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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2019.07.22 Taiwan Futures Exchange Corporation Trading Rules for TPEx 200 Index Futures Contracts
2. 2019.07.22 Taiwan Futures Exchange Corporation Trading Rules for Nasdaq-100 Index Futures Contracts
3. 2019.07.18 Taiwan Stock Exchange Corporation Rules Governing the Particulars to be Recorded in Prospectuses for Initial Securities Listing Applications
4. 2019.07.11 Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
5. 2019.07.11 Operating Rules of the Taiwan Stock Exchange Corporation
6. 2019.07.01 Regulations Governing Futures Trust Funds
7. 2019.06.28 Regulations Governing the Establishment, Supervision, and Management of Urban Renewal Investment Trust Companies
8. 2019.06.28 Regulations Governing the Raising, Application, and Management of Urban Renewal Investment Trust Funds
9. 2019.06.26 Taipei Exchange Operation Directions for the Administration of TPEx primary Listed Companies
10. 2019.06.26 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Companies with TPEx Listed Securities
11. 2019.06.25 Rules for Futures Commission Merchants in Reporting Default by Principals
12. 2019.06.25 Taiwan Futures Exchange Corporation Procedures for Suspension or Termination of Futures Commission Merchant and Clearing Member Operations
13. 2019.06.24 Regulations Governing Futures Clearing Houses
14. 2019.06.21 Securities and Exchange Act
15. 2019.06.14 Taipei Exchange Rules Governing Management of Foreign Currency Denominated International Bonds
16. 2019.06.10 Taiwan Futures Exchange Corporation Regulations Governing the Brokerage Contracts of Futures Brokers
17. 2019.05.24 Guidelines for Depositing Funds for Securities Offered and Issued by Issuers into Specialized Accounts
18. 2019.05.15 Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
19. 2019.05.15 Regulations Governing Managed Futures Enterprises
20. 2019.05.14 Taiwan Futures Exchange Corporation Trading Rules for Gold Futures Contracts
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Futures Trading Act
2. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
3. Regulations Governing Futures Commission Merchants
4. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
5. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
6. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
7. Rules for Futures Commission Merchants in Reporting Default by Principals
8. Regulations Governing Futures Trust Funds
9. Futures Trading Act Enforcement Rules
10. Standards Governing the Establishment of Futures Exchanges
11. Regulations Governing Futures Clearing Houses
12. Regulations Governing Futures Trust Enterprises
13. Standards Governing the Establishment of Managed Futures Enterprises
14. Standards Governing the Establishment of Futures Commission Merchants
15. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
16. Standards Governing the Establishment of Futures Advisory Enterprises
17. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
18. Regulations Governing Futures Advisory Enterprises
19. Standards Governing the Establishment of Futures Trust Enterprises
20. Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
2. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
3. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
4. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
5. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
6. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
7. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
8. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
9. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
10. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
11. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570
12. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553
13. 2018.07.02 Financial-Supervisory-Securities-Firms-10703209866
14. 2018.06.08 Financial-Supervisory-Securities-Firms-1070320242
15. 2018.04.03 Financial-Supervisory-Securities-Corporate-1070106121
16. 2018.02.09 Financial-Supervisory-Securities-Firms-1070302423
17. 2018.01.11 Financial-Supervisory-Securities-Firms-1070300104
18. 2017.11.20 Financial-Supervisory-Securities-Firms-1060041459
19. 2017.06.26 Financial-Supervisory-Securities-Auditing-1060023292
20. 2017.06.03 Financial-Supervisory-Securities-SITC-1060012978