Browse Laws - Browse By Functions

〔Futures Rules and Regulations|Markets Rules|Trading Rules〕

Total 83 Matches,Displaying Page 1 / 5
FirstPreviousNextLast|Page
ITEMLAW NAME
1. Taiwan Futures Exchange Operational Rules Governing Market Makers
2. Adjusted Net Capital Reporting Procedures for Futures Commission Merchants
3. Taiwan Futures Exchange Corporation Guidelines for Mergers and Assignment of Operations by Futures Commission Merchants
4. Taiwan Futures Exchange Corporation Guidelines for Application by Futures Commission Merchants for Emergency Measures against Insufficient Adjusted Net Capital
5. Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants and Clearing Members Conducting Operations in Relation to the pledging of securities as Margin Collateral
6. Guidelines for Registration Processing for Managed Futures Enterprises Accepting Joint Mandates for Discretionary Futures Trading
7. Taiwan Futures Exchange Corporation Regulations Governing the Brokerage Contracts of Futures Brokers
8. Guidelines for Account Opening and Futures Trading by Insiders of Futures Introducing Brokers Opening Accounts to Engage in Futures Trading
9. Guidelines for Account Opening and Futures Trading by Insiders of Futures Commission Merchants
10. Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms
11. Taiwan Futures Exchange Guidelines for Applications by Institutional Investors to Open Hedge Accounts for Futures Trading
12. Taiwan Futures Exchange Corporation Directions for Futures Commission Merchants and Clearing Members Handling Deposits by Stock Call Option Writers of Underlying Securities as Margin
13. Criteria Governing Oversight of Futures Trading
14. Taiwan Futures Exchange Corporation Regulations Governing Market Trading Surveillance
15. Taiwan Futures Exchange Corporation Rules Governing Surveillance Of Market Positions
16. Rules For The Reporting And Handling Of Out-Trades and Account Number Corrections By Futures Commission Merchants
17. Rules for Futures Commission Merchants in Reporting Default by Principals
18. Taiwan Futures Exchange Corporation Operational Guidelines for Futures Commission Merchants Completing and Submitting Trading Order Forms Electronically
19. Taiwan Futures Exchange Operational Guidelines for the Implementation of Direct Market Access by Futures Brokers
20. Taiwan Futures Exchange Corporation Futures Market Usage Contract
Total 83 Matches,Displaying Page 1 / 5
FirstPreviousNextLast|Page