Browse Laws - Browse By Functions

〔Securities Rules and Regulations|Securities Exchange|Margin Transaction〕

Total 19 Matches,Displaying Page 1 / 1
FirstPreviousNextLast|Page
ITEMLAW NAME
1. Regulations Governing Securities Finance Enterprises
2. Directions for Collateral Management in Fixed-price and Competitive Auction Securities Borrowing and Lending Transactions
3. Standards Governing Eligibility of Securities for Margin Purchase and Short Sale
4. Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms
5. Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules
6. Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities
7. Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans
8. Taiwan Stock Exchange Corporation Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions
9. Taiwan Stock Exchange Corporation Specific Standards and Procedures for Halting and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements
10. Application for Securities Borrowing in Demand out of Strategic Transactions
11. Taipei Exchange Securities Borrowing and Lending Rules
12. Taipei Exchange Procedures and Specific Standards for Determining the Eligibility of Securities for Margin Purchase and Short Sale Transactions
13. GreTai Securities Market Specific Standards and Procedures for Suspending and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements
14. Directions for Settlement by the Offsetting of Margin Purchases and Short Sales in Margin Trading
15. Mandate Contract for the Receipt and Payment of Funds in Margin Trading
16. Directions for the Internal Control of Securities Borrowing and Lending Transactions by Securities Firms
17. Taiwan Stock Exchange Corporation Directions for Securities Firms Handling Changes to Trading Category
18. Taiwan Stock Exchange Corporation Equity Examination Table for Margin Purchases and Short Sales for a TPEx Listed Company Applying to Convert into a TWSE Listed Company
19. Regulations Governing Performance Bonds for Securities Borrowing and Lending by Securities Firms and Securities Finance Enterprises
Total 19 Matches,Displaying Page 1 / 1
FirstPreviousNextLast|Page