ITEM DATE LAW NAME 1 2014.06.16 Operational Rules Governing Day Trades of Securities 2 2014.06.04 Financial Asset Securitization Act 3 2014.06.04 The Banking Act of The Republic of China 4 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Futures Contract 5 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronic Sector Index Futures Contracts 6 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Stock Option Contracts 7 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Finance Sector Index Option Contracts 8 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronics Sector Index Option Contracts 9 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for FTSE/TWSE Taiwan 50 Index Futures Contracts 10 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for NT Dollar Denominated Gold Futures Contracts 11 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Options Contract 12 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Futures Contracts 13 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Options Contracts 14 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Single Stock Futures Contracts 15 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts 16 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for the Gold Options Contract 17 2014.05.29 Taiwan Futures Exchange Corporation Regulations Governing the Brokerage Contracts of Futures Brokers 18 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Mini-TAIEX Futures Contracts 19 2014.05.29 Operating Rules of the Taiwan Futures Exchange Corporation 20 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts 21 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts 22 2014.05.14 The Securities Investment Trust and Consulting Association of the R.O.C.'s template for Anti-Money Laundering and Countering Terrorism Financing Guidelines for securities investment trust and consulting business 23 2014.04.29 Operating Rules of the Taiwan Stock Exchange Corporation 24 2014.04.25 Regulations Governing the Issuance of Call (Put) Warrants by Issuers 25 2014.04.25 Regulations Governing Information to be Published in Prospectuses by Futures Trust Enterprises Offering Futures Trust Funds 26 2014.04.25 Taiwan Futures Clearing Service Fee Schedule 27 2014.04.25 Taiwan Futures Exchange Corporation Methods and Standards for Receipt of Clearing Margins 28 2014.04.25 Standards Governing Eligibility of Securities for Margin Purchase and Short Sale 29 2014.04.25 Regulations Governing Futures Trust Funds 30 2014.04.24 Regulations Governing the Preparation of Financial Reports by Securities Issuers 31 2014.04.24 Taiwan Futures Exchange Corporation Exchange Fee Schedule 32 2014.04.22 GreTai Securities Market Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms 33 2014.04.21 GreTai Securities Market Standards for Calculation of Trading Information User Fees 34 2014.04.14 Taiwan Futures Exchange Method of Calculating Accumulated New Taiwan Dollar Realized Gains for Offshore Overseas Chinese, Foreign Nationals, and Mainland Area Investors Engaging in Futures Trading 35 2014.04.10 Detailed Numerical Standards and Exceptions to the Irregularity Standards in the Subparagraphs under Article 4, paragraph 1 of the GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Dispositions on the GTSM 36 2014.04.10 GreTai Securities Market Operation Directions for Announcement or Notice of Attention to Trading Information and Dispositions 37 2014.04.09 Taiwan Stock Exchange Corporation Directions for Announcement or Notice of Attention to Trading Information and Dispositions 38 2014.04.09 Numerical Standards for and Exceptions to the Irregularity Standards in Article 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions 39 2014.04.01 Financial-Supervisory-Securities-Corporate-10300058811 40 2014.04.01 Financial-Supervisory-Securities-Corporate-1030005881 41 2014.03.27 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members 42 2014.03.24 Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers 43 2014.03.19 GreTai Securities Market Rules Governing the Electronic Bond Trading System 44 2014.03.18 Supplementary Provisions to the Taiwan Stock Exchange Corporation Rules for Review of Securities Listings 45 2014.03.17 Financial-Supervisory-Securities-Firms-1030006062 46 2014.03.13 Directions for Futures Trading by Overseas Chinese and Foreign Nationals 47 2014.03.12 Standards for Determining Unsuitability for GTSM Listing under Article 10, Paragraph 1 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 48 2014.03.12 GreTai Securities Market Rules Governing the Review of Foreign Securities for Trading on the GTSM 49 2014.03.11 Financial-Supervisory-Securities-Firms-1030005251 50 2014.03.11 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Halting and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements 51 2014.03.10 Taiwan Futures Exchange Corporation Measures for Handling Malfunctions and Telecommunications Disruptions in Trading Systems or Trading Information Transmission Systems 52 2014.02.27 Taiwan Stock Exchange Corporation Rules Governing Trading of Securities in the Altered-Trading-Method Category 53 2014.02.21 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of GTSM Listed Call (Put) Warrant Issuers 54 2014.02.21 GreTai Securities Market Rules Governing the Review of Call (Put) Warrants for Trading on the GTSM 55 2014.02.21 Sample Template for XXX Co., Ltd. Rules Governing Financial and Business Matters Between this Corporation and its Affiliated Enterprises 56 2014.02.19 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings 57 2014.02.19 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Issuers of Call (Put) Warrants 58 2014.02.19 Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings 59 2014.02.18 Financial-Supervisory-Securities-Firms-10300032443 60 2014.02.18 Financial-Supervisory-Securities-Firms-1030003244 61 2014.02.18 Financial-Supervisory-Securities-Firms-10300032442 62 2014.02.18 GreTai Securities Market Directives for Auditing Internal Control Systems of GTSM listed Companies 63 2014.02.18 Financial-Supervisory-Securities-Firms-10300032444 64 2014.02.18 Financial-Supervisory-Securities-Firms-10300032445 65 2014.02.18 Financial-Supervisory-Securities-Firms-10300032441 66 2014.02.14 Standards Governing the Security of Personal Data Files in the Securities and Futures Industries 67 2014.02.14 Procedures and Fees for Inquiry, Examination, and Issuance of Copies of Computer-Processed Personal Data in the Securities and Futures Industries 68 2014.02.12 Taiwan Stock Exchange Corporation Direction for Auditing Internal Control Systems of Listed Companies 69 2014.02.11 Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals 70 2014.02.10 Financial-Supervisory-Securities-Firms-1030000889 71 2014.02.07 Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities 72 2014.02.07 Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans 73 2014.02.05 Regulations Governing the Preparation of Financial Reports by Securities Firms 74 2014.02.05 Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants 75 2014.01.28 Financial-Supervisory-Securities-Firms-10300014311 76 2014.01.28 Financial-Supervisory-Securities-Firms-1030001431 77 2014.01.21 Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises 78 2014.01.13 Financial-Supervisory-Securities-Auditing-10200546801 79 2014.01.06 GreTai Securities Market Operation Directions Governing Liquidity Providers of Exchange-Traded Fund Beneficiary Certificates 80 2014.01.03 Directions Governing Anti-Money Laundering and Countering Terrorism Financing of Securities and Futures Sector 81 2014.01.03 Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Beneficial Certificates 82 2014.01.03 GreTai Securities Market Rules Governing Securities Trading on the GTSM 83 2014.01.02 GreTai Securities Market Rules Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets 84 2013.12.31 GreTai Securities Market Rules Governing Information Reporting by Companies with GTSM Listed Securities 85 2013.12.31 GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 86 2013.12.31 GreTai Securities Market Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of GTSM Listed Companies 87 2013.12.31 GreTai Securities Market Rules Governing the Review of Emerging Stocks for Trading on the GTSM 88 2013.12.31 Regulations Governing Information to be Published in Public Offering and Issuance Prospectuses 89 2013.12.31 GreTai Securities Market Procedures for the Review of Financial Reports of GTSM Listed Companies 90 2013.12.31 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of Companies with GTSM Listed Securities 91 2013.12.31 Regulations Governing Information to be Published in Annual Reports of Public Companies 92 2013.12.31 Regulations Governing the Offering and Issuance of Securities by Securities Issuers 93 2013.12.31 Regulations Governing the Publication of Financial Forecasts of Public Companies 94 2013.12.31 Taiwan Stock Exchange Corporation Procedures for Handling Appeals Filed by Employees of Securities Firms in Disposition Cases 95 2013.12.30 Regulations Governing Approval for Mainland-Area Professionals to Engage in Professional Activities in Taiwan 96 2013.12.30 Regulations Governing Leverage Transaction Merchants 97 2013.12.30 Regulations Governing Securities Firms 98 2013.12.30 Taiwan Stock Exchange Corporation Rules Governing Information Filing by Companies with TWSE Listed Securities and Offshore Fund Institutions with TWSE Listed Offshore Exchange-Traded Funds 99 2013.12.30 Taiwan Stock Exchange Corporation Rules for Review of Call (Put) Warrant Listings 100 2013.12.30 Regulations Governing Responsible Persons and Associated Persons of Securities Firms 101 2013.12.30 Directions for the Conduct of Wealth Management Business by Securities Firms 102 2013.12.30 Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants 103 2013.12.30 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities 104 2013.12.30 Taiwan Stock Exchange Corporation Procedures for Press Conferences Concerning Material Information of Listed Companies 105 2013.12.30 Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies 106 2013.12.30 Regulations Governing the Acquisition and Disposal of Assets by Public Companies 107 2013.12.30 Regulations Governing Auditing and Attestation of Financial Statements by Certified Public Accountants 108 2013.12.30 Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies 109 2013.12.30 Regulations Governing the Go Incubation Board for Startup and Acceleration Firms 110 2013.12.26 Regulations Governing Offshore Securities Branches 111 2013.12.26 Offshore Banking Act Enforcement Rules 112 2013.12.24 GreTai Securities Market Regulations Governing After-Hour Fixed-Price Trading 113 2013.12.23 Regulations Governing the Administration of Shareholder Services of Public Companies 114 2013.12.19 GreTai Securities Market Operational Rules for Computerized Trading of GTSM Instruments 115 2013.12.18 GreTai Securities Market Procedures for the Review of Call (Put) Warrants 116 2013.12.17 Principles for Assignment of Ticker Symbols in the Republic of China Securities Markets 117 2013.12.05 Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC) 118 2013.12.04 GreTai Securities Market Procedures for Press Conferences Concerning Material Information of Companies with GTSM Listed Securities 119 2013.12.04 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers 120 2013.11.27 GreTai Securities Market Rules Governing Management of Foreign Currency Denominated International Bonds 121 2013.11.27 Financial-Supervisory-Securities-Corporate-1020047887 122 2013.11.26 GreTai Securities Market Directions for Classifying and Adjusting the Industry Categories of GTSM Listed Companies 123 2013.11.13 GreTai Securities Market Guidelines for Securities Brokers Reporting Delayed Settlement and Default by Customers 124 2013.11.13 GreTai Securities Market Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 125 2013.11.12 Standards Governing the Establishment of Securities Firms 126 2013.11.08 GreTai Securities Market Rules Governing the Trading of Emerging Stocks on the GTSM 127 2013.11.06 Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 128 2013.11.06 Taiwan Stock Exchange Corporation Guidelines for Securities Brokers in Reporting Failed Trades and Defaults by Principals 129 2013.11.06 Financial-Supervisory-Securities-Corporate-1020040173 130 2013.11.01 GreTai Securities Market Regulations Governing the Trading of Call (Put) Warrants 131 2013.10.31 Taiwan Stock Exchange Corporation Rules Governing Trading of Call (Put) Warrants 132 2013.10.21 Directions for Use by Securities Investment Trust Enterprises of Securities Investment Trust Funds for Trading of Securities-Related Products 133 2013.10.16 Rules Governing the Proprietary Trading of Foreign Bonds by Securities Firms 134 2013.10.16 Regulations Governing Securities Investment Trust Funds (93.10.30) 135 2013.10.01 Directions for Announcements or Notices of Attention to Trading Information and Dispositions for Emerging Stocks 136 2013.09.30 Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation 137 2013.09.30 Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings 138 2013.09.06 Financial-Supervisory-Securities-Firms-1020029252 139 2013.09.05 Operation Directions for Applications by Overseas Chinese, Foreign Nationals, and Mainland Area Investors for Registration to Invest in Domestic Securities or Trade Domestic Futures 140 2013.09.05 Operating Rules for Securities Lending by Securities Firms 141 2013.09.02 Taiwan Futures Exchange Corporation Operational Regulations for Block Trading 142 2013.08.27 Financial-Supervisory-Securities-Corporate-10200293697 143 2013.08.27 Financial-Supervisory-Securities-Corporate-10200293699 144 2013.08.27 Financial-Supervisory-Securities-Corporate-10200293698 145 2013.08.27 Regulations Governing the Offering and Issuance of Securities by Foreign Issuers 146 2013.08.27 Financial-Supervisory-Securities-Corporate-10200293696 147 2013.08.27 Regulations Governing the Offering and Issuance of Overseas Securities by Issuers 148 2013.08.26 GreTai Securities Market Rules Governing the Use of the Gofunding Zone 149 2013.08.20 Futures Trading Act Enforcement Rules 150 2013.08.06 Regulations Governing CPA Pre-Professional Training and Continuing Professional Education 151 2013.08.05 GreTai Securities Market Procedures for the Review of Securities for GTSM Listing 152 2013.08.01 GreTai Securities Market Supplemental Directions for Applications by Investment Holding Companies for Over-the-Counter Listing 153 2013.07.26 GreTai Securities Market Guidelines for Lead Recommending Securities Firms Mandated to Assist GTSM Primary Listed Companies in Complying with the Laws of the ROC and the GreTai Securities Market Rules Related to GTSM Listing 154 2013.07.26 GreTai Securities Market Procedures for Review of GTSM Trading of Foreign Securities 155 2013.07.26 GreTai Securities Market Operation Directions for the Administration of GTSM primary Listed Companies 156 2013.07.17 Financial-Supervisory-Securities-Auditing-1020024132 157 2013.07.04 Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms 158 2013.06.28 GreTai Securities Market Standards Governing Sites and Facilities of Securities Firms and Trading Assistants 159 2013.06.26 Establishment of an Information and Communications Security Inspection System for Futures Commission Merchants 160 2013.06.21 Taiwan Futures Exchange Corporation Guidelines Governing Applications by Institutional Investors to Increase Position Limits 161 2013.06.20 Taiwan Futures Exchange Corporation Procedures for Suspension or Termination of Futures Commission Merchant and Clearing Member Operations 162 2013.06.20 Taiwan Futures Exchange Corporation Trading Rules for 30-Day Commercial Paper Rate Futures Contracts 163 2013.06.19 Offshore Banking Act 164 2013.06.10 Taiwan Stock Exchange Corporation Standards Governing the Places of Business and Facilities of Securities Firms and Securities Introducing Brokers 165 2013.06.06 Taiwan Futures Exchange Corporation Rules Governing Surveillance Of Market Positions 166 2013.06.05 Securities and Exchange Act 167 2013.05.31 Financial-Supervisory-Securities-Firms-10200143751 168 2013.05.31 Financial-Supervisory-Securities-Firms-1020014375 169 2013.05.30 Guidelines for Pre-Account Opening Procedures by Futures Commission Merchants Outside Their Place of Business 170 2013.05.30 Guidelines for Pre-Account Opening Procedures by FCM-Appointed Introducing Brokers Outside of the Place of Business 171 2013.04.25 Taiwan Futures Exchange Corporation Rules Governing Online Reporting Procedures for Futures Commission Merchants 172 2013.04.11 Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies 173 2013.04.11 GreTai Securities Market Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading 174 2013.04.03 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants and Clearing Members Conducting Operations in Relation to the pledging of securities as Margin Collateral 175 2013.04.03 Rules for Futures Commission Merchants in Reporting Default by Principals 176 2013.03.29 Taiwan Futures Exchange Corporation Standards for Collection of On-line Processing Fees 177 2013.03.29 Taiwan Futures Exchange Corporation Contract for Computer Connection to the Centralized Futures Exchange Market 178 2013.03.15 GreTai Securities Market Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions 179 2013.03.15 GreTai Securities Market Specific Standards and Procedures for Suspending and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements 180 2013.03.14 GreTai Securities Market Operation Directions for the System for Early Settlement of Financial Derivatives Transactions 181 2013.03.14 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions 182 2013.03.12 Operating Rules for Securities Business Money Lending by Securities Firms 183 2013.03.11 Corporate Governance Best-Practice Principles for TWSE/GTSM Listed Companies 184 2013.02.27 Sample Template for XXX Co., Ltd. Rules of Procedure for Shareholders Meetings 185 2013.02.22 Guidelines for Account Opening and Futures Trading by Insiders of Futures Commission Merchants 186 2013.02.22 Guidelines for Account Opening and Futures Trading by Insiders of Futures Introducing Brokers Opening Accounts to Engage in Futures Trading 187 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Gold Futures Contracts 188 2013.02.04 GreTai Securities Market Principles for Handling Information Disclosure on the Key Financials Section of the Market Observation Post System (MOPS) 189 2013.02.04 GreTai Securities Market Principles for Handling Information Disclosure on the Taiwan Depository Receipt Key Financials Section of the Market Observation Post System 190 2013.01.30 GreTai Securities Market Supplemental Directions for Applications by Financial Holding Companies for GTSM Listing 191 2013.01.30 GreTai Securities Market Supplemental Directions for Applications by Construction Companies for GTSM Listing 192 2013.01.30 GreTai Securities Market Supplemental Rules Governing Applications by Group Enterprises for GTSM Listing of Stock 193 2013.01.30 Taiwan Stock Exchange Corporation Principles for Handling Information Disclosure on the Key Financials Section of the Market Observation Post System (MOPS) 194 2013.01.30 Company Act 195 2013.01.29 GreTai Securities Market (GTSM) Standards for Determining Whether a GTSM listed Company Is Required Publish Complete Financial Forecasts 196 2013.01.29 Procedures and Timeframes for Handling Events Under Article 12-1 of the GreTai Securities Market Rules Governing Securities Trading on the GTSM 197 2013.01.29 GreTai Securities Market Procedures for Applications by GTSM Listed Companies for the Delisting of Securities 198 2013.01.28 Regulations Governing The Use Of Trading Information 199 2013.01.28 Taiwan Depository & Clearing Corporation Operating Rules for Short-Term Bills 200 2013.01.28 Criteria for Charging Fees 201 2013.01.23 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Financial Holding Companies 202 2013.01.23 Taiwan Stock Exchange Corporation Procedures for Applications by TWSE Listed Companies for the Delisting of Securities 203 2013.01.23 Taiwan Stock Exchange Corporation Standards for Determining Whether a TWSE Listed Company Shall Publish Complete Financial Forecasts 204 2013.01.23 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Investment Holding Companies 205 2013.01.22 Taiwan Stock Exchange Corporation Principles for Handling Information Disclosure on the Taiwan Depositary Receipt Key Financials Section of the Market Observation Post System (MOPS) 206 2013.01.21 Taiwan Securities Association Directions for Information to be Published in Securities Underwriter Evaluation Reports for the Public Offering and Issuance of Securities by Foreign Securities Issuers 207 2013.01.15 Taiwan Stock Exchange Corporation Procedures for the Review of Financial Reports of TWSE Secondary Listed Companies Receipts 208 2013.01.08 Directions for Public Companies Conducting Private Placements of Securities 209 2012.12.28 Taiwan Futures Exchange Corporation Criteria for Clearing Membership 210 2012.12.28 Taiwan Futures Exchange Corporation Regulations Governing Clearing Member Deposits to the Clearing and Settlement Fund Following Clearing and Settlement Operations 211 2012.12.25 Taiwan Futures Exchange Corporation Guidelines for the Management of Futures Auction Terminals 212 2012.12.25 Taiwan Futures Exchange Corporation Operational Guidelines for Futures Commission Merchants Completing and Submitting Trading Order Forms Electronically 213 2012.12.13 Directions for Secondary Reviews of Financial Reports of Companies with a Secondary Listing on the Exchange (or OTC) Market 214 2012.12.07 Regulations Governing the Organization and Deliberation Procedures of the CPA Discipline Committee and the CPA Disciplinary Rehearing Committee 215 2012.11.27 Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules 216 2012.11.23 Securities and Exchange Act Enforcement Rules 217 2012.11.16 Financial-Supervisory-Securities-Firms-1010049802 218 2012.11.12 GreTai Securities Market Operation Directions for the Appointment of Independent Directors by GTSM Listed Companies 219 2012.11.08 Taiwan Futures Exchange Corporation Points for Attention by Futures Commission Merchants and Clearing Members Depositing Proprietary Funds in Segregated Margin Accounts 220 2012.11.08 Sample Template for XXX Co., Ltd. Rules of Procedure for Board of Directors Meetings 221 2012.11.05 GreTai Securities Market Rules Governing the Repurchase of Taiwan Depositary Receipts by Secondary Listed Companies 222 2012.10.31 GreTai Securities Market Securities Listing Fee Rates 223 2012.10.30 Regulations Governing Information to be Published in Financial Institution Prospectuses for Offering and Issuance of Securities 224 2012.10.26 Taiwan Stock Exchange Corporation Rules Governing the Repurchase of Taiwan Depositary Receipts by Secondary Listed Companies 225 2012.10.26 Taiwan Stock Exchange Corporation Rules Governing Contracts for the Listing of Taiwan Depositary Receipts 226 2012.10.26 Taiwan Stock Exchange Corporation Regulations Governing Contracts for the Listing of Foreign Stocks 227 2012.10.18 GreTai Securities Market Directions for Information to be Published in Public Offering Prospectuses for Call (Put) Warrants 228 2012.10.18 GreTai Securities Market Regulations Governing GTSM Listing Contracts for Call (Put) Warrants 229 2012.10.12 Taiwan Stock Exchange Corporation Guidelines Governing the Particulars to be Recorded in a Public Offering Prospectus for Call (Put) Warrants 230 2012.10.12 GreTai Securities Market Measures for Responding to Natural Disasters 231 2012.10.12 Taiwan Stock Exchange Corporation Operation Directions Governing Liquidity Providers of Call (Put) Warrants 232 2012.10.12 Taiwan Stock Exchange Corporation Rules Governing Call (Put) Warrant Listing Contracts 233 2012.10.05 Taiwan Stock Exchange Corporation Contract for the Listing of Taiwan Depositary Receipts 234 2012.10.02 Regulations Governing the Applicable Scope of Special Circumstances for the Public Announcement and Filing of Financial Reports and Operational Status Reports by Public Companies 235 2012.10.01 The specific purpose and the classification of personal information of the Personal Information Protection Act 236 2012.09.26 Enforcement Rules of the Personal Information Protection Act 237 2012.08.29 Taiwan Futures Exchange Corporation Guidelines for Mergers and Assignment of Operations by Futures Commission Merchants 238 2012.08.29 Taiwan Futures Exchange Corporation Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Futures Commission Merchants and Clearing Members 239 2012.08.22 Regulations Governing Share Repurchase by Exchange-Listed and OTC-Listed Companies 240 2012.08.22 Regulations Governing Procedure for Board of Directors Meetings of Public Companies 241 2012.08.14 Regulations Governing Centralized Securities Depository Enterprises 242 2012.08.01 Taiwan Stock Exchange Corporation Procedures for Review of the Listing of REIT and REAT Beneficial Securities 243 2012.08.01 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises 244 2012.08.01 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises 245 2012.08.01 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises 246 2012.07.27 Regulations Governing Securities Investment Consulting Enterprises (93.10.30 Announced) 247 2012.07.27 Regulations Governing Information to be Published in Private Placement Memoranda by Securities Investment Trust Enterprises When Privately Offering Securities Investment Trust Funds 248 2012.07.27 Regulations Governing Securities Investment Trust Enterprises 249 2012.07.27 Regulations Governing Securities Finance Enterprises 250 2012.07.27 Regulations Governing Information to be Published in Prospectuses by Securities Investment Trust Enterprises Offering Securities Investment Trust Funds 251 2012.07.25 Regulations Governing the Qualification Requirements and Professional Development of Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 252 2012.07.12 Regulations Governing Futures Clearing Houses 253 2012.07.12 Regulations Governing Futures Commission Merchants 254 2012.07.12 Regulations Governing Managed Futures Enterprises 255 2012.07.12 Regulations Governing Futures Exchanges 256 2012.07.11 Regulations Governing Stock Exchanges 257 2012.07.10 Regulations Governing Securities Trading on the GreTai Securities Market 258 2012.07.09 Taiwan Stock Exchange Corporation Procedures for Merger or Assignment of Operations of Securities Firms 259 2012.07.06 Regulations Governing Loaning of Funds and Making of Endorsements/Guarantees by Public Companies 260 2012.07.05 Regulations Governing Public Tender Offers for Securities of Public Companies 261 2012.07.05 Regulations Governing Information to be Published in Public Tender Offer Prospectuses 262 2012.06.22 Sample Template of XXX Co., Ltd. Charter of Nominating Committee for Directors and Supervisors 263 2012.06.19 GreTai Securities Market Risk Declaration Statement for GTSM-listed Foreign Securities (Template) 264 2012.06.19 GreTai Securities Market Regulations Governing Trading of Foreign Stocks and Taiwan Depository Receipts 265 2012.06.11 Taiwan Stock Exchange Corporation Contract for the Listing of Foreign Stock 266 2012.06.07 Taiwan Stock Exchange Corporation Regulations Governing Trading of Foreign Stocks 267 2012.06.07 Taiwan Stock Exchange Corporation Regulations Governing Trading of Depositary Receipts 268 2012.05.29 Contract for Trading International Bonds on the GTSM 269 2012.05.18 Template for Money Laundering Prevention Guidelines for the Futures Commission Merchants of the Chinese National Futures Association 270 2012.05.15 Chinese National Futures Association Model Notice for Money Laundering Control for Futures Trust Enterprises and Managed Futures Enterprises 271 2012.05.15 Taiwan Stock Exchange Corporation Directions for the Review of Listing of Beneficiary Securities and Asset-Backed Securities 272 2012.05.15 Rules Governing the Conduct of Shareholders Meetings by Public Companies 273 2012.05.15 GreTai Securities Market Rules Governing the Review of Exchange Traded Fund Beneficiary Certificates for Trading on GTSM 274 2012.05.15 Taiwan Stock Exchange Corporation Operation Directions for the Appointment of Independent Directors by TWSE Listed Companies 275 2012.05.08 Checklist of Money Laundering Prevention Guidelines and Procedures for Securities Firms 276 2012.04.24 Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading 277 2012.04.13 Regulations Governing the Operation of and Compliance Requirements for Split Voting by Shareholders of Public Companies 278 2012.04.06 GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement 279 2012.04.06 GreTai Securities Market Guidelines for Providing Financial Derivative Services to General Customers 280 2012.03.23 GreTai Securities Market Administration Rules for Financial Derivative Trade Database 281 2012.03.23 GreTai Securities Market Contract for Financial Derivative Trade Database 282 2012.02.17 GreTai Securities Market Supplemental Directions for Applications by Private Institutions Participating in Public Infrastructure Projects for GTSM Listing 283 2012.02.08 GreTai Securities Market Guidelines for the Exercise of Call (Put) Warrants 284 2012.02.06 Taiwan Stock Exchange Corporation Guidelines for the Exercise of Call (Put) Warrants 285 2012.02.04 Taiwan Futures Exchange Corporation Rules for Encouraging Reporting of Unlawful Activities on the Futures Market 286 2012.02.03 GreTai Securities Market Operational Guidelines for Omnibus Trading Accounts 287 2012.02.02 Taiwan Stock Exchange Corporation Operational Guidelines for Omnibus Trading Accounts 288 2012.01.13 GreTai Securities Market Rules for Administration of Additional Deposits by Securities Firms to the Joint Responsibility System Clearing and Settlement Fund 289 2012.01.13 GreTai Securities Market Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund 290 2012.01.11 Taiwan Stock Exchange Corporation Rules for Administration of Additional Deposits by Securities Firms to the Clearing and Settlement Fund 291 2012.01.11 Taiwan Stock Exchange Corporation Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund 292 2011.12.30 Regulations Governing the Preparation of Financial Reports by Company-Type Stock Exchanges 293 2011.12.29 GreTai Securities Market Rules Governing the Trading of Convertible Corporate Bonds, Exchangeable Corporate Bonds, and Bond Conversion Entitlement Certificates 294 2011.12.29 Risk Disclosure Statement for Trading of Emerging Stocks (Sample) 295 2011.12.29 Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges 296 2011.12.29 Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses 297 2011.12.28 GreTai Securities Market Operating Procedures for Replacement Issues of GTSM Listed Securities 298 2011.12.23 Regulations for Departmental Affairs of the Securities and Futures Bureau, Financial Supervisory Commission 299 2011.12.21 Regulations Governing Establishment of Internal Control Systems by Public Companies 300 2011.12.21 Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets 301 2011.12.16 GreTai Securities Market Account Opening Agreement for GTSM listed Securities 302 2011.12.14 Taiwan Stock Exchange Corporation Procedures for the Exchange of Securities Certificates by TWSE Listed Companies 303 2011.11.07 Taiwan Stock Exchange Corporation Rules Governing Awards for Reporting on Unlawful Activities on the Securities Market 304 2011.11.04 Financial-Supervisory-Securities-Firms-1000049000 305 2011.10.20 Financial-Supervisory-Securities-Firms-10000429131 306 2011.10.14 Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers 307 2011.10.14 Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers 308 2011.10.06 GreTai Securities Market Directions for the Termination of Trading of the Shares of Foreign Emerging Stock Companies on the GTSM Emerging Stock Market 309 2011.09.30 GreTai Securities Market Regulations Governing Block Trading of GTSM Listed Securities 310 2011.09.28 Taiwan Stock Exchange Corporation Regulations Governing After-Hours Fixed-Price Trading 311 2011.09.08 Sample Template for XXX Co., Ltd. Remuneration Committee Charter 312 2011.08.26 Taiwan Stock Exchange Corporation Measures for Responding to Natural Disasters 313 2011.08.26 Taiwan Stock Exchange Corporation Rules Governing Block Trading of Listed Securities 314 2011.08.22 Corporate Social Responsibility Best Practice Principles for TWSE/GTSM-Listed Companies 315 2011.08.19 Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates 316 2011.08.19 Taiwan Stock Exchange Corporation Guidelines for Creation and Redemption of Exchange Traded Funds 317 2011.08.12 Sample Template for XXX Co., Ltd. Procedures for Ethical Management and Guidelines for Conduct 318 2011.08.04 Regulations Governing Appointment of Independent Directors and Compliance Matters for Public Companies 319 2011.08.03 Operation Directions for Administration of Customer Information Inquiries by Employees of Futures Enterprises 320 2011.06.29 Organic Act of the Securities and Futures Bureau, Financial Supervisory Commission 321 2011.06.08 Taiwan Futures Exchange Corporation Procedural Guidelines For Clearing Members Unable To Maintain Conformance With Clearing Member Standards 322 2011.05.18 Taiwan Stock Exchange Corporation Rules Governing Implementation of the Stock Market Surveillance System 323 2011.04.15 GreTai Securities Market Rules Governing Reverse Auction of GTSM Listed Securities 324 2011.04.11 GTSM Directions Governing Clearing and Settlement Operations for Securities Traded on the GTSM 325 2011.03.18 Directions for Collateral Management in Fixed-price and Competitive Auction Securities Borrowing and Lending Transactions 326 2011.03.18 Regulations Governing the Appointment and Exercise of Powers by the Remuneration Committee of a Company Whose Stock is Listed on the Stock Exchange or Traded Over the Counter 327 2011.02.23 GreTai Securities Market Directives for Handling Advance Collection of Funds and Securities by Securities Brokers 328 2011.02.01 Corporate Governance Best-Practice Principles for Futures Commission Merchants 329 2011.01.31 Matters Required to be Included in the Corporate Bylaws of Credit Rating Agencies 330 2011.01.26 Taiwan Stock Exchange Corporation Measures for Handling Malfunctions or Telecommunication Disruptions in Trading Systems or Trading Transmission Systems 331 2011.01.26 Taiwan Stock Exchange Corporation Rules Governing Purchase of Listed Securities by Reverse Auction 332 2011.01.14 GreTai Securities Market Securities Borrowing and Lending Rules 333 2011.01.12 Taiwan Stock Exchange Corporation Rules Governing Auction of Listed Securities by Consignment 334 2010.12.29 Securities Transaction Tax Act 335 2010.12.22 GreTai Securities Market Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 336 2010.12.22 Regulations Governing the Scope of Material Information and the Means of its Public Disclosure Under Article 157-1, Paragraphs 5 and 6 of the Securities and Exchange Act 337 2010.11.30 Regulations Governing Implementation of the Market Surveillance System for Securities Traded on the GTSM 338 2010.11.30 Financial-Supervisory-Securities-Firms-0990066528 339 2010.11.29 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants Appointing Introducing Brokers to Assist in Processing Margin Withdrawal Requests from Futures Traders 340 2010.11.29 Taiwan Futures Exchange Corporation Operation Directions Governing the Sending of Reconciliation Statements and the Cancellation of Accounts by Futures Commission Merchants 341 2010.11.29 Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 342 2010.11.29 GreTai Securities Market Directions For the Recognition of the Qualifications of Exchange-Traded Funds and Underlying Indexes 343 2010.11.29 GreTai Securities Market Rules Governing Trading of Exchange-Traded Fund Beneficiary Certificates 344 2010.11.29 GreTai Securities Market Guidelines for Creation and Redemption of Exchange Traded Funds 345 2010.11.25 Regulations Governing Book-Entry Operations for Centrally Deposited Securities 346 2010.11.11 Financial-Supervisory-Securities-Firms-0990064095 347 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing the Scope of Powers of Independent Directors 348 2010.11.10 Sample Template for XXX Co., Ltd. Procedures for Election of Directors and Supervisors 349 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing the Scope of Powers of Supervisors 350 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing the Exercise of Rights and Participation in Resolutions by Juristic Person Shareholders With Controlling Power 351 2010.11.10 Directions for the Implementation of Continuing Education for Directors and Supervisors of TWSE Listed and GTSM Listed Companies 352 2010.11.03 Regulations Governing Registration Procedures and Fees in Applications for Computer-Processed Personal Data by Securities and Futures Enterprises (Repealed) 353 2010.10.28 Regulations Governing the Administration of Credit Rating Agencies 354 2010.10.19 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan IndexSM Options Contracts 355 2010.10.14 Financial-Supervisory-Securities-Firms-0990056693 356 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Disciplinary Committee 357 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Trading Committee 358 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Clearing Committee 359 2010.10.11 Regulations Governing Futures Trust Enterprises 360 2010.10.06 Regulations Governing Securities Investment and Futures Trading in Taiwan by Mainland Area Investors 361 2010.10.04 Financial-Supervisory-Securities-Firms-0990054351 362 2010.09.29 Financial-Supervisory-Securities-Firms-0990046578 363 2010.09.14 Financial-Supervisory-Securities-Firms-0990042998 364 2010.09.09 GreTai Securities Market Rules Governing the Collection of Securities Listing Application Review Fees 365 2010.09.03 Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities 366 2010.09.03 Regulations Governing Offshore Funds 367 2010.09.03 Ethical Corporate Management Best Practice Principles for TWSE/GTSM-Listed Companies 368 2010.08.02 Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms 369 2010.08.02 Regulations Governing Futures Advisory Enterprises 370 2010.07.21 Directions for Filing Reports on Acquisition of Shares in Accordance With Article 43-1, Paragraph 1 of the Securities and Exchange Act 371 2010.07.13 Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers 372 2010.07.13 Financial-Supervisory-Securities-Firms-0990020823 373 2010.07.08 Financial-Supervisory-Securities-Firms-09900311421 374 2010.07.06 Financial-Supervisory-Securities-Firms-09900311422 375 2010.07.06 Regulations Governing Securities Lending by Securities Firms 376 2010.06.09 Securities Investment Trust and Consulting Act 377 2010.06.09 Futures Trading Act 378 2010.06.07 Agreement for Futures Trust Enterprise Engaging Other Professional Institution with Discretionary Power to Utilize Futures Trust Fund (Exemplar) 379 2010.05.26 Personal Information Protection Act 380 2010.05.21 Financial-Supervisory-Securities-Firms-0990015005 381 2010.05.20 Taiwan Stock Exchange Corporation Procedures for the Verification and Public Disclosure of Material Information on Secondary-Listed Foreign Stocks 382 2010.05.18 Financial-Supervisory-Securities-Firms-0990017341 383 2010.05.07 Taiwan Stock Exchange Corporation Operation Directions for the Filing and Public Announcement of Insider Shareholdings by TWSE Primary Listed Companies 384 2010.05.07 Financial-Supervisory-Securities-Firms-09900194881 385 2010.05.06 XXX Co., Ltd. Self-Regulatory Rules on Disclosure of Merger and Acquisition Information, Template Version 386 2010.04.30 The Securities Investment Trust and Consulting Association Guidelines for Advertisements and Business Activities Performed by Members and Their Sales Agents 387 2010.04.19 Financial-Supervisory-Securities-Firms-0990016418 388 2010.04.13 Financial-Supervisory-Securities-Firms-0990012963 389 2010.03.24 Regulations Governing the Establishment of Internal Control Systems by Securities Investment Trust Enterprises and by Securities Investment Consulting Enterprises Conducting Discretionary Investment Business 390 2010.03.23 Taiwan Futures Exchange Corporation Directions for Futures Commission Merchants and Clearing Members Handling Deposits by Stock Call Option Writers of Underlying Securities as Margin 391 2010.03.16 Regulations Governing Approval and Management of Securities and Futures Transactions and Investment Between the Taiwan Area and the Mainland Area 392 2010.03.11 Financial-Supervisory-Securities-Firms-0990004326 393 2010.02.12 Financial-Supervisory-Securities-Firms-09800706991 394 2010.02.04 Financial-Supervisory-Securities-Firms-0980069092 395 2010.02.04 Standards Governing the Establishment of Securities Investment Consulting Enterprises 396 2010.02.04 Standards Governing the Establishment of Securities Investment Trust Enterprises 397 2010.02.04 Regulations Governing the Establishment, Supervision, and Management of Urban Renewal Investment Trust Companies 398 2010.02.04 Standards Governing the Establishment of Futures Trust Enterprises 399 2010.02.04 Regulations Governing the Organization and Mediation Procedures of Securities Investor and Futures Trader Protection Institution Mediation Committees 400 2010.01.27 Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers 401 2010.01.27 Risk Management Best-Practice Principles For Futures Commission Merchants 402 2010.01.15 Financial-Supervisory-Securities-Firms-0990002770 403 2010.01.13 Financial-Supervisory-Securities-Firms-0980067784 404 2010.01.13 Financial-Supervisory-Securities-Firms-09800677841 405 2010.01.06 Regulations Governing Securities Dealers Associations 406 2009.12.29 GreTai Securities Market Rules Governing Odd Lot Trading 407 2009.12.23 Financial-Supervisory-Securities-0980067168 408 2009.12.21 Taiwan Futures Exchange Operational Rules Governing Market Makers 409 2009.12.11 Financial-Supervisory-Securities-0980061724 410 2009.12.11 Regulations Governing Content and Compliance Requirements for Shareholders' Meeting Agenda Handbooks of Public Companies 411 2009.11.10 Financial-Supervisory-Securities-Firms-09800569731 412 2009.11.10 Financial-Supervisory-Securities-Firms-0980056973 413 2009.11.06 Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants 414 2009.11.04 Financial-Supervisory-Securities-Firms-09800415751 415 2009.11.04 Financial-Supervisory-Securities-Firms-09800571361 416 2009.11.03 Financial-Supervisory-Securities-Firms-0980053778 417 2009.10.29 Financial-Supervisory-Securities-Firms-0980056781 418 2009.10.23 GreTai Securities Market Operating Procedures for Handling Appeals by Securities Firms or Securities Firm Employees Against an Enforcement Action on a Deficiency Identified in an Audit 419 2009.10.20 Taiwan Stock Exchange Operating Procedures for the Handling of an Appeal by a Securities Firm or Securities Firm Employee Against an Enforcement Action on a Deficiency Identified in an Audit 420 2009.09.28 Financial-Supervisory-Securities-Firms-09800506161 421 2009.09.28 Financial-Supervisory-Securities-Firms-0980048493 422 2009.09.25 Rules Governing Securities Investment Consulting Enterprises 423 2009.09.25 Regulations Governing Securities Investment Trust Funds 424 2009.09.25 Regulations Governing the Operation of Discretionary Investment Services by Securities Investment Consulting Enterprises and Securities Investment Trust Enterprises 425 2009.09.25 Rules Governing Securities Investment Trust Enterprises 426 2009.09.21 Financial-Supervisory-Securities-Firms-0980049418 427 2009.08.21 Financial-Supervisory-Securities-Firms-09800426013 428 2009.08.21 Financial-Supervisory-Securities-Firms-09800426012 429 2009.08.21 Financial-Supervisory-Securities-Firms-09800426011 430 2009.08.21 Financial-Supervisory-Securities-Firms-0980042601 431 2009.08.21 Financial-Supervisory-Securities-Firms-09800415471 432 2009.08.21 Financial-Supervisory-Securities-Firms-0980043062 433 2009.08.21 Financial-Supervisory-Securities-Firms-0980041547 434 2009.07.30 Regulations Governing the Securities Investor and Futures Trader Protection Institution 435 2009.07.30 Regulations Governing Payment Operations of Securities Investor and Futures Trader Protection Funds 436 2009.07.24 Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Securities in a Real Estate Investment Trust or Real Estate Asset Trust 437 2009.07.22 Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms 438 2009.07.15 Financial-Supervisory-Securities-Firms-09800357573 439 2009.07.15 Financial-Supervisory-Securities-Firms-09800357571 440 2009.07.15 Financial-Supervisory-Securities-Firms-0980035757 441 2009.07.15 Financial-Supervisory-Securities-Firms-09800357572 442 2009.07.14 Financial-Supervisory-Securities-Firms-0980030770 443 2009.07.09 Points For Attention for Futures Commission Merchants Engaging Securities Firms to Operate Futures Introducing Broker Business 444 2009.07.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Securities Investment Trust Companies with Listed Securities Investment Trust Funds and Offshore Fund Entities with Listed Offshore Exchange-Traded Funds 445 2009.06.26 GreTai Securities Market Rules Governing the Use of Securities Trading Information 446 2009.06.18 Financial-Supervisory-Securities-Firms-09800283421 447 2009.06.18 Financial-Supervisory-Securities-Firms-0980028342 448 2009.06.10 Certified Public Accountant Act 449 2009.06.09 Financial-Supervisory-Securities-Firms-0980025539 450 2009.06.06 Financial-Supervisory-Securities-Firms-0980019483 451 2009.06.05 Taiwan Futures Exchange Corporation Contract for Clearing and Settlement of Futures Trading 452 2009.06.03 Business Entity Accounting Act 453 2009.05.21 Regulations Governing Certification of Corporate Stock and Bond Issues by Public Companies 454 2009.05.20 Securities Investor and Futures Trader Protection Act 455 2009.04.30 Financial-Supervisory-Securities-VIII-09800176691 456 2009.04.30 Financial-Supervisory-Securities-VIII-09800176692 457 2009.04.30 Financial-Supervisory-Securities-VIII-09800176694 458 2009.04.30 Financial-Supervisory-Securities-VIII-09800176693 459 2009.03.06 Financial-Supervisory-Securities-VII-09800079231 460 2009.02.11 Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities 461 2009.01.21 Clauses of the Real Estate Securitization Act 462 2008.12.24 Taiwan Futures Exchange Corporation (TAIFEX) Operational Guidelines for Determining the NT Dollar-denominated Gold Futures Contract and Gold Options Contract Final Settlement Price 463 2008.12.15 GreTai Securities Market Rules Governing Over-the-Counter When-issued Trading of Central Government Bonds 464 2008.11.28 Taiwan Futures Exchange Corporation Directions for Applications by Futures Commission Merchants to Continue Operation After Force Majeure Events 465 2008.11.21 Taiwan Stock Exchange Corporation Rules Governing the Collection of Securities Listing Application Review Fees 466 2008.11.21 Taiwan Stock Exchange Corporation Rate Table for Securities Listing Fees 467 2008.11.12 Sample Template for XXX Co., Ltd. Procedures for Handling Material Inside Information 468 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan Stock Index SM Futures Contracts 469 2008.11.05 Taiwan Stock Exchange Corporation Directions for Lead Securities Underwriters Mandated to Assist Primary Listed Companies in Complying with ROC Laws and Regulations and the Taiwan Stock Exchange Corporation Rules Related to TWSE Listing 470 2008.11.05 Procedural Guidelines for Changes of Consigned Clearing Members by Futures Commission Merchants 471 2008.11.05 Taiwan Futures Exchange Directions For Clearing And Settlement Operations By Mandated Clearing Members 472 2008.09.03 Guidelines for Reporting by Securities Brokers of Brokerage Sale of Stock Not Owned by the Principal 473 2008.09.03 Guidelines for Settlement-Driven Securities Borrowing and Covering of Cash Collateral Shortfall by Securities Firms 474 2008.08.06 Futures Transaction Tax Act 475 2008.07.21 Taiwan Futures Exchange Corporation Rules for Determining the Final Settlement Price for Gold Futures Contracts 476 2008.06.27 Standards Governing the Establishment of Futures Advisory Enterprises 477 2008.06.09 GreTai Securities Market Regulations Governing Bond Payment Settlement Reserves for the Electronic Bond Trading System 478 2008.05.20 Rules and Review Procedures for Director and Supervisor Share Ownership Ratios at Public Companies 479 2008.05.16 Regulations Governing Approval of Certified Public Accountants to Audit and Attest to the Financial Reports of Public Companies 480 2008.05.16 Regulations Governing the Preparation of Financial Reports by Incorporated Certified Public Accountant Firms 481 2008.05.16 Directions for Incorporation Registration and Amendment Registration for Incorporated Certified Public Accountant Firms 482 2008.05.05 Implementation Regulations for Professional Liability Insurance Coverage for Certified Public Accountant Firms 483 2008.04.08 Corporate Governance Best-Practice Principles for SITEs/SICEs 484 2008.03.19 Regulations Governing Information to be Published in Prospectuses for Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 485 2008.03.14 Taiwan Futures Exchange Corporation Guidelines for Application by Futures Commission Merchants for Emergency Measures against Insufficient Adjusted Net Capital 486 2008.03.10 Regulations Governing Applications for CPA Certificates and Practice Registration 487 2008.02.21 Regulations Governing the Selection and Hiring of Scholars and Fair and Impartial Persons for the CPA Discipline Committee and Disciplinary Rehearing Committee 488 2008.02.21 Discretionary Investment Services Contract Template（For Customer Entrusting Assets to the Custodian Institution） 489 2008.02.21 Discretionary Investment Services Contract Template（For Trust Enterprises Mandating SITEs or SICEs） 490 2008.02.21 Trust Agreement Template 491 2008.02.21 Discretionary Investment Services Contract Template 492 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Entrusting Assets to the Custodian Institution） 493 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Engaging the Custodian Institution） 494 2008.02.21 Mandate Contract Template 495 2007.12.31 Standards Governing the Establishment of Managed Futures Enterprises 496 2007.12.07 Taiwan Futures Exchange Corporation Trading Rules for 10-Year Government Bond Futures Contracts 497 2007.11.16 Financial-Supervisory-Securities-VI-0960058234 498 2007.11.15 Financial-Supervisory-Securities-VIII-0960057430 499 2007.11.08 GreTai Securities Market Procedures for Verification and Disclosure of Material Information to Issuers of GTSM listed Exchange Traded Funds 500 2007.10.25 Financial-Supervisory-Securities-VIII-0960056366 501 2007.10.02 Standards Governing the Establishment of Futures Commission Merchants 502 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 503 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 504 2007.08.01 Financial-Supervisory-Securities-VIII-0960032781 505 2007.07.30 Financial-Supervisory-Securities-VIII-0960027617 506 2007.07.17 Taiwan Futures Exchange Operational Guidelines for the Implementation of Direct Market Access by Futures Brokers 507 2007.06.15 Financial-Supervisory-Securities-VIII-0960027033 508 2007.06.11 Taiwan Stock Exchange Corporation Directions For the Recognition of the Qualifications of Issuers of Exchange-Traded Funds and Underlying Indexes 509 2007.06.05 Taiwan Futures Exchange Rules Governing the Use of Trading Information 510 2007.06.05 Taiwan Futures Exchange Corporation Trading Information Usage Contract (Applicable for Telecommunications Enterprises, Information Companies, News Media Institutions, Radio and Television Enterprises, Internet Firms, and Qualified Foreign Institutional Investors ) 511 2007.06.05 Taiwan Futures Exchange Corporation Standards for Collection of Trading Information User Fees 512 2007.04.14 Financial-Supervisory-Securities-VIII-0960013898 513 2007.03.21 Financial-Supervisory-Securities-VIII-09600008090 514 2007.03.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Real Estate Securitization Trustee Institutions 515 2007.02.14 Rules Relating to Article 3, Paragraph 1, Subparagraph 4 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 516 2007.02.14 GreTai Securities Market Procedures for Verifying and Disclosing Material Information of Real Estate Securitization Trustee Institutions 517 2007.02.07 Taiwan Futures Exchange Corporation Rules for Auditing Futures Commission Merchants and Clearing Members 518 2007.02.05 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises of Securities Investment Trust and Consulting Association of the ROC 519 2007.01.12 Operation Directions for Electronic Certificate Delivery by Securities Firms and Futures Commission Merchants 520 2007.01.12 Financial-Supervisory-Securities-VIII-0950159353 521 2007.01.10 GreTai Securities Market Financial Derivative Trading System User Agreement for Financial Institutions 522 2006.12.15 Financial-Supervisory-Securities-VIII-0950154093 523 2006.11.21 Rules on Lending of Book-Entry Central Government Bonds by Securities Firms 524 2006.11.15 Taiwan Stock Exchange Corporation Key Points for Classifying and Adjusting Categories of Industries of Listed Companies 525 2006.11.15 Financial-Supervisory-Securities-VIII-0950150335 526 2006.10.23 Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms 527 2006.09.27 Sample Template for XXX Co., Ltd. Audit Committee Charter 528 2006.09.13 Financial-Supervisory-Securities-VIII-0950004331 529 2006.09.06 Rules For The Reporting And Handling Of Out-Trades By Futures Commission Merchants 530 2006.08.18 Financial-Supervisory-Securities-VIII-0950003928 531 2006.08.04 Financial-Supervisory-Securities-VIII-0950131021 532 2006.08.04 Directions for Accounting Firms Applying to Bring Foreign Students to the Republic of China for Internships 533 2006.06.27 Regulations Governing Over-the-Counter Trading Enterprises 534 2006.06.27 Regulations Governing Securities and Futures Holding Companies 535 2006.06.20 Financial-Supervisory-Securities-VIII-0950002861 536 2006.06.08 Regulations Governing the Review of Professional Development Institutions for Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 537 2006.06.06 Adjusted Net Capital Reporting Procedures for Futures Commission Merchants 538 2006.05.16 Financial-Supervisory-Securities-VIII-0950111572 539 2006.04.18 Regulations to Encourage the Reporting of Cases of Illegal Use of Proxies for Shareholder meetings of Public Companies 540 2006.04.12 Financial-Supervisory-Securities-VIII-0950001805 541 2006.03.28 Regulations Governing the Exercise of Powers by Audit Committees of Public Companies 542 2006.03.27 Guidelines for Registration Processing for Managed Futures Enterprises Accepting Joint Mandates for Discretionary Futures Trading 543 2006.03.27 Guidelines for Futures Trading by Overseas Chinese and Foreign Nationals 544 2006.03.27 Taiwan Futures Exchange Guidelines for Applications by Institutional Investors to Open Hedge Accounts for Futures Trading 545 2006.03.23 Financial-Supervisory-Securities-VIII-0950001424 546 2006.03.23 Financial-Supervisory-Securities-VIII-0950001425 547 2006.03.10 Financial-Supervisory-Securities-VIII-0950103817 548 2006.03.06 Regulations Governing Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 549 2006.03.02 GreTai Securities Market Guidelines for Determining Foreign Investment Holding Companies 550 2006.02.24 Financial-Supervisory-Securities-VIII-0950000911 551 2006.02.08 Sample Sales Agent Agreement (Two Parties) 552 2006.02.08 Sample Sales Agent Agreement (Three Parties) 553 2006.02.03 Financial-Supervisory-Securities-VIII-0950000538 554 2006.01.24 Regulations Governing the Preparation of Financial Reports by Financial Holding Companies 555 2006.01.24 GreTai Securities Market Procedures for Suspension or Termination of Securities Firm Operations 556 2006.01.24 GreTai Securities Market Procedures for Handling Default on Settlement Obligations by Securities Firms 557 2006.01.20 Regulations for the Prevention of Conflicts of Interest Where a Securities Investment Trust Enterprise Concurrently Operates a Securities Investment Consulting Enterprise or Vice Versa, or a Securities Investment Trust Enterprise or Securities Investment Consulting Enterprise Concurrently Operates Another Enterprise, or is Concurrently Operated by Another Enterprise 558 2005.12.19 Financial-Supervisory-Securities-VIII-0940149297 559 2005.12.01 Securities Investment Trust & Consulting Association of R.O.C. Sample Investor Brochure on Offshore Funds 560 2005.11.28 Financial-Supervisory-Securities-VIII-0940144395 561 2005.11.10 Taiwan Stock Exchange Corporation Procedures for Handling Default on Settlement Obligations by Securities Firms 562 2005.11.10 Taiwan Stock Exchange Corporation Procedures for Suspension or Termination of Securities Firm Operations 563 2005.10.13 GreTai Securities Market Regulations Governing Applications by Securities Firms for Resumption of Business after Suspension 564 2005.10.03 The Securities Investment Trust & Consulting Association Guidelines Governing Items to be Contained in the Information Cooperation Agreement of Offshore Funds 565 2005.09.16 Securities Investment Trust and Consulting Association Guidelines Governing Items to be Contained in the General Agent Agreement and Sales Agent Agreement 566 2005.09.09 The Securities Investment Trust and Consulting Association Guidelines Governing Advertisement and Promotional Activities for Offshore Funds 567 2005.09.08 The Securities Investment Trust and Consulting Association Key Points for Staff Training Plan of Offshore Funds 568 2005.08.30 Taiwan Stock Exchange Corporation Regulations Governing Applications by Securities Firms for Resumption of Business after Suspension 569 2005.08.08 The Securities Investment Trust & Consulting Association Directions Governing Handling of Operating Bonds for Offshore Funds 570 2005.07.29 Financial-Supervisory-Securities-VIII-0940003432 571 2005.07.22 Financial-Supervisory-Securities-VIII-0940003332 572 2005.06.30 Taiwan Futures Exchange Corporation Audit Procedures and Related Point-Keeping Standards for Inspection Evasion by Information Companies' and their Subscribers 573 2005.06.30 Taiwan Futures Exchange Corporation Standards for Determining Whether User Applicants or Data Subscribers Are Evading or Refusing Inspection Visits, and Rules Governing Emergency Response Measures 574 2005.05.13 Financial-Supervisory-Securities-VIII-0940002053 575 2005.05.13 Financial-Supervisory-Securities-VIII-0940002054 576 2005.05.11 Taiwan Securities Association Directions Governing the Underwriting Procedures to be Followed by Underwriters in Conducting an Initial Listing on a Stock Exchange or Over-the-Counter Market 577 2005.05.03 Financial-Supervisory-Securities-VIII-0940113469 578 2005.04.04 Self-inspection Checklist for the Establishment of Risk Management Mechanisms by Futures Commission Merchants 579 2005.03.15 Financial-Supervisory-Securities-VIII-0940001089 580 2005.02.23 GreTai Securities Market Directions for Securities Firms Engaged in OTC Trading of Convertible Bond Asset Swaps and Structured Notes 581 2005.02.23 GreTai Securities Market Directions for Securities Firms Operating Over-the-Counter New Taiwan Dollar Derivatives Trading Business 582 2005.01.20 Procedures and Timeframes for Handling Events Under Article 50 of the Taiwan Stock Exchange Corporation 583 2005.01.12 Financial-Supervisory-Securities-VIII-0940000164 584 2004.12.22 Taiwan Futures Exchange Corporation Trading Information Use Contract (Applicable For Clearing Members, Futures Commission Merchants, And Futures Introducing Brokers) 585 2004.12.21 Financial-Supervisory-Securities-VIII-0930006119 586 2004.12.21 Financial-Supervisory-Securities-VIII-0930155913 587 2004.12.10 GreTai Securities Market Directions Concerning the Requirement that a Public Company Applying for GTSM Trading of Its Stock Engage a Recommending Securities Firm to Carry Out Underwriting 588 2004.11.25 Taiwan Futures Exchange Procedures for Resumption of Operations or Resumption of Clearing and Settlement Operations by Futures Commission Merchants or Clearing Members 589 2004.11.11 Guidelines for the Adoption of Codes of Ethical Conduct by TWSE/GTSM Listed Companies 590 2004.11.01 Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises 591 2004.10.30 Regulations Governing Securities Investment Trust Fund Beneficiaries Meetings 592 2004.10.30 Regulations Governing the Management of the Securities Investment Trust and Consulting Association 593 2004.10.30 Regulations for Selection of Non-Member Directors and Supervisors for the Securities Investment Trust and Consulting Association of the ROC 594 2004.10.12 RISK MANAGEMENT BEST-PRACTICE PRINCIPLES FOR SECURITIES FIRMS 595 2004.10.11 Agreement for Depositing Underlying Securities as Trading Margin in Taiwan Futures Exchange Corporation Stock Option Contract Call Writing (Reference Template) 596 2004.09.22 Financial-Supervisory-Securities-VIII-0930004539 597 2004.08.06 Corporate Governance Best-Practice Principles for Securities Firms 598 2004.08.05 GreTai Securities Market Rules on Lending of Book-Entry Central Government Bonds by Securities Firms 599 2004.08.03 Taiwan Stock Exchange Corporation Rules for Administration of the Clearing and Settlement Fund of Securities Firms 600 2004.07.30 Securities-Futures-VIII-0930003685 601 2004.07.20 Financial-Supervisory-Securities-VIII-0930125763 602 2004.06.30 Taiwan-Finance-Securities-VIII-0930002985 603 2004.06.16 Taiwan-Finance-Securities-VIII-0930002716 604 2004.05.14 Taiwan-Finance-Securities-VIII-0930115633 605 2004.04.30 Regulations Governing Employment Permits and Administration of Foreign Nationals by the Tax and Financial Services Industry 606 2004.04.29 Taiwan-Finance-Securities-VIII-0930001733 607 2004.04.05 Procedures for Approval of Taiwan-Area Certified Public Accountants and Their Assistants as Lay Members of the Mainland-Area Chinese Institute of Certified Public Accountants 608 2004.03.05 Taiwan-Finance-Securities-VIII-0930107280 609 2003.12.01 Taiwan Futures Exchange Operating Procedures for Use of Backup Futures Trading Accounts 610 2003.11.03 Regulations for the Administration of Futures Industry Associations 611 2003.10.01 Taiwan-Finance-Securities-VIII-0920004043 612 2003.10.01 Taiwan-Finance-Securities-VIII-0920004044 613 2003.07.24 Taiwan Futures Exchange Corporation Clearing Member Application Procedures 614 2003.07.24 Taiwan Futures Exchange Corporation Procedures For The Handling By Clearing Members Of Positions Of Consigning Futures Commission Merchants 615 2003.07.17 Application for Securities Borrowing in Demand out of Strategic Transactions 616 2003.07.09 Taiwan-Finance-Securities-VIII-0920002840 617 2003.07.09 Taiwan-Finance-Securities-VIII-0920002839 618 2003.07.09 Taiwan-Finance-Securities-VIII-0920002841 619 2003.07.09 Taiwan-Finance-Securities-VIII-0920132097 620 2003.06.27 Taiwan-Finance-Securities-VIII-0920002690 621 2003.06.27 Taiwan-Finance-Securities-VIII-0920002691 622 2003.06.02 Regulations Governing the Preparation of Financial Reports by Publicly Held Bills Finance Companies 623 2003.06.02 Regulations Governing the Preparation of Financial Reports by Public Banks 624 2003.05.06 Guidelines for Public Subscription and Private Placement of Securities 625 2003.05.02 Criteria Governing Handling of Stock Affairs by Public Companies 626 2003.03.21 GreTai Securities Market Supplemental Directions for Applications by Software Companies for GTSM Listing of Stock 627 2003.03.10 Taiwan Stock Exchange Corporation Directions for Verification and Disclosure of Material Information of Trustee Institutions and Special Purpose Companies 628 2003.01.31 Criteria Governing Review of Class II Stocks Traded on Over-the-Counter Markets of the ROC Over-the-Counter Securities Exchange 629 2003.01.20 Guidelines for Establishment of Internal Control Systems in Securities and Futures Service Enterprises 630 2003.01.13 Rules Governing Auditing and Certification of Financial Statements by Certified Public Accountants 631 2002.12.18 Guidelines for Lending of Capital by Listed Companies 632 2002.12.18 Guidelines for Endorsements and Guarantees Made by Listed and OTC Companies 633 2002.12.12 Guidelines for the Purchase of Real Estate from Related Persons by Public Companies 634 2002.12.12 Guidelines for Derivatives Trading by Public Companies 635 2002.12.12 Guidelines for Handling Acquisition and Disposal of Assets by Public Companies 636 2002.12.10 Guidelines for Mergers or Splits by Listed, OTC, and Emerging Stock Companies 637 2002.12.10 Guidelines for Investment in Mainland China by Public Companies 638 2002.11.18 Guidelines for Certified Public Accountants Conducting Project Audits of Internal Control Systems of Public Companies 639 2002.11.18 Guidelines for Establishment of Internal Control Systems by Public Companies 640 2002.11.14 Guidelines for Disclosure of Financial Forecasts by Public Companies 641 2002.10.14 Addendum to the GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement 642 2002.08.12 Criteria for Information to be Published in Public Tender Offer Prospectuses 643 2002.08.06 Guidelines for Depositing Funds for Securities Offered and Issued by Issuers into Specialized Accounts 644 2002.02.01 Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms 645 2002.02.01 Taiwan Stock Exchange Corporation Operational Guidelines for Follow-up, Assessment, and Guidance in Regard to Securities Firm Audit Deficiencies 646 2002.01.28 Guidelines for Information to be Published in Assessments of Securities Underwriters for Offering and Issuance of Securities by Foreign Issuers 647 2001.04.03 Guidelines for Information to be Published in Assessments of Underwriters for Offering and Issuance of Securities 648 2000.12.13 The Financial Institutions Merger Act 649 2000.11.03 GreTai Securities Market Supplementary Provisions Governing Applications to Transmit (Broadcast) Real-Time Stock Price Index Information and/or Delayed Trading Information 650 2000.10.17 Criteria Governing Preparation of Affiliation Reports, Consolidated Business Reports and Consolidated Financial Statements of Affiliated Enterprises 651 2000.10.05 Settlement and Remittance Procedures for Securities Firms Engaging in Consigned Trading of Foreign Securities 652 2000.09.25 Regulations Governing Establishment of Subsidiaries and Branches in Hong Kong and Macao by Taiwanese Securities or Futures Institutions 653 2000.09.11 Standards Governing the Establishment of Futures Exchanges 654 2000.09.11 Standards Governing the Establishment of Futures Clearing Houses 655 2000.08.23 Guidelines for Handling of Stock Affairs by Public Companies and Their Stock Service Agents 656 2000.03.27 Taiwan Stock Exchange Corporation Key Points Governing the Particulars to be Described in the Prospectus for the Initial Listing of Securities 657 2000.02.09 Statute for the Establishment and Administration of the National Financial Stabilization Fund