| Article 3 |
A futures introducing broker accepts the mandate of a futures commission merchant to:
1. solicit futures traders for futures trading;
2. accept account opening of futures traders on behalf of a futures commission merchant;
3. accept orders for futures trading from futures traders and deliver the same to a futures commission merchant for execution;
4. notify futures traders to deposit additional equity in the margin account and offset futures positions on their behalf; and
5. other related business items as approved by the FSC.
The businesses of the preceding paragraph that a securities firm applies to conduct shall be confined to futures business approved by the FSC. |
| Article 23 |
A securities firm that operates futures introducing broker business shall, in addition to having such business conducted by a dedicated department and assigning dedicated personnel responsible for management, shall also have such business executed by registered, qualified agents. |
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