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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2017.04.21 Taipei Exchange Operational Directions for Green Bonds
2. 2017.04.11 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers
3. 2017.04.10 Taiwan Stock Exchange Corporation Directions for Auditing Internal Control Systems of Listed Companies
4. 2017.04.10 Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies
5. 2017.04.10 Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies
6. 2017.04.06 Taiwan Futures Exchange Corporation Trading Rules for TAIFEX EUR/USD FX Futures Contracts
7. 2017.04.06 Taiwan Futures Exchange Corporation Trading Rules for TAIFEX USD/JPY FX Futures Contracts
8. 2017.03.31 Regulations Governing Securities Trading on the Taipei Exchange
9. 2017.03.28 Operation Directions for the Calculation of the Number of Shares of Margin Buyers for the Purposes of Share Transfers Upon Special Shareholders Meetings
10. 2017.03.28 Operating Rules for Securities Business Money Lending by Securities Firms
11. 2017.03.28 Operating Rules for Securities Lending by Securities Firms
12. 2017.03.28 Regulations Governing Performance Bonds for Securities Borrowing and Lending by Securities Firms and Securities Finance Enterprises
13. 2017.03.28 Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules
14. 2017.03.23 Regulations Governing Issuance of Bank Debentures by Banks
15. 2017.03.17 Taiwan Futures Exchange Corporation Trading Rules for S&P 500 Index Futures Contracts
16. 2017.03.17 Taiwan Futures Exchange Corporation Trading Rules for Dow Jones Industrial Average Index Futures contracts
17. 2017.03.17 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
18. 2017.03.17 Standard Operation Procedure and Directions for Control of "Internal Decision-making Process of Shareholders Meetings Attended by Securities Firms Holing the Companies' Shares and Appointment of Persons to Exercise the Voting Right"
19. 2017.03.17 Taiwan Futures Exchange Corporation Exchange Fee Schedule
20. 2017.03.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Taipei Exchange Rules Governing Securities Trading on the TPEx
2. Securities and Exchange Act
3. Operating Rules of the Taiwan Futures Exchange Corporation
4. Company Act
5. Operating Rules of the Taiwan Stock Exchange Corporation
6. Regulations Governing Securities Firms
7. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts
8. Futures Trading Act
9. Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
10. Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
11. Regulations Governing Offshore Funds
12. Regulations Governing Futures Commission Merchants
13. Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
14. Corporate Governance Best Practice Principles for TWSE/TPEx Listed Companies
15. Regulations Governing the Offering and Issuance of Securities by Securities Issuers
16. Regulations Governing Securities Investment Trust Funds
17. Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
18. Regulations Governing Responsible Persons and Associated Persons of Securities Firms
19. Securities Investment Trust and Consulting Act
20. Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2017.04.19 Financial-Supervisory-Securities-Firms-1060003019
2. 2017.04.14 Financial-Supervisory-Securities-Futures-10600130881
3. 2017.03.15 Financial-Supervisory-Securities-Firms-1060004899
4. 2017.03.13 Financial-Supervisory-Securities-Firms-1060007307
5. 2017.01.09 Financial-Supervisory-Securities-Firms-1050050072
6. 2016.12.28 Financial-Supervisory-Securities-Corporate-1050042349
7. 2016.11.11 Financial-Supervisory-Securities-Corporate-1050044504
8. 2016.08.12 Financial-Supervisory-Securities-Firms-1050029770
9. 2016.08.12 Financial-Supervisory-Securities-Firms-10500297701
10. 2016.08.12 Financial-Supervisory-Securities-Firms-10500297702
11. 2016.07.13 Financial-Supervisory-Securities-Firms-10500250095
12. 2016.01.12 Financial-Supervisory-Securities-Firms-1040050964
13. 2016.01.06 Financial-Supervisory-Securities-Firms-1040048721
14. 2016.01.05 Financial-Supervisory-Securities-Corporate-1040042207
15. 2015.12.28 Financial-Supervisory-Securities-Firms-10400407581
16. 2015.11.27 Financial-Supervisory-Securities-Firms-10400483981
17. 2015.11.27 Financial-Supervisory-Securities-Firms-1040048398
18. 2015.10.30 Financial-Supervisory-Securities-Firms-1040038321
19. 2015.10.26 Financial-Supervisory-Securities-SITC-1040042824
20. 2015.10.22 Financial-Supervisory-Securities-Firms-1040036865