證券暨期貨法令判解查詢系統
 
[ GTSM Rules ]
　
1. GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM
2. GreTai Securities Market Rules Governing the Review of Foreign Securities for Trading on the GTSM
3. GreTai Securities Market Rules Governing Securities Trading on the GTSM
4. GreTai Securities Market Rules Governing Information Reporting by Companies with GTSM Listed Securities
5. GreTai Securities Market Procedures for Press Conferences Concerning Material Information of Companies with GTSM Listed Securities
6. GreTai Securities Market Procedures for Verification and Disclosure of Material Information of Companies with GTSM Listed Securities
7. Regulations Governing Over-the-Counter Trading Enterprises
8. GreTai Securities Market Rules Governing the Review of Emerging Stocks for Trading on the GTSM
9. GreTai Securities Market Rules Governing the Trading of Emerging Stocks on the GTSM
10. GreTai Securities Market Directions Concerning the Requirement that a Public Company Applying for GTSM Trading of Its Stock Engage a Recommending Securities Firm to Carry Out Underwriting
11. Regulations Governing Implementation of the Market Surveillance System for Securities Traded on the GTSM
12. GreTai Securities Market Procedures for Review of GTSM Trading of Foreign Securities
13. GreTai Securities Market Supplemental Directions for Applications by Investment Holding Companies for Over-the-Counter Listing
14. GreTai Securities Market Supplemental Directions for Applications by Construction Companies for GTSM Listing
15. GreTai Securities Market Supplemental Rules Governing Applications by Group Enterprises for GTSM Listing of Stock
16. GreTai Securities Market Supplemental Directions for Applications by Software Companies for GTSM Listing of Stock
17. GreTai Securities Market Supplemental Directions for Applications by Financial Holding Companies for GTSM Listing
18. Standards for Determining Unsuitability for GTSM Listing under Article 10, Paragraph 1 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM
19. Rules Relating to Article 3, Paragraph 1, Subparagraph 4 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM
20. GreTai Securities Market Supplemental Directions for Applications by Private Institutions Participating in Public Infrastructure Projects for GTSM Listing
21. GreTai Securities Market Procedures for Verification and Disclosure of Material Information of GTSM Listed Call (Put) Warrant Issuers
22. GreTai Securities Market Directions for Information to be Published in Public Offering Prospectuses for Call (Put) Warrants
23. GreTai Securities Market Procedures for the Review of Securities for GTSM Listing
24. GreTai Securities Market Operation Directions for Announcement or Notice of Attention to Trading Information and Dispositions
25. GreTai Securities Market Rules Governing the Review of Call (put) Warrants for Trading on the GTSM
26. GreTai Securities Market Regulations Governing Bond Payment Settlement Reserves for the Electronic Bond Trading System
27. RISK MANAGEMENT BEST-PRACTICE PRINCIPLES FOR SECURITIES FIRMS
28. GreTai Securities Market Procedures for the Review of Call (Put) Warrants
29. GreTai Securities Market Regulations Governing GTSM Listing Contracts for Call (Put) Warrants
30. GreTai Securities Market Regulations Governing the Trading of Call (Put) Warrants
31. Detailed Numerical Standards and Exceptions to the Irregularity Standards in the Subparagraphs under Article 4, paragraph 1 of the GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Dispositions on the GTSM
32. GreTai Securities Market Rules Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets
33. GreTai Securities Market Rules Governing the Electronic Bond Trading System
34. GreTai Securities Market Rules Governing Management of Foreign Currency Denominated International Bonds
35. GreTai Securities Market Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms
36. GreTai Securities Market Contract for Supply and Use of Trading Information
37. GreTai Securities Market Supplementary Provisions Governing Applications to Transmit (Broadcast) Real-Time Stock Price Index Information and/or Delayed Trading Information
38. GreTai Securities Market Rules Governing the Use of Securities Trading Information
39. GreTai Securities Market Standards for Calculation of Trading Information User Fees
40. GreTai Securities Market Directions for Classifying and Adjusting the Industry Categories of GTSM Listed Companies
41. GreTai Securities Market Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of GTSM Listed Companies
42. GreTai Securities Market Procedures for the Review of Financial Reports of GTSM Listed Companies
43. GreTai Securities Market Guidelines for Lead Recommending Securities Firms Mandated to Assist GTSM Primary Listed Companies in Complying with the Laws of the ROC and the GreTai Securities Market Rules Related to GTSM Listing
44. GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement
45. Addendum to the GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement
46. GreTai Securities Market Rules Governing Over-the-Counter When-issued Trading of Central Government Bonds
47. Contract for Trading International Bonds on the GTSM
48. GreTai Securities Market Directions for the Termination of Trading of the Shares of Foreign Emerging Stock Companies on the GTSM Emerging Stock Market
49. GreTai Securities Market Operation Directions for the Administration of GTSM primary Listed Companies
50. GreTai Securities Market Rules Governing the Trading of Convertible Corporate Bonds, Exchangeable Corporate Bonds, and Bond Conversion Entitlement Certificates
51. Sample Template for XXX Co., Ltd. Procedures for Handling Material Inside Information
52. Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities
53. Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans
54. Corporate Governance Best-Practice Principles for TWSE/GTSM Listed Companies
55. Corporate Social Responsibility Best Practice Principles for TWSE/GTSM-Listed Companies
56. Ethical Corporate Management Best Practice Principles for TWSE/GTSM-Listed Companies
57. GreTai Securities Market Directives for Auditing Internal Control Systems of GTSM listed Companies
58. GreTai Securities Market Principles for Handling Information Disclosure on the Key Financials Section of the Market Observation Post System (MOPS)
59. GreTai Securities Market Procedures for Verifying and Disclosing Material Information of Real Estate Securitization Trustee Institutions
60. GreTai Securities Market (GTSM) Standards for Determining Whether a GTSM listed Company Is Required Publish Complete Financial Forecasts
61. GreTai Securities Market Rules Governing Reverse Auction of GTSM Listed Securities
62. GreTai Securities Market Regulations Governing Block Trading of GTSM Listed Securities
63. GreTai Securities Market Principles for Handling Information Disclosure on the Taiwan Depository Receipt Key Financials Section of the Market Observation Post System
64. GreTai Securities Market Securities Borrowing and Lending Rules
65. GreTai Securities Market Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund
66. Rules on Lending of Book-Entry Central Government Bonds by Securities Firms
67. Procedures and Timeframes for Handling Events Under Article 12-1 of the GreTai Securities Market Rules Governing Securities Trading on the GTSM
68. Contract for the Listing of Taiwan Depositary Receipts on GTSM
69. GreTai Securities Market Standards Governing Securities Firm Sites and Facilities
70. GreTai Securities Market Guidelines for Determining Foreign Investment Holding Companies
71. GreTai Securities Market Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers
72. Contract for Trading of Securities on the Over-the-Counter Market by a Securities Firm
73. GreTai Securities Market Account Opening Agreement for GTSM listed Securities
74. GreTai Securities Market Regulations Governing Trading of Foreign Stocks and Taiwan Depository Receipts
75. GreTai Securities Market Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers
76. GreTai Securities Market Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions
77. GreTai Securities Market Operational Guidelines for Omnibus Trading Accounts
78. GreTai Securities Market Risk Declaration Statement for GTSM-listed Foreign Securities (Template)
79. Criteria Governing Review of Class II Stocks Traded on Over-the-Counter Markets of the ROC Over-the-Counter Securities Exchange
80. GreTai Securities Market Directions for Securities Firms Engaged in OTC Trading of Convertible Bond Asset Swaps and Structured Notes
81. GreTai Securities Market Directions for Securities Firms Operating Over-the-Counter New Taiwan Dollar Derivatives Trading Business
 


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Translations by Winkler Partners(From 1 June 2001) and TSAR & TSAI LAW FIRM (Before 31 May 2001)