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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2021.11.01 Taiwan Futures Exchange Corporation Trading Rules for Mini Taiwan Stock Exchange Finance Sector Index Futures Contracts
2. 2021.11.01 TAIFEX Mini Taiwan Stock Exchange Finance Sector Index Futures Contracts Specifications
3. 2021.11.01 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts
4. 2021.08.17 Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
5. 2021.08.17 Taipei Exchange Rules Governing Information Reporting by Companies with TPEx Listed Securities
6. 2021.08.17 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Companies with TPEx Listed Securities
7. 2021.08.17 Taipei Exchange Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of TPEx Listed Companies
8. 2021.08.06 Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
9. 2021.08.06 Standards for Determining Unsuitability for TPEx Listing under Article 10, Paragraph 1 of the Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
10. 2021.08.06 Taipei Exchange Supplemental Rules Governing Applications by Group Enterprises for TPEx Listing of Stock
11. 2021.07.26 Taiwan Stock Exchange Corporation Directions for Announcement or Notice of Attention to Trading Information and Dispositions
12. 2021.07.26 Numerical Standards for and Exceptions to the Irregularity Standards in Article 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions
13. 2021.07.26 Taipei Exchange Operation Directions for Announcement or Notice of Attention to Trading Information and Dispositions
14. 2021.07.26 Detailed Numerical Standards and Exceptions to the Irregularity Standards in the Subparagraphs under Article 4, paragraph 1 of the Taipei Exchange Directions for Announcement or Notice of Attention to Trading Information and Dispositions on the TPEx
15. 2021.07.15 Taipei Exchange Operation Directions Governing Liquidity Providers of Exchange-Traded Fund Beneficial Certificates
16. 2021.07.15 Taipei Exchange Rules Governing Trading of Exchange-Traded Fund Beneficial Certificates
17. 2021.07.08 Taipei Exchange Rules Governing Securities Trading on the TPEx
18. 2021.07.08 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Securities Investment and Futures Trust Enterprises of TPEx Listed Exchange-Traded Funds
19. 2021.07.08 Taipei Exchange Rules Governing the Review of Exchange-Traded Fund Beneficial Certificates for Trading on the TPEx
20. 2021.07.08 Taipei Exchange Operating Procedures Governing the Split and Reverse Split of Beneficial Certificates of Exchange Traded Funds Traded on the TPEx
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Futures Trading Act
2. Regulations Governing Futures Commission Merchants
3. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
4. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
5. Rules for Futures Commission Merchants in Reporting Default by Principals
6. Regulations Governing Futures Advisory Enterprises
7. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
8. Regulations Governing Managed Futures Enterprises
9. Regulations Governing Futures Trust Enterprises
10. Regulations Governing Futures Clearing Houses
11. Regulations Governing Futures Trust Funds
12. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
13. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
14. Futures Trading Act Enforcement Rules
15. Standards Governing the Establishment of Futures Commission Merchants
16. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
17. Standards Governing the Establishment of Futures Exchanges
18. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
19. Standards Governing the Establishment of Futures Advisory Enterprises
20. Standards Governing the Establishment of Managed Futures Enterprises
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2021.08.04 Financial-Supervisory-Securities-Corporate-11003362463
2. 2021.04.15 Financial-Supervisory-Securities-Corporate-11003362462
3. 2021.03.31 Financial-Supervisory-Securities-Corporate-1090150022
4. 2021.03.31 Financial-Supervisory-Securities-Corporate-10901500221
5. 2021.03.23 Financial-Supervisory-Securities-Firms-11003334781
6. 2021.03.23 Financial-Supervisory-Securities-Firms-1100333478
7. 2020.11.30 Financial-Supervisory-Securities-Futures-1090365253
8. 2020.11.02 Financial-Supervisory-Securities-Firms-1090359321
9. 2020.09.10 Financial-Supervisory-Securities-Firms-1090364120
10. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
11. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
12. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
13. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
14. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
15. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
16. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
17. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
18. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
19. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
20. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118