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Title: Application for Securities Borrowing in Demand out of Strategic Transactions
Date: 2003.07.17 ( Announced )
Date: 2003.07.17 ( Amended )

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1     Application for Securities Borrowing in Demand out of Strategic Transactions
    
    Date of Application:
    
    Account Number of Borrower:
    
    Ref. No. of Letter of Entrustment for Securities Borrowing:
    
    Arbitrage: Securities borrowing in demand for holding long position of the following on a same day
    □ index futures
    □ index options
    □ options of a single stock
    □ call (put) warrants
    □ convertible bonds issued overseas
    □ convertible bonds issued domestically
    □ ADR/GDR
    □ borrowing of stock portfolio in demand for in-kind subscription of ETF and sale of ETF on the same day
    □ ETF
    □ borrowing of ETF in demand for in-kind redemption of ETF and sale of the stock portfolio on the same day
    □ stock portfolio representing ETF
    
    Hedge: Securities borrowing in demand for holding long position of the following
    □ index futures
    □ index options
    □ options of a single stock
    □ put warrants
    □ convertible bonds issued overseas
    □ convertible bonds issued domestically
    □ ADR/GDR
    □ ETF
    □ stock portfolio representing ETF
    
    Exercise: Securities borrowing in demand for exercise of the following products
    □ options
    □ call warrants
    
    Others as approved by competent authorities:
    □ particulars specified in ETF trust agreement
    
    Remarks:The scope of strategic transactions in demand for stocks that may be borrowed by QFII should be convertible corporate bonds issued overseas/domestically, depositary receipts issued overseas, call (put) warrants, arbitrage and hedge of ETF, and exercise of call warrants.
    Application for Securities Borrowing in Demand out of Strategic Transactions
    
    Date of Application:
    
    Account Number of Borrower:
    
    Ref. No. of Letter of Entrustment for Securities Borrowing:
    
    Arbitrage: Securities borrowing in demand for holding long position of the following on a same day
    □ index futures
    □ index options
    □ options of a single stock
    □ call (put) warrants
    □ convertible bonds issued overseas
    □ convertible bonds issued domestically
    □ ADR/GDR
    □ borrowing of stock portfolio in demand for in-kind subscription of ETF and sale of ETF on the same day
    □ ETF
    □ borrowing of ETF in demand for in-kind redemption of ETF and sale of the stock portfolio on the same day
    □ stock portfolio representing ETF
    
    Hedge: Securities borrowing in demand for holding long position of the following
    □ index futures
    □ index options
    □ options of a single stock
    □ put warrants
    □ convertible bonds issued overseas
    □ convertible bonds issued domestically
    □ ADR/GDR
    □ ETF
    □ stock portfolio representing ETF
    
    Exercise: Securities borrowing in demand for exercise of the following products
    □ options
    □ call warrants
    
    Others as approved by competent authorities:
    □ particulars specified in ETF trust agreement
    
    Remarks:The scope of strategic transactions in demand for stocks that may be borrowed by QFII should be convertible corporate bonds issued overseas/domestically, depositary receipts issued overseas, call (put) warrants, arbitrage and hedge of ETF, and exercise of call warrants.