Advanced
New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2016.08.16 Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
2. 2016.08.02 Principles for Assignment of Ticker Symbols in the Republic of China Securities Markets
3. 2016.07.28 Corporate Social Responsibility Best Practice Principles for TWSE/GTSM Listed Companies
4. 2016.07.21 Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities
5. 2016.07.21 Contract for the Handling by a Securities Firm of Margin Purchases and Short Sales in Securities Trading
6. 2016.07.21 Taiwan Stock Exchange Corporation Rules Governing Trading of Call (Put) Warrants
7. 2016.07.21 Taiwan Stock Exchange Corporation Guidelines Governing the Particulars to be Recorded in a Public Offering Prospectus for Call (Put) Warrants
8. 2016.07.21 Taiwan Stock Exchange Corporation Directions for the Particulars to be Recorded in Risk Disclosure Statements for Call (Put) Warrants
9. 2016.07.21 Taiwan Stock Exchange Corporation Sample Risk Disclosure Statement for Call (Put) Warrants
10. 2016.07.15 Operating Rules of the Taiwan Stock Exchange Corporation
11. 2016.07.14 Guidelines Governing the Creation of Customer Ledgers of Securities Firms' Settlement Accounts
12. 2016.06.24 Taiwan Stock Exchange Corporation Articles of Incorporation
13. 2016.06.22 Risk Disclosure Statement for Listing and Over-the-Counter Listing of Securities (Including Depository Receipts) by Foreign Enterprises in Taiwan
14. 2016.06.08 Taiwan Futures Clearing Service Fee Schedule
15. 2016.06.08 Taiwan Futures Exchange Corporation Rules Governing Surveillance Of Market Positions
16. 2016.06.03 Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates
17. 2016.06.03 Taiwan Stock Exchange Corporation Guidelines for Creation and Redemption of Beneficial Certificates
18. 2016.06.03 Risk Disclosure Statement for the Trading and Creation / Redemption of Exchange Traded Fund Beneficial Certificates
19. 2016.06.03 Operating Rules of the Taiwan Futures Exchange Corporation
20. 2016.06.02 Taiwan Stock Exchange Corporation Operation Directions Governing Liquidity Providers of Call (Put) Warrants
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Securities and Exchange Act
2. Taipei Exchange Rules Governing Securities Trading on the TPEx
3. Operating Rules of the Taiwan Futures Exchange Corporation
4. Company Act
5. Regulations Governing Securities Firms
6. Operating Rules of the Taiwan Stock Exchange Corporation
7. Corporate Governance Best Practice Principles for TWSE/GTSM Listed Companies
8. Futures Trading Act
9. Regulations Governing Offshore Funds
10. Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
11. Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
12. Regulations Governing Futures Commission Merchants
13. Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
14. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts
15. Regulations Governing the Offering and Issuance of Securities by Securities Issuers
16. Regulations Governing Securities Investment Trust Funds
17. Regulations Governing Responsible Persons and Associated Persons of Securities Firms
18. Securities Investment Trust and Consulting Act
19. Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
20. Ethical Corporate Management Best Practice Principles for TWSE/GTSM Listed Companies
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2016.07.13 Financial-Supervisory-Securities-Firms-10500250095
2. 2016.01.12 Financial-Supervisory-Securities-Firms-1040050964
3. 2016.01.06 Financial-Supervisory-Securities-Firms-1040048721
4. 2016.01.05 Financial-Supervisory-Securities-Corporate-1040042207
5. 2015.12.28 Financial-Supervisory-Securities-Firms-10400407581
6. 2015.11.27 Financial-Supervisory-Securities-Firms-10400483981
7. 2015.11.27 Financial-Supervisory-Securities-Firms-1040048398
8. 2015.10.30 Financial-Supervisory-Securities-Firms-1040038321
9. 2015.10.26 Financial-Supervisory-Securities-SITC-1040042824
10. 2015.10.22 Financial-Supervisory-Securities-Firms-1040036865
11. 2015.10.15 Financial-Supervisory-Securities-SITC-10400393765
12. 2015.04.22 Financial-Supervisory-Securities-Firms-1040013178
13. 2015.03.16 Financial-Supervisory-Securities-Firms-1040002909
14. 2014.11.26 Financial-Supervisory-Securities-SITC-1030043688
15. 2014.11.24 Financial-Supervisory-Securities-Firms-1030042872
16. 2014.11.21 Financial-Supervisory-Securities-Firms-1030043860
17. 2014.08.25 Financial-Supervisory-Securities-Firms-10300286541
18. 2014.08.25 Financial-Supervisory-Securities-Firms-10300286542
19. 2014.08.25 Financial-Supervisory-Securities-Firms-1030028654
20. 2014.06.26 Financial-Supervisory-Securities-Corporate-10300230001