| Article 4 |
An OTC listing contract for call (put) warrants shall specify the type, issue date, duration, underlying index, underlying security or basket of securities, number of units issued, issue price, strike price (index), exercise period (or date) and other terms of issuance, for the call (put) warrants of which the application for OTC listing is filed.
If, after OTC listing, any adjustment or change is made to the content of the issuance plan for the call (put) warrants, the adjusted or changed matters relating to such OTC-listed call (put) warrants, as specified on the application form for OTC listing of the call (put) warrants after approval by the GTSM, shall be deemed a portion of the OTC listing contract for the call (put) warrants. |
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