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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2019.09.24 Regulations Governing Certification of Corporate Stock and Bond Issues by Public Companies
2. 2019.09.16 Contract for Supply and Use of Trading Information of Taipei Exchange
3. 2019.09.10 Operating Rules of the Taiwan Stock Exchange Corporation
4. 2019.09.10 Taiwan Stock Exchange Corporation Rules Governing Information Filing by Companies with TWSE Listed Securities and Offshore Fund Institutions with TWSE Listed Offshore Exchange-Traded Funds
5. 2019.09.10 Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies
6. 2019.09.10 Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies
7. 2019.09.10 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers
8. 2019.09.10 Procedures and Timeframes for Handling Events Under Article 50 of the Operating Rules of the Taiwan Stock Exchange Corporation
9. 2019.09.10 Taiwan Stock Exchange Corporation Regulations Governing Alteration of Trading Method and Suspension of Trading of Listed Securities
10. 2019.09.10 Taipei Exchange Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of TPEx Listed Companies
11. 2019.09.10 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Companies with TPEx Listed Securities
12. 2019.09.10 Taipei Exchange Rules Governing Information Reporting by Companies with TPEx Listed Securities
13. 2019.09.10 Taipei Exchange Handling Procedures for Regulation of Financial and Business Affairs of Emerging Stock Companies
14. 2019.09.10 Taipei Exchange Procedures for the Review of Financial Reports of TPEx Listed Companies
15. 2019.09.10 Taipei Exchange Rules Governing Securities Trading on the TPEx
16. 2019.09.06 Operating Rules for Securities Business Money Lending by Securities Firms
17. 2019.09.06 Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan
18. 2019.08.22 Taiwan Futures Exchange Corporation Trading Rules for NT Dollar Denominated Gold Futures Contracts
19. 2019.08.22 Taiwan Futures Exchange Corporation Trading Rules for the Gold Options Contract
20. 2019.08.15 Regulations Governing the Financial Investment, Management, and Utilization of Repatriated Offshore Funds
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Futures Trading Act
2. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
3. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
4. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
5. Regulations Governing Futures Commission Merchants
6. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
7. Regulations Governing Futures Trust Funds
8. Rules for Futures Commission Merchants in Reporting Default by Principals
9. Futures Trading Act Enforcement Rules
10. Regulations Governing Futures Clearing Houses
11. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
12. Standards Governing the Establishment of Managed Futures Enterprises
13. Regulations Governing Futures Trust Enterprises
14. Standards Governing the Establishment of Futures Advisory Enterprises
15. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
16. Standards Governing the Establishment of Futures Exchanges
17. Regulations Governing Futures Advisory Enterprises
18. Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area
19. Standards Governing the Establishment of Futures Commission Merchants
20. Standards Governing the Establishment of Futures Trust Enterprises
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
2. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
3. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
4. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
5. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
6. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
7. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
8. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
9. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
10. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
11. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
12. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
13. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
14. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570
15. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553
16. 2018.07.02 Financial-Supervisory-Securities-Firms-10703209866
17. 2018.06.08 Financial-Supervisory-Securities-Firms-1070320242
18. 2018.04.03 Financial-Supervisory-Securities-Corporate-1070106121
19. 2018.02.09 Financial-Supervisory-Securities-Firms-1070302423
20. 2018.01.11 Financial-Supervisory-Securities-Firms-1070300104