New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2020.01.22 Regulations Governing Information to be Published in Public Offering and Issuance Prospectuses
2. 2020.01.22 Regulations Governing Information to be Published in Annual Reports of Public Companies
3. 2020.01.20 Taipei Exchange Standards Governing the Places of Business and Facilities of Securities Firms and Securities Introducing Brokers
4. 2020.01.20 Taipei Exchange Rules Governing Information to be Published in Prospectuses for Applications for Security Token Offerings for Over-the-Counter Trading
5. 2020.01.20 Taipei Exchange Rules Governing the Operation by Securities Firms of the Business of Proprietary Trading of Security Tokens
6. 2020.01.15 Regulations Governing Procedure for Board of Directors Meetings of Public Companies
7. 2020.01.15 Regulations Governing the Exercise of Powers by Audit Committees of Public Companies
8. 2020.01.15 Regulations Governing Appointment of Independent Directors and Compliance Matters for Public Companies
9. 2020.01.15 Regulations Governing the Appointment and Exercise of Powers by the Remuneration Committee of a Company Whose Stock is Listed on the Taiwan Stock Exchange or the Taipei Exchange
10. 2020.01.15 Standards Governing the Establishment of Securities Firms
11. 2020.01.15 Regulations Governing Securities Firms
12. 2020.01.15 Regulations Governing Centralized Securities Depository Enterprises
13. 2020.01.15 Regulations Governing Responsible Persons and Associated Persons of Securities Firms
14. 2020.01.03 Criteria for Charging Fees
15. 2019.12.23 Regulations Governing CPA Continuing Professional Education
16. 2019.12.12 The TAIEX Methodology
17. 2019.11.28 Taipei Exchange Rules Governing Securities Trading on the TPEx
18. 2019.11.20 Taipei Exchange Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of TPEx Listed Companies
19. 2019.11.01 Rules Relating to Article 3, Paragraph 1, Subparagraph 4 of the Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
20. 2019.11.01 Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Futures Trading Act
2. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
3. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
4. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
5. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
6. Regulations Governing Futures Trust Funds
7. Regulations Governing Futures Commission Merchants
8. Regulations Governing Futures Clearing Houses
9. Futures Trading Act Enforcement Rules
10. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
11. Rules for Futures Commission Merchants in Reporting Default by Principals
12. Regulations Governing Managed Futures Enterprises
13. Standards Governing the Establishment of Managed Futures Enterprises
14. Regulations Governing Futures Advisory Enterprises
15. Regulations Governing Futures Trust Enterprises
16. Standards Governing the Establishment of Futures Commission Merchants
17. Standards Governing the Establishment of Futures Advisory Enterprises
18. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
19. Standards Governing the Establishment of Futures Exchanges
20. Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months