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Enforcement Letter

Organisation: Financial Supervisory Commission (FSC)
Issue No.: Financial-Supervisory-Securities-Firms-10600152051 
Issue Date: 2017/05/22
Content:     Order of the Financial Supervisory Commission (FSC)

    Issue date: 22 May 2017
    Issue No.: Financial-Supervisory-Securities-Firms-10600152051

  1. In accordance with the proviso of Article 45, paragraph 1 of the Securities and Exchange Act, the FSC hereby allows securities firms that, pursuant to the Regulations Governing Foreign Exchange Business of Securities Enterprises, have applied to and received permission from the Central Bank to conduct spot foreign exchange transactions in connection with securities business, to conduct such spot foreign exchange transactions in connection with securities business.
  2. This Order is effective from this day forward. FSC Order No. Financial-Supervisory-Securities-Firms-1030006062 of 17 March 2014 is repealed from this day forward.

    Originals: To be posted on the public notice boards of the FSC and the Securities and Futures Bureau of the FSC
    Copies: Legal Affairs Committee, Executive Yuan; Central Bank; FSC (Department of Legal Affairs and Department of Information Management); FSC Financial Examination Bureau; Taiwan Stock Exchange Corporation; Taipei Exchange; Taiwan Depository & Clearing Corporation; Taiwan Securities Association; Lex Data Information Inc.; Root International Information Co., Ltd.; Winkler Partners, Attorneys at Law