Exchange Corporation 5 2008.04.16 Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules 6 2008.04.10 Taiwan Stock Exchange Corporation Rules Governing Block Trading of Listed Securities 7 2008.03.10 Regulations Governing Applications for CPA Certificates and Practice Registration 8 2008.03.10 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises 9 2008.03.05 Operating Rules for Securities Lending by Securities Firms 10 2008.03.04 Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises 11 2008.02.21 Trust Agreement Template 12 2008.02.21 Discretionary Investment Services Contract Template（For Trust Enterprises Mandating SITEs or SICEs） 13 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Engaging the Custodian Institution） 14 2008.02.21 Discretionary Investment Services Contract Template 15 2008.02.21 Mandate Contract Template 16 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Entrusting Assets to the Custodian Institution） 17 2008.02.21 Discretionary Investment Services Contract Template（For Customer Entrusting Assets to the Custodian Institution） 18 2008.01.22 Taiwan Futures Exchange Corporation Methods and Standards for Receipt of Clearing Margins 19 2008.01.15 Operating Rules of the Taiwan Futures Exchange Corporation 20 2008.01.14 Taiwan Futures Clearing Service Fee Schedule 21 2008.01.11 Regulations Governing Procedure for Board of Directors Meetings of Public Companies 22 2008.01.11 Taiwan Futures Exchange Corporation Trading Rules for NT Dollar Denominated Gold Futures Contracts 23 2008.01.08 Securities and Exchange Act Enforcement Rules 24 2007.12.31 Regulations Governing Managed Futures Enterprises 25 2007.12.31 GreTai Securities Market Rules Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms 26 2007.12.28 Regulations Governing Applications for Issuance of Call (Put) Warrants by Issuers 27 2007.12.26 Certified Public Accountant Act 28 2007.12.24 Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms 29 2007.12.18 GreTai Securities Market Rules Governing Securities Trading on Over-the-Counter Markets 30 2007.12.18 Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets 31 2007.12.17 Regulations Governing Securities Firms 32 2007.12.17 Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities 33 2007.12.07 Taiwan Futures Exchange Corporation Trading Rules for 10-Year Government Bond Futures Contracts 34 2007.12.06 GreTai Securities Market Rules Governing Review of Emerging Stocks Traded on the Over-the-Counter Market 35 2007.12.06 GreTai Securities Market Rules Governing Information Reporting by OTC Companies 36 2007.12.06 Taiwan Stock Exchange Corporation Rules Governing Information Reporting by Listed Companies 37 2007.11.26 Guidelines for Anti-Money Laundering Noticeable Items for Securities Investment Trust Business and Security Investment Consulting Business 38 2007.11.16 Financial-Supervisory-Securities-VI-0960058234 39 2007.11.15 Financial-Supervisory-Securities-VIII-0960057430 40 2007.11.09 Regulations Governing the Offering and Issuance of Securities by Securities Issuers 41 2007.11.02 GreTai Securities Market Rules Governing Management of Foreign-denominated International Bonds 42 2007.11.02 GreTai Securities Market Regulations Governing Review of OTC Trading of Foreign Stocks 43 2007.10.26 Registration Directions for Offshore Overseas Chinese and Foreign Nationals to Invest in ROC Securities or to Trade ROC Futures 44 2007.10.25 Taiwan Futures Exchange Corporation Rules Governing the Brokerage Contracts of Futures Brokers 45 2007.10.25 Financial-Supervisory-Securities-VIII-0960056366 46 2007.10.23 Directions for Domestic Futures Trading by Overseas Chinese and Foreign Nationals 47 2007.10.23 Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants 48 2007.10.23 Regulations Governing Futures Commission Merchants 49 2007.10.19 Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings 50 2007.10.18 Taiwan Stock Exchange Corporation Rules Governing Brokerage Contracts of Securities Brokers 51 2007.10.17 Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 52 2007.10.11 Taiwan Stock Exchange Corporation Rules Governing Trading of Call (Put) Warrants 53 2007.10.11 Taiwan Stock Exchange Corporation Rules for Review of Call (Put) Warrant Listings 54 2007.10.04 Taiwan Futures Exchange Directions For Clearing And Settlement Operations By Mandated Clearing Members 55 2007.10.02 Standards Governing the Establishment of Futures Commission Merchants 56 2007.10.02 Regulations Governing Responsible Persons and Associated Persons of Securities Firms 57 2007.10.02 Standards Governing the Establishment of Securities Firms 58 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts 59 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts 60 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronic Sector Index Futures Contracts 61 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for Mini-TAIEX Futures Contracts 62 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Taiwan 50 Index Futures Contracts 63 2007.09.28 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members 64 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for 30-Day Commercial Paper Rate Futures Contracts 65 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 66 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 67 2007.09.27 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Futures Contract 68 2007.09.27 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Options Contract 69 2007.09.27 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Futures Contract 70 2007.09.27 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Options Contract 71 2007.09.27 Taiwan Futures Exchange Corporation Exchange Fee Schedule 72 2007.09.27 Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Interest Securities in a Real Estate Investment Trust or Real Estate Asset Trust 73 2007.09.12 GreTai Securities Market Regulations Governing Over-the-Counter Listing Contracts for Call (Put) Warrants 74 2007.08.28 Taiwan Futures Exchange Operational Rules Governing Market Makers 75 2007.08.01 Financial-Supervisory-Securities-VIII-0960032781 76 2007.07.30 Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings 77 2007.07.30 Financial-Supervisory-Securities-VIII-0960027617 78 2007.07.20 Regulations Governing Auditing and Certification of Financial Statements by Certified Public Accountants 79 2007.07.17 Regulations Governing Establishment of Internal Control Systems by Public Companies 80 2007.07.10 Regulations Governing Futures Trust Enterprises 81 2007.07.10 Regulations Governing Information to be Published in Prospectuses by Futures Trust Enterprises Offering Futures Trust Funds 82 2007.07.05 Guidelines for Settlement-Driven Securities Borrowing and Covering of Cash Collateral Shortfall by Securities Firms 83 2007.06.20 Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans 84 2007.06.15 Regulations Governing Offshore Funds 85 2007.06.15 Financial-Supervisory-Securities-VIII-0960027033 86 2007.06.13 GreTai Securities Market Rules Governing the Electronic Bond Trading System 87 2007.06.04 GreTai Securities Market Procedures for Press Conferences Concerning Material Information of OTC companies 88 2007.06.04 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of OTC Companies 89 2007.06.01 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Listed Companies 90 2007.06.01 Taiwan Stock Exchange Corporation Procedures for Press Conferences Concerning Material Information of Listed Companies 91 2007.06.01 Regulations Governing the Offering and Issuance of Securities by Foreign Securities Issuers 92 2007.05.09 Taiwan Stock Exchange Corporation Rules Governing Trading of Securities in the Altered-Trading-Method Category 93 2007.05.07 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Investment Holding Companies 94 2007.05.07 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Financial Holding Companies 95 2007.05.04 Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants 96 2007.04.26 Detailed Numerical Standards and Exceptions to the Irregularity Standards in Point 4 of the GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions on Over-the-Counter Markets 97 2007.04.23 The Securities Investment Trust and Consulting Association Guidelines for Advertisements and Business Activities Performed by Members and Their Sales Agents 98 2007.04.14 Financial-Supervisory-Securities-VIII-0960013898 99 2007.04.02 Taiwan Stock Exchange Corporation Regulations Governing Auction of Listed Securities by Consignment 100 2007.03.30 GreTai Securities Market Rules Governing Over-the-Counter Trading of Emerging Stocks 101 2007.03.26 Regulations Governing the Preparation of Financial Reports by Securities Firms 102 2007.03.21 Financial-Supervisory-Securities-VIII-09600008090 103 2007.03.16 Regulations Governing Share Repurchase by Exchange-Listed and OTC-Listed Companies 104