Search Results

Enforcement Letter

 
Organisation: Financial Supervisory Commission (FSC)
Issue No.: Financial-Supervisory-Securities-Futures-10600130881 
Issue Date: 2017/04/14
Content:     Order of the Financial Supervisory Commission (FSC)

    Issue date: 14 April 2017
    Issue number: Financial-Supervisory-Securities-Futures-10600130881

    Subject: It is hereby announced that the Dow Jones Industrial Average Index Futures Contracts and S&P 500 Index Futures Contracts listed on the Taiwan Futures Exchange Corporation are contracts that futures commission merchants are permitted to trade on a brokerage basis.

    Basis: Article 5 of the Futures Trading Act

    Originals: Post on the public notice board of the FSC and the public notice board of the Securities and Futures Bureau, FSC
    Copies: Taiwan Futures Exchange Corporation; Chinese National Futures Association; Taiwan Securities Association; Winkler Partners, Attorneys at Law; Lex Data Information Inc.; Root International Information Co., Ltd.