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〔Securities Rules and Regulations|Securities Issuance|Underwriting〕

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1. Guidelines for Information to be Published in Assessments of Underwriters for Offering and Issuance of Securities
2. Guidelines for Information to be Published in Assessments of Securities Underwriters for Offering and Issuance of Securities by Foreign Issuers
3. Rules Governing the Ratio of Securities to be Publicly Underwritten in the Initial Public Offering of Public Companies
4. Guidelines for Public Subscription and Private Placement of Securities
5. Taipei Exchange Rules Governing Securities Trading on the TPEx
6. Taipei Exchange Directions Concerning the Requirement that a Public Company Applying for TPEx Trading of Its Stock Engage a Recommending Securities Firm to Carry Out Underwriting
7. Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers
8. Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms
9. Taiwan Securities Association Directions for Information to be Published in Securities Underwriter Evaluation Reports for the Public Offering and Issuance of Securities by Foreign Securities Issuers
10. Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers
11. Taiwan Securities Association Directions Governing the Underwriting Procedures to be Followed by Underwriters in Conducting an Initial Listing on a Stock Exchange or Over-the-Counter Market
12. Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
13. Operational Rules Governing Day Trades of Securities
14. Taiwan Stock Exchange Corporation Assessment and Auditing Procedures for Securities Underwriter Handling Initial Listing Applications
15. Taiwan Stock Exchange Corporation's ("TWSE") Rules Governing the Reporting of Basic Information of Advisory Client Companies by Securities Underwriters
16. Audit Content and Disposition Standards for Securities Subscription Operations of Securities Firms
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