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〔Securities Rules and Regulations|Securities Exchange|Consignment Trading〕

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ITEMLAW NAME
1. Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading
2. Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers
3. Taiwan Stock Exchange Corporation Rules Governing Purchase of Listed Securities by Reverse Auction
4. Taiwan Stock Exchange Corporation Rules Governing Auction of Listed Securities by Consignment
5. Taiwan Stock Exchange Corporation Rules Governing Trading of Call (Put) Warrants
6. Taiwan Stock Exchange Corporation Regulations Governing Trading of Depositary Receipts
7. Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates
8. Taiwan Stock Exchange Corporation Rules Governing Block Trading of Listed Securities
9. Taiwan Stock Exchange Corporation Regulations Governing After-Hours Fixed-Price Trading
10. Taiwan Stock Exchange Corporation Measures for Responding to Natural Disasters
11. Criteria Governing Handling of Stock Affairs by Public Companies
12. Taiwan Stock Exchange Corporation Rules Governing Trading of Securities in the Altered-Trading-Method Category
13. Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Beneficial Certificates
14. Taipei Exchange Rules Governing Securities Trading on the TPEx
15. Taipei Exchange Rules Governing the Electronic Bond Trading System
16. Taipei Exchange Rules Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets
17. Taipei Exchange Operation Directions for Announcement or Notice of Attention to Trading Information and Dispositions
18. Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers
19. Taiwan Stock Exchange Corporation Guidelines for Reporting by Securities Brokers of Brokerage Sale of Securities Not Owned by the Principal
20. Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
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