Advanced
New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2019.03.07 Regulations Governing Loaning of Funds and Making of Endorsements/Guarantees by Public Companies
2. 2019.02.22 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers
3. 2019.02.12 Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities
4. 2019.02.12 Operating Rules for Securities Business Money Lending by Securities Firms
5. 2019.02.12 Operating Rules of the Taiwan Stock Exchange Corporation
6. 2019.02.12 Operation Directions for Applications by Overseas Chinese, Foreign Nationals, and Mainland Area Investors for Registration to Invest in Domestic Securities or Trade Domestic Futures
7. 2019.02.12 Taiwan Futures Exchange Corporation Standards for Collection of On-line Processing Fees
8. 2019.01.30 Taiwan Futures Exchange Corporation Methods and Standards for Receipt of Clearing Margins
9. 2019.01.30 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members
10. 2019.01.30 Taiwan Futures Clearing Service Fee Schedule
11. 2019.01.30 Taiwan Futures Exchange Corporation Exchange Fee Schedule
12. 2019.01.30 Taiwan Futures Exchange Corporation Rules Governing Surveillance Of Market Positions
13. 2019.01.30 Taiwan Futures Exchange Corporation Trading Rules for 10-Year Government Bond Futures Contracts
14. 2019.01.30 Taiwan Futures Exchange Corporation Directions for the Handling of Applications by Institutional Investors for Position Limit Exemptions
15. 2019.01.30 Taiwan Futures Exchange Corporation Trading Rules for Taipei Exchange Stock Index Options Contracts
16. 2019.01.30 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Options Contracts
17. 2019.01.30 Taiwan Futures Exchange Corporation Trading Rules for TAIFEX Nifty 50 Index Futures Contracts
18. 2019.01.24 Regulations Governing Auditing and Attestation of Financial Statements by Certified Public Accountants
19. 2019.01.24 Corporate Governance Best-Practice Principles for Futures Commission Merchants
20. 2019.01.19 Taipei Exchange Operational Directions for Green Bonds
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Taipei Exchange Rules Governing Securities Trading on the TPEx
2. Operating Rules of the Taiwan Futures Exchange Corporation
3. Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
4. Securities and Exchange Act
5. Taipei Exchange Procedures for the Review of Securities for TPEx Listing
6. Operating Rules of the Taiwan Stock Exchange Corporation
7. Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
8. Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
9. Regulations Governing the Offering and Issuance of Securities by Securities Issuers
10. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts
11. Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
12. Securities Investment Trust and Consulting Act
13. Futures Trading Act
14. Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
15. Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
16. Operating Rules for Securities Lending by Securities Firms
17. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts
18. Taipei Exchange Rules Governing Management of Foreign Currency Denominated International Bonds
19. Regulations Governing Securities Firms
20. Regulations Governing Offshore Funds
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
2. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
3. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
4. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
5. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
6. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
7. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570
8. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553
9. 2018.07.02 Financial-Supervisory-Securities-Firms-10703209866
10. 2018.06.08 Financial-Supervisory-Securities-Firms-1070320242
11. 2018.04.03 Financial-Supervisory-Securities-Corporate-1070106121
12. 2018.02.09 Financial-Supervisory-Securities-Firms-1070302423
13. 2018.01.11 Financial-Supervisory-Securities-Firms-1070300104
14. 2017.11.20 Financial-Supervisory-Securities-Firms-1060041459
15. 2017.06.26 Financial-Supervisory-Securities-Auditing-1060023292
16. 2017.06.03 Financial-Supervisory-Securities-SITC-1060012978
17. 2017.05.22 Financial-Supervisory-Securities-Firms-10600152051
18. 2017.05.22 Financial-Supervisory-Securities-Firms-1060015205
19. 2017.04.19 Financial-Supervisory-Securities-Firms-1060003019
20. 2017.04.14 Financial-Supervisory-Securities-Futures-10600130881