[ Others ]
　
1. Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms
2. Chinese Securities Association Guidelines for Information to be Published in Assessments of Securities Underwriters for Offering and Issuance of Securities by Foreign Issuers
3. Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers
4. Corporate Governance Best-Practice Principles for SITEs/SICEs
5. Agreement for Depositing Underlying Securities as Trading Margin in Taiwan Futures Exchange Corporation Stock Option Contract Call Writing (Reference Template)
6. The Securities Investment Trust and Consulting Association Key Points for Staff Training Plan of Offshore Funds
7. The Securities Investment Trust & Consulting Association Directions Governing Handling of Operating Bonds for Offshore Funds
8. The Securities Investment Trust and Consulting Association Guidelines Governing Advertisement and Promotional Activities for Offshore Funds
9. Securities Investment Trust and Consulting Association Guidelines Governing Items to be Contained in the General Agent Agreement and Sales Agent Agreement
10. The Securities Investment Trust & Consulting Association Guidelines Governing Items to be Contained in the Information Cooperation Agreement of Offshore Funds
11. Securities Investment Trust & Consulting Association of R.O.C. Sample Investor Brochure on Offshore Funds
12. Sample Sales Agent Agreement (Two Parties)
13. Sample Sales Agent Agreement (Three Parties)
14. Taiwan Securities Association Directions Governing the Underwriting Procedures to be Followed by Underwriters in Conducting an Initial Listing on a Stock Exchange or Over-the-Counter Market
15. Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers
16. Model Money Laundering Control Guidelines for Securities Firms
17. The Securities Investment Trust and Consulting Association Guidelines for Advertisements and Business Activities Performed by Members and Their Sales Agents
18. Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises of Securities Investment Trust and Consulting Association of the ROC
19. Guidelines for Anti-Money Laundering Noticeable Items for Securities Investment Trust Business and Security Investment Consulting Business
20. Discretionary Investment Services Contract Template
21. Discretionary Investment Services Contract Template（For Customer Entrusting Assets to the Custodian Institution）
22. Discretionary Investment Services Contract Template（For Trust Enterprises Mandating SITEs or SICEs）
23. Mandate Contract Template
24. Trust Agreement Template
25. Tripartite Agreement of Discretionary Investment（For Clients Engaging the Custodian Institution）
26. Tripartite Agreement of Discretionary Investment（For Clients Entrusting Assets to the Custodian Institution）
27. Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC)
 


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Translations by Winkler Partners(From 1 June 2001) and TSAR & TSAI LAW FIRM (Before 31 May 2001)