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〔Governing Related Institutions Rules〕

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ITEMLAW NAME
1. Regulations Governing Stock Exchanges
2. Regulations Governing Registration Procedures and Fees in Applications for Computer-Processed Personal Data by Securities and Futures Enterprises (Repealed)
3. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
4. Regulations Governing the Administration of Credit Rating Agencies
5. Operating Rules of the Taiwan Stock Exchange Corporation
6. Regulations Governing Securities Finance Enterprises
7. Rules Governing Securities Investment Trust Enterprises
8. Procedures and Timeframes for Handling Events Under Article 50 of the Operating Rules of the Taiwan Stock Exchange Corporation
9. Taiwan Stock Exchange Corporation Operational Guidelines for Omnibus Trading Accounts
10. Standards Governing the Establishment of Futures Exchanges
11. Regulations Governing Futures Exchanges
12. Taipei Exchange Rules Governing Securities Trading on the TPEx
13. Guidelines for Establishment of Internal Control Systems in Securities and Futures Service Enterprises
14. Taiwan Futures Exchange Corporation Regulations Governing Procedures for Special Audits and Provision of Guidance to Futures Commission Merchants and Clearing Members
15. Taiwan Futures Exchange Corporation Rules for Auditing Futures Commission Merchants and Clearing Members
16. Regulations for the Administration of Futures Industry Associations
17. Regulations Governing Securities Dealers Associations
18. Matters Required to be Included in the Corporate Bylaws of Credit Rating Agencies
19. Agreement for Depositing Underlying Securities as Trading Margin in Taiwan Futures Exchange Corporation Stock Option Contract Call Writing (Reference Template)
20. Chinese National Futures Association Model Guidelines for Futures Trust Enterprises and Managed Futures Enterprises Anti-Money Laundering and Counter Terrorism Financing Policies and Procedures
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