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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2019.09.16 Contract for Supply and Use of Trading Information of Taipei Exchange
2. 2019.09.10 Operating Rules of the Taiwan Stock Exchange Corporation
3. 2019.09.10 Taiwan Stock Exchange Corporation Rules Governing Information Filing by Companies with TWSE Listed Securities and Offshore Fund Institutions with TWSE Listed Offshore Exchange-Traded Funds
4. 2019.09.10 Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies
5. 2019.09.10 Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies
6. 2019.09.10 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers
7. 2019.09.10 Procedures and Timeframes for Handling Events Under Article 50 of the Operating Rules of the Taiwan Stock Exchange Corporation
8. 2019.09.10 Taiwan Stock Exchange Corporation Regulations Governing Alteration of Trading Method and Suspension of Trading of Listed Securities
9. 2019.09.06 Operating Rules for Securities Business Money Lending by Securities Firms
10. 2019.09.06 Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan
11. 2019.08.08 Directions for the Implementation of Continuing Education for Directors and Supervisors of TWSE Listed and TPEx Listed Companies
12. 2019.07.22 Taiwan Futures Exchange Corporation Trading Rules for TPEx 200 Index Futures Contracts
13. 2019.07.22 Taiwan Futures Exchange Corporation Trading Rules for Nasdaq-100 Index Futures Contracts
14. 2019.07.18 Taiwan Stock Exchange Corporation Rules Governing the Particulars to be Recorded in Prospectuses for Initial Securities Listing Applications
15. 2019.07.11 Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
16. 2019.07.01 Regulations Governing Futures Trust Funds
17. 2019.06.28 Regulations Governing the Establishment, Supervision, and Management of Urban Renewal Investment Trust Companies
18. 2019.06.28 Regulations Governing the Raising, Application, and Management of Urban Renewal Investment Trust Funds
19. 2019.06.26 Taipei Exchange Operation Directions for the Administration of TPEx primary Listed Companies
20. 2019.06.26 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Companies with TPEx Listed Securities
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Futures Trading Act
2. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
3. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
4. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
5. Regulations Governing Futures Commission Merchants
6. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
7. Rules for Futures Commission Merchants in Reporting Default by Principals
8. Regulations Governing Futures Trust Funds
9. Futures Trading Act Enforcement Rules
10. Standards Governing the Establishment of Futures Exchanges
11. Regulations Governing Futures Clearing Houses
12. Standards Governing the Establishment of Managed Futures Enterprises
13. Regulations Governing Futures Trust Enterprises
14. Standards Governing the Establishment of Futures Commission Merchants
15. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
16. Standards Governing the Establishment of Futures Advisory Enterprises
17. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
18. Regulations Governing Futures Advisory Enterprises
19. Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area
20. Standards Governing the Establishment of Futures Trust Enterprises
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
2. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
3. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
4. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
5. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
6. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
7. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
8. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
9. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
10. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
11. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
12. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
13. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570
14. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553
15. 2018.07.02 Financial-Supervisory-Securities-Firms-10703209866
16. 2018.06.08 Financial-Supervisory-Securities-Firms-1070320242
17. 2018.04.03 Financial-Supervisory-Securities-Corporate-1070106121
18. 2018.02.09 Financial-Supervisory-Securities-Firms-1070302423
19. 2018.01.11 Financial-Supervisory-Securities-Firms-1070300104
20. 2017.11.20 Financial-Supervisory-Securities-Firms-1060041459