Enforcement Letter

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1. 2020.11.30 Financial-Supervisory-Securities-Futures-1090365253
2. 2020.11.02 Financial-Supervisory-Securities-Firms-1090359321
3. 2020.09.10 Financial-Supervisory-Securities-Firms-1090364120
4. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
5. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
6. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
7. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
8. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
9. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
10. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
11. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
12. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
13. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
14. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
15. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
16. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
17. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
18. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
19. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
20. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
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