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〔Securities Rules and Regulations|Securities Exchange|Clearing and Settlement〕

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ITEMLAW NAME
1. Guidelines for Settlement-Driven Securities Borrowing and Covering of Cash Collateral Shortfall by Securities Firms
2. Taipei Exchange Regulations Governing Bond Payment Settlement Reserves for the Electronic Bond Trading System
3. Settlement and Remittance Procedures for Securities Firms Engaging in Consigned Trading of Foreign Securities
4. Taiwan Stock Exchange Corporation Procedures for Handling Default on Settlement Obligations by Securities Firms
5. Taiwan Stock Exchange Corporation Guidelines for Securities Brokers in Reporting Failed Trades and Defaults by Principals
6. Taiwan Stock Exchange Corporation Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund
7. Taiwan Stock Exchange Corporation Rules for Administration of the Clearing and Settlement Fund of Securities Firms
8. Taiwan Stock Exchange Corporation Rules for Administration of Additional Deposits by Securities Firms to the Clearing and Settlement Fund
9. Taipei Exchange Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund
10. Taipei Exchange Directions Governing Clearing and Settlement Operations for Securities Traded on the TPEx
11. Taipei Exchange Procedures for Handling Default on Settlement Obligations by Securities Firms
12. Taipei Exchange Rules for Administration of Additional Deposits by Securities Firms to the Joint Responsibility System Clearing and Settlement Fund
13. Directions for the Full Implementation of the Book-Entry Transfer System in the Centralized Securities Exchange Market
14. Taiwan Stock Exchange Corporation Rules Governing the Targeted Examination and Handling of Defaults on Settlement Obligations by Securities Firms
15. Operation Directions for the Control of Margin Purchase and Short Sale Limits Relative to the Net Worth of Securities Firms
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