[ OTC Rules ]
　
1. GreTai Securities Market Regulations Governing Review of Securities Traded on Over-the-Counter Markets
2. Criteria Governing Review of Class II Stocks Traded on Over-the-Counter Markets of the ROC Over-the-Counter Securities Exchange
3. GTSM Securities Market Rules Governing Review of OTC Trading of Foreign Securities
4. GreTai Securities Market Rules Governing Securities Trading on Over-the-Counter Markets
5. GreTai Securities Market Rules Governing Information Reporting by OTC Companies
6. GreTai Securities Market Procedures for Press Conferences Concerning Material Information of OTC companies
7. GreTai Securities Market Procedures for Verification and Disclosure of Material Information of OTC Companies
8. Corporate Governance Best-Practice Principles for TSEC/GTSM Listed Companies
9. GreTai Securities Market Rules Governing Review of Emerging Stocks Traded on the Over-the-Counter Market
10. GreTai Securities Market Rules Governing Over-the-Counter Trading of Emerging Stocks
11. GreTai Securities Market Directions Concerning the Requirement that a Public Company Applying for OTC Trading of Its Stock Engage a Recommending Securities Firms to Carry Out Underwriting and the Underwriter Subscription Ratio
12. Regulations Governing Implementation of the Over-the-Counter Securities Market Surveillance System
13. GreTai Securities Market Rules for Review of OTC Trading of Foreign Securities
14. GreTai Securities Market Supplemental Directions for Applications by Investment Holding Companies for Over-the-Counter Listing
15. GreTai Securities Market Supplemental Directions for Applications by Construction Companies for Over-the-Counter Listing
16. GreTai Securities Market Supplemental Rules Governing Applications by Consortiums for Over-the-Counter Listing of Stock
17. GreTai Securities Market Supplemental Directions for Applications by Software Companies for Over-the-Counter Listing of Stock
18. GreTai Securities Market Supplemental Directions for Applications by Financial Holding Companies for Over-the-Counter Listing
19. Standards for Determining Unsuitability for OTC Listing under Article 10, Paragraph 1 of the GreTai Securities Market Rules Governing Review of Securities Traded on Over-the-Counter Markets
20. Rules Relating to Article 3, Paragraph 1, Subparagraph 4 of the GreTai Securities Market Rules Governing Review of Securities Traded on Over-the-Counter Markets
21. GreTai Securities Market Supplemental Directions for Applications by Private Institutions Participating in Public Infrastructure Projects for Over-the-Counter Listing
22. GreTai Securities Market Procedures for Verification and Disclosure of Material Information on Over-the-Counter Call (Put) Warrant Issuers
23. GreTai Securities Market Directions for Information to be Published in Public Offering Prospectuses for Call (Put) Warrants
24. GreTai Securities Market Rules for Review of Over-the-Counter (OTC) Listing of Securities
25. GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Dispositions on Over-the-Counter Markets
26. GreTai Securities Market Rules Governing Review of Call (put) Warrants Traded on Over-the-Counter Markets
27. GreTai Securities Market Regulations Governing Bond Payment Settlement Reserves for the Electronic Bond Trading System
28. RISK MANAGEMENT BEST-PRACTICE PRINCIPLES FOR SECURITIES FIRMS
29. GreTai Securities Market Directions for Review of Call (Put) Warrants
30. GreTai Securities Market Regulations Governing Over-the-Counter Listing Contracts for Call (Put) Warrants
31. GreTai Securities Market Regulations Governing Trading of Call (Put) Warrants
32. Detailed Numerical Standards and Exceptions to the Irregularity Standards in Point 4 of the GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Dispositions on Over-the-Counter Markets
33. GreTai Securities Market Rules Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets
34. GreTai Securities Market Rules Governing the Electronic Bond Trading System
35. GreTai Securities Market Rules Governing Management of Foreign Currency Denominated International Bonds
36. GreTai Securities Market Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms
37. GreTai Securities Market Contract for Supply and Use of Trading Information
38. GreTai Securities Market Supplementary Provisions Governing Applications to Transmit (Broadcast) Real-Time Stock Price Index Information and/or Delayed Trading Information
39. GreTai Securities Market Rules Governing Use of Trading Information on Securities Transactions
40. GreTai Securities Market Standards for Calculation of Trading Information User Fees
41. Key Points of the ROC Over-the-Counter Stock Exchange for Classifying and Adjusting Categories of Industries of OTC Companies
42. GreTai Securities Market Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of OTC Companies
43. GreTai Securities Market Procedures for Review of Financial Reports of OTC Companies
44. GreTai Securities Market Guidelines for Lead Recommending Securities Firms Mandated to Assist Primary OTC Listed Companies in Complying with the Laws of the ROC and the GreTai Securities Market Rules Related to OTC listing
45. GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement
46. Addendum to the GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement
47. GreTai Securities Market Rules Governing When-issued Trading of Central Government Bonds at Places of Business of Securities Firms
48. GreTai Securities Market Directions for Securities Firms Engaged in OTC Trading of Convertible Bond Asset Swaps and Structured Notes
49. GreTai Securities Market Directions for Securities Firms Operating Over-the-Counter New Taiwan Dollar Derivatives Trading Business
 


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Translations by Winkler Partners(From 1 June 2001) and TSAR & TSAI LAW FIRM (Before 31 May 2001)