New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2018.11.09 Implementation Regulations for the Internal Control and Audit Systems for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector and Other Financial Institutions Designated by the Financial Supervisory Commission
2. 2018.08.24 Taipei Exchange Rules Governing Securities Trading on the TPEx
3. 2018.08.21 Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Securities in a Real Estate Investment Trust or Real Estate Asset Trust
4. 2018.08.17 Operating Rules of the Taiwan Stock Exchange Corporation
5. 2018.08.16 Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies
6. 2018.08.13 Taipei Exchange Procedures for Applications by TPEx Listed Companies for the Delisting of Securities
7. 2018.08.09 Taipei Exchange Rules Governing the Review of Exchange-Traded Fund Beneficial Certificates for Trading on the TPEx
8. 2018.08.09 Taipei Exchange Directions for Creation and Redemption of Exchange Traded Fund Beneficial Certificates
9. 2018.08.09 Taipei Exchange Rules Governing Trading of Exchange-Traded Fund Beneficial Certificates
10. 2018.08.09 Taipei Exchange Operation Directions Governing Liquidity Providers of Exchange-Traded Fund Beneficial Certificates
11. 2018.08.09 Taipei Exchange Procedures for the Review of Call (Put) Warrants
12. 2018.08.08 Regulations Governing CPA Continuing Professional Education
13. 2018.08.08 Regulations Governing Applications for CPA Certificates and Practice Registration
14. 2018.08.06 Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis
15. 2018.07.30 Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
16. 2018.07.30 Regulations Governing the Preparation of Financial Reports by Securities Firms
17. 2018.07.30 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises
18. 2018.07.27 Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
19. 2018.07.27 Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
20. 2018.07.27 Regulations Governing the Preparation of Financial Reports by Company-Type Stock Exchanges
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Operating Rules of the Taiwan Futures Exchange Corporation
2. Taipei Exchange Rules Governing Securities Trading on the TPEx
3. Operating Rules of the Taiwan Stock Exchange Corporation
4. Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
5. Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
6. Securities and Exchange Act
7. Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
8. Futures Trading Act
9. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts
10. Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
11. Regulations Governing Securities Firms
12. Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
13. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts
14. Regulations Governing the Offering and Issuance of Securities by Securities Issuers
15. Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
16. Taipei Exchange Rules Governing Management of Foreign Currency Denominated International Bonds
17. Securities Investment Trust and Consulting Act
18. Operating Rules for Securities Lending by Securities Firms
19. Regulations Governing Offshore Funds
20. Taipei Exchange Procedures for the Review of Securities for TPEx Listing
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months