Enforcement Letter

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1. 2021.03.31 Financial-Supervisory-Securities-Corporate-1090150022
2. 2021.03.31 Financial-Supervisory-Securities-Corporate-10901500221
3. 2021.03.23 Financial-Supervisory-Securities-Firms-11003334781
4. 2021.03.23 Financial-Supervisory-Securities-Firms-1100333478
5. 2020.11.30 Financial-Supervisory-Securities-Futures-1090365253
6. 2020.11.02 Financial-Supervisory-Securities-Firms-1090359321
7. 2020.09.10 Financial-Supervisory-Securities-Firms-1090364120
8. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
9. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
10. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
11. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
12. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
13. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
14. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
15. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
16. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
17. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
18. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
19. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
20. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
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