ITEM DATE LAW NAME 1 2014.04.09 Numerical Standards for and Exceptions to the Irregularity Standards in Article 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions 2 2014.04.09 Taiwan Stock Exchange Corporation Directions for Announcement or Notice of Attention to Trading Information and Dispositions 3 2014.03.10 Operating Rules of the Taiwan Futures Exchange Corporation 4 2014.03.10 Taiwan Futures Exchange Corporation Measures for Handling Malfunctions and Telecommunications Disruptions in Trading Systems or Trading Information Transmission Systems 5 2014.02.18 GreTai Securities Market Directives for Auditing Internal Control Systems of GTSM listed Companies 6 2014.02.10 Financial-Supervisory-Securities-Firms-1030000889 7 2014.02.05 Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants 8 2014.02.05 Regulations Governing the Preparation of Financial Reports by Securities Firms 9 2014.01.21 Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises 10 2014.01.13 Financial-Supervisory-Securities-Auditing-10200546801 11 2014.01.06 GreTai Securities Market Operation Directions Governing Liquidity Providers of Exchange-Traded Fund Beneficiary Certificates 12 2014.01.03 GreTai Securities Market Rules Governing Securities Trading on the GTSM 13 2014.01.03 Directions Governing Anti-Money Laundering and Countering Terrorism Financing of Securities and Futures Sector 14 2013.12.31 GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 15 2013.12.31 Regulations Governing the Publication of Financial Forecasts of Public Companies 16 2013.12.31 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of Companies with GTSM Listed Securities 17 2013.12.31 Regulations Governing Information to be Published in Public Offering and Issuance Prospectuses 18 2013.12.31 Regulations Governing the Offering and Issuance of Securities by Securities Issuers 19 2013.12.31 GreTai Securities Market Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of GTSM Listed Companies 20 2013.12.31 Regulations Governing Information to be Published in Annual Reports of Public Companies 21 2013.12.31 Operating Rules of the Taiwan Stock Exchange Corporation 22 2013.12.31 Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers 23 2013.12.31 GreTai Securities Market Procedures for the Review of Financial Reports of GTSM Listed Companies 24 2013.12.30 Taiwan Stock Exchange Corporation Procedures for Press Conferences Concerning Material Information of Listed Companies 25 2013.12.30 Regulations Governing the Acquisition and Disposal of Assets by Public Companies 26 2013.12.30 Regulations Governing Securities Firms 27 2013.12.30 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities 28 2013.12.30 Regulations Governing the Preparation of Financial Reports by Securities Issuers 29 2013.12.30 Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants 30 2013.12.30 Directions for the Conduct of Wealth Management Business by Securities Firms 31 2013.12.30 Regulations Governing Approval for Mainland-Area Professionals to Engage in Professional Activities in Taiwan 32 2013.12.30 Regulations Governing Auditing and Attestation of Financial Statements by Certified Public Accountants 33 2013.12.30 Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings 34 2013.12.30 Taiwan Stock Exchange Corporation Rules for Review of Call (Put) Warrant Listings 35 2013.12.30 Regulations Governing Responsible Persons and Associated Persons of Securities Firms 36 2013.12.30 Regulations Governing Leverage Transaction Merchants 37 2013.12.30 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings 38 2013.12.26 Offshore Banking Act Enforcement Rules 39 2013.12.26 Regulations Governing Offshore Securities Branches 40 2013.12.24 GreTai Securities Market Regulations Governing After-Hour Fixed-Price Trading 41 2013.12.23 Regulations Governing the Administration of Shareholder Services of Public Companies 42 2013.12.19 GreTai Securities Market Operational Rules for Computerized Trading of GTSM Instruments 43 2013.12.18 GreTai Securities Market Rules Governing the Review of Call (put) Warrants for Trading on the GTSM 44 2013.12.18 GreTai Securities Market Procedures for the Review of Call (Put) Warrants 45 2013.12.17 Principles for Assignment of Ticker Symbols in the Republic of China Securities Markets 46 2013.12.05 Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC) 47 2013.12.04 Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies 48 2013.12.04 Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies 49 2013.11.27 GreTai Securities Market Rules Governing Management of Foreign Currency Denominated International Bonds 50 2013.11.27 Financial-Supervisory-Securities-Corporate-1020047887 51 2013.11.26 GreTai Securities Market Directions for Classifying and Adjusting the Industry Categories of GTSM Listed Companies 52 2013.11.19 GreTai Securities Market Rules Governing Information Reporting by Companies with GTSM Listed Securities 53 2013.11.13 GreTai Securities Market Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 54 2013.11.13 GreTai Securities Market Guidelines for Securities Brokers Reporting Delayed Settlement and Default by Customers 55 2013.11.12 Taiwan Stock Exchange Corporation Rules Governing Information Filing by Companies with TWSE Listed Securities and Offshore Fund Institutions with TWSE Listed Offshore Exchange-Traded Funds 56 2013.11.12 Standards Governing the Establishment of Securities Firms 57 2013.11.08 GreTai Securities Market Rules Governing the Review of Emerging Stocks for Trading on the GTSM 58 2013.11.08 GreTai Securities Market Rules Governing the Trading of Emerging Stocks on the GTSM 59 2013.11.06 Financial-Supervisory-Securities-Corporate-1020040173 60 2013.11.06 Taiwan Stock Exchange Corporation Guidelines for Securities Brokers in Reporting Failed Trades and Defaults by Principals 61 2013.11.06 Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 62 2013.11.01 GreTai Securities Market Regulations Governing the Trading of Call (Put) Warrants 63 2013.10.31 Taiwan Stock Exchange Corporation Rules Governing Trading of Call (Put) Warrants 64 2013.10.29 Operational Rules Governing Day Trades of Securities 65 2013.10.21 Directions for Use by Securities Investment Trust Enterprises of Securities Investment Trust Funds for Trading of Securities-Related Products 66 2013.10.16 Regulations Governing Securities Investment Trust Funds (93.10.30) 67 2013.10.16 Rules Governing the Proprietary Trading of Foreign Bonds by Securities Firms 68 2013.10.01 Directions for Announcements or Notices of Attention to Trading Information and Dispositions for Emerging Stocks 69 2013.09.30 Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings 70 2013.09.30 Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation 71 2013.09.25 GreTai Securities Market Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms 72 2013.09.18 GreTai Securities Market Procedures for Press Conferences Concerning Material Information of Companies with GTSM Listed Securities 73 2013.09.06 Financial-Supervisory-Securities-Firms-1020029252 74 2013.09.05 Operating Rules for Securities Lending by Securities Firms 75 2013.09.05 Operation Directions for Applications by Overseas Chinese, Foreign Nationals, and Mainland Area Investors for Registration to Invest in Domestic Securities or Trade Domestic Futures 76 2013.09.02 Taiwan Futures Exchange Corporation Operational Regulations for Block Trading 77 2013.09.02 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts 78 2013.09.02 Taiwan Futures Exchange Corporation Trading Rules for Mini-TAIEX Futures Contracts 79 2013.09.02 Taiwan Futures Exchange Corporation Trading Rules for Single Stock Futures Contracts 80 2013.09.02 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts 81 2013.08.27 Financial-Supervisory-Securities-Corporate-10200293697 82 2013.08.27 Financial-Supervisory-Securities-Corporate-10200293696 83 2013.08.27 Financial-Supervisory-Securities-Corporate-10200293698 84 2013.08.27 Regulations Governing the Offering and Issuance of Overseas Securities by Issuers 85 2013.08.27 Financial-Supervisory-Securities-Corporate-10200293699 86 2013.08.27 Regulations Governing the Offering and Issuance of Securities by Foreign Issuers 87 2013.08.20 Futures Trading Act Enforcement Rules 88 2013.08.06 Regulations Governing CPA Pre-Professional Training and Continuing Professional Education 89 2013.08.05 GreTai Securities Market Procedures for the Review of Securities for GTSM Listing 90 2013.08.01 GreTai Securities Market Supplemental Directions for Applications by Investment Holding Companies for Over-the-Counter Listing 91 2013.07.26 GreTai Securities Market Rules Governing the Review of Foreign Securities for Trading on the GTSM 92 2013.07.26 GreTai Securities Market Procedures for Review of GTSM Trading of Foreign Securities 93 2013.07.26 GreTai Securities Market Guidelines for Lead Recommending Securities Firms Mandated to Assist GTSM Primary Listed Companies in Complying with the Laws of the ROC and the GreTai Securities Market Rules Related to GTSM Listing 94 2013.07.26 GreTai Securities Market Operation Directions for the Administration of GTSM primary Listed Companies 95 2013.07.17 Financial-Supervisory-Securities-Auditing-1020024132 96 2013.07.04 Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms 97 2013.06.28 GreTai Securities Market Standards Governing Sites and Facilities of Securities Firms and Trading Assistants 98 2013.06.21 Taiwan Futures Exchange Corporation Guidelines Governing Applications by Institutional Investors to Increase Position Limits 99 2013.06.20 Taiwan Futures Exchange Corporation Trading Rules for 30-Day Commercial Paper Rate Futures Contracts 100 2013.06.20 Taiwan Futures Exchange Corporation Procedures for Suspension or Termination of Futures Commission Merchant and Clearing Member Operations 101 2013.06.19 Offshore Banking Act 102 2013.06.10 Taiwan Stock Exchange Corporation Standards Governing the Places of Business and Facilities of Securities Firms and Securities Introducing Brokers 103 2013.06.06 Taiwan Futures Exchange Corporation Rules Governing Surveillance Of Market Positions 104 2013.06.05 Securities and Exchange Act 105 2013.05.31 Financial-Supervisory-Securities-Firms-1020014375 106 2013.05.31 Financial-Supervisory-Securities-Firms-10200143751 107 2013.05.30 Guidelines for Pre-Account Opening Procedures by FCM-Appointed Introducing Brokers Outside of the Place of Business 108 2013.05.30 Guidelines for Pre-Account Opening Procedures by Futures Commission Merchants Outside Their Place of Business 109 2013.05.03 Taiwan Futures Exchange Corporation Methods and Standards for Receipt of Clearing Margins 110 2013.05.03 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members 111 2013.04.25 Taiwan Futures Exchange Corporation Rules Governing Online Reporting Procedures for Futures Commission Merchants 112 2013.04.11 Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies 113 2013.04.11 GreTai Securities Market Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading 114 2013.04.03 Rules for Futures Commission Merchants in Reporting Default by Principals 115 2013.04.03 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants and Clearing Members Conducting Operations in Relation to the pledging of securities as Margin Collateral 116 2013.04.03 Taiwan Futures Exchange Method of Calculating Accumulated New Taiwan Dollar Realized Gains for Offshore Overseas Chinese, Foreign Nationals, and Mainland Area Investors Engaging in Futures Trading 117 2013.03.29 Taiwan Futures Exchange Corporation Contract for Computer Connection to the Centralized Futures Exchange Market 118 2013.03.29 Taiwan Futures Exchange Corporation Standards for Collection of On-line Processing Fees 119 2013.03.29 Taiwan Futures Exchange Corporation Exchange Fee Schedule 120 2013.03.29 Taiwan Futures Clearing Service Fee Schedule 121 2013.03.22 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers 122 2013.03.15 GreTai Securities Market Specific Standards and Procedures for Suspending and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements 123 2013.03.15 GreTai Securities Market Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions 124 2013.03.14 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions 125 2013.03.14 GreTai Securities Market Operation Directions for the System for Early Settlement of Financial Derivatives Transactions 126 2013.03.14 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Halting and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements 127 2013.03.12 Operating Rules for Securities Business Money Lending by Securities Firms 128 2013.03.11 Corporate Governance Best-Practice Principles for TWSE/GTSM Listed Companies 129 2013.03.08 Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans 130 2013.02.27 Sample Template for XXX Co., Ltd. Rules of Procedure for Shareholders Meetings 131 2013.02.22 Guidelines for Account Opening and Futures Trading by Insiders of Futures Introducing Brokers Opening Accounts to Engage in Futures Trading 132 2013.02.22 Guidelines for Account Opening and Futures Trading by Insiders of Futures Commission Merchants 133 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for FTSE/TWSE Taiwan 50 Index Futures Contracts 134 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Options Contracts 135 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Options Contract 136 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Gold Futures Contracts 137 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts 138 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for the Gold Options Contract 139 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for NT Dollar Denominated Gold Futures Contracts 140 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Futures Contract 141 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronic Sector Index Futures Contracts 142 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronics Sector Index Option Contracts 143 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Stock Option Contracts 144 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Finance Sector Index Option Contracts 145 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Futures Contracts 146 2013.02.04 GreTai Securities Market Principles for Handling Information Disclosure on the Key Financials Section of the Market Observation Post System (MOPS) 147 2013.02.04 GreTai Securities Market Principles for Handling Information Disclosure on the Taiwan Depository Receipt Key Financials Section of the Market Observation Post System 148 2013.01.30 Taiwan Stock Exchange Corporation Principles for Handling Information Disclosure on the Key Financials Section of the Market Observation Post System (MOPS) 149 2013.01.30 Standards for Determining Unsuitability for GTSM Listing under Article 10, Paragraph 1 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 150 2013.01.30 Company Act 151 2013.01.30 GreTai Securities Market Supplemental Directions for Applications by Construction Companies for GTSM Listing 152 2013.01.30 GreTai Securities Market Supplemental Rules Governing Applications by Group Enterprises for GTSM Listing of Stock 153 2013.01.30 GreTai Securities Market Supplemental Directions for Applications by Financial Holding Companies for GTSM Listing 154 2013.01.29 Procedures and Timeframes for Handling Events Under Article 12-1 of the GreTai Securities Market Rules Governing Securities Trading on the GTSM 155 2013.01.29 GreTai Securities Market Procedures for Applications by GTSM Listed Companies for the Delisting of Securities 156 2013.01.29 GreTai Securities Market (GTSM) Standards for Determining Whether a GTSM listed Company Is Required Publish Complete Financial Forecasts 157 2013.01.28 Criteria for Charging Fees 158 2013.01.28 Regulations Governing The Use Of Trading Information 159 2013.01.23 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Financial Holding Companies 160 2013.01.23 Taiwan Stock Exchange Corporation Procedures for Applications by TWSE Listed Companies for the Delisting of Securities 161 2013.01.23 Taiwan Stock Exchange Corporation Standards for Determining Whether a TWSE Listed Company Shall Publish Complete Financial Forecasts 162 2013.01.23 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Investment Holding Companies 163 2013.01.23 Supplementary Provisions to the Taiwan Stock Exchange Corporation Rules for Review of Securities Listings 164 2013.01.22 Taiwan Stock Exchange Corporation Principles for Handling Information Disclosure on the Taiwan Depositary Receipt Key Financials Section of the Market Observation Post System (MOPS) 165 2013.01.21 Taiwan Securities Association Directions for Information to be Published in Securities Underwriter Evaluation Reports for the Public Offering and Issuance of Securities by Foreign Securities Issuers 166 2013.01.15 Taiwan Stock Exchange Corporation Procedures for the Review of Financial Reports of TWSE Secondary Listed Companies Receipts 167 2013.01.08 Directions for Public Companies Conducting Private Placements of Securities 168 2012.12.28 Taiwan Futures Exchange Corporation Criteria for Clearing Membership 169 2012.12.28 Taiwan Futures Exchange Corporation Regulations Governing Clearing Member Deposits to the Clearing and Settlement Fund Following Clearing and Settlement Operations 170 2012.12.26 Detailed Numerical Standards and Exceptions to the Irregularity Standards in the Subparagraphs under Article 4, paragraph 1 of the GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Dispositions on the GTSM 171 2012.12.26 GreTai Securities Market Operation Directions for Announcement or Notice of Attention to Trading Information and Dispositions 172 2012.12.25 Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities 173 2012.12.25 Taiwan Futures Exchange Corporation Guidelines for the Management of Futures Auction Terminals 174 2012.12.25 Taiwan Futures Exchange Corporation Operational Guidelines for Futures Commission Merchants Completing and Submitting Trading Order Forms Electronically 175 2012.12.13 Directions for Secondary Reviews of Financial Reports of Companies with a Secondary Listing on the Exchange (or OTC) Market 176 2012.12.07 Regulations Governing the Organization and Deliberation Procedures of the CPA Discipline Committee and the CPA Disciplinary Rehearing Committee 177 2012.11.27 Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules 178 2012.11.23 Securities and Exchange Act Enforcement Rules 179 2012.11.16 Financial-Supervisory-Securities-Firms-1010049802 180 2012.11.12 GreTai Securities Market Operation Directions for the Appointment of Independent Directors by GTSM Listed Companies 181 2012.11.08 Taiwan Futures Exchange Corporation Points for Attention by Futures Commission Merchants and Clearing Members Depositing Proprietary Funds in Segregated Margin Accounts 182 2012.11.08 Sample Template for XXX Co., Ltd. Rules of Procedure for Board of Directors Meetings 183 2012.11.05 GreTai Securities Market Rules Governing the Repurchase of Taiwan Depositary Receipts by Secondary Listed Companies 184 2012.10.31 GreTai Securities Market Securities Listing Fee Rates 185 2012.10.30 Regulations Governing Information to be Published in Financial Institution Prospectuses for Offering and Issuance of Securities 186 2012.10.26 Taiwan Stock Exchange Corporation Rules Governing the Repurchase of Taiwan Depositary Receipts by Secondary Listed Companies 187 2012.10.26 Taiwan Stock Exchange Corporation Regulations Governing Contracts for the Listing of Foreign Stocks 188 2012.10.26 Taiwan Stock Exchange Corporation Rules Governing Contracts for the Listing of Taiwan Depositary Receipts 189 2012.10.18 GreTai Securities Market Directions for Information to be Published in Public Offering Prospectuses for Call (Put) Warrants 190 2012.10.18 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of GTSM Listed Call (Put) Warrant Issuers 191 2012.10.18 GreTai Securities Market Regulations Governing GTSM Listing Contracts for Call (Put) Warrants 192 2012.10.12 Taiwan Stock Exchange Corporation Rules Governing Call (Put) Warrant Listing Contracts 193 2012.10.12 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Issuers of Call (Put) Warrants 194 2012.10.12 Taiwan Stock Exchange Corporation Operation Directions Governing Liquidity Providers of Call (Put) Warrants 195 2012.10.12 GreTai Securities Market Measures for Responding to Natural Disasters 196 2012.10.12 Taiwan Stock Exchange Corporation Guidelines Governing the Particulars to be Recorded in a Public Offering Prospectus for Call (Put) Warrants 197 2012.10.05 Taiwan Stock Exchange Corporation Contract for the Listing of Taiwan Depositary Receipts 198 2012.10.02 Regulations Governing the Applicable Scope of Special Circumstances for the Public Announcement and Filing of Financial Reports and Operational Status Reports by Public Companies 199 2012.10.01 The specific purpose and the classification of personal information of the Personal Information Protection Act 200 2012.09.26 Enforcement Rules of the Personal Information Protection Act 201 2012.08.29 Taiwan Futures Exchange Corporation Guidelines for Mergers and Assignment of Operations by Futures Commission Merchants 202 2012.08.29 Taiwan Futures Exchange Corporation Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Futures Commission Merchants and Clearing Members 203 2012.08.22 Regulations Governing Procedure for Board of Directors Meetings of Public Companies 204 2012.08.22 Regulations Governing Share Repurchase by Exchange-Listed and OTC-Listed Companies 205 2012.08.14 Regulations Governing Centralized Securities Depository Enterprises 206 2012.08.01 Taiwan Stock Exchange Corporation Procedures for Review of the Listing of REIT and REAT Beneficial Securities 207 2012.08.01 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises 208 2012.08.01 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises 209 2012.08.01 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises 210 2012.07.27 Regulations Governing Securities Investment Consulting Enterprises (93.10.30 Announced) 211 2012.07.27 Regulations Governing Information to be Published in Private Placement Memoranda by Securities Investment Trust Enterprises When Privately Offering Securities Investment Trust Funds 212 2012.07.27 Regulations Governing Information to be Published in Prospectuses by Securities Investment Trust Enterprises Offering Securities Investment Trust Funds 213 2012.07.27 Regulations Governing Securities Investment Trust Enterprises 214 2012.07.27 Regulations Governing Securities Finance Enterprises 215 2012.07.27 Standards Governing Eligibility of Securities for Margin Purchase and Short Sale 216 2012.07.25 Regulations Governing the Qualification Requirements and Professional Development of Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 217 2012.07.12 Regulations Governing Futures Commission Merchants 218 2012.07.12 Regulations Governing Information to be Published in Prospectuses by Futures Trust Enterprises Offering Futures Trust Funds 219 2012.07.12 Regulations Governing Futures Clearing Houses 220 2012.07.12 Regulations Governing Managed Futures Enterprises 221 2012.07.12 Regulations Governing Futures Exchanges 222 2012.07.11 Regulations Governing Stock Exchanges 223 2012.07.10 Regulations Governing Securities Trading on the GreTai Securities Market 224 2012.07.10 Regulations Governing the Issuance of Call (Put) Warrants by Issuers 225 2012.07.09 Taiwan Stock Exchange Corporation Procedures for Merger or Assignment of Operations of Securities Firms 226 2012.07.06 Regulations Governing Loaning of Funds and Making of Endorsements/Guarantees by Public Companies 227 2012.07.05 Regulations Governing Information to be Published in Public Tender Offer Prospectuses 228 2012.07.05 Regulations Governing Public Tender Offers for Securities of Public Companies 229 2012.06.22 Sample Template of XXX Co., Ltd. Charter of Nominating Committee for Directors and Supervisors 230 2012.06.19 GreTai Securities Market Risk Declaration Statement for GTSM-listed Foreign Securities (Template) 231 2012.06.19 GreTai Securities Market Regulations Governing Trading of Foreign Stocks and Taiwan Depository Receipts 232 2012.06.11 Taiwan Stock Exchange Corporation Contract for the Listing of Foreign Stock 233 2012.06.07 Taiwan Stock Exchange Corporation Regulations Governing Trading of Foreign Stocks 234 2012.06.07 Taiwan Stock Exchange Corporation Regulations Governing Trading of Depositary Receipts 235 2012.05.29 Contract for Trading International Bonds on the GTSM 236 2012.05.18 Template for Money Laundering Prevention Guidelines for the Futures Commission Merchants of the Chinese National Futures Association 237 2012.05.15 Taiwan Stock Exchange Corporation Directions for the Review of Listing of Beneficiary Securities and Asset-Backed Securities 238 2012.05.15 Taiwan Stock Exchange Corporation Operation Directions for the Appointment of Independent Directors by TWSE Listed Companies 239 2012.05.15 Chinese National Futures Association Model Notice for Money Laundering Control for Futures Trust Enterprises and Managed Futures Enterprises 240 2012.05.15 GreTai Securities Market Rules Governing the Review of Exchange Traded Fund Beneficiary Certificates for Trading on GTSM 241 2012.05.15 Rules Governing the Conduct of Shareholders Meetings by Public Companies 242 2012.05.08 Checklist of Money Laundering Prevention Guidelines and Procedures for Securities Firms 243 2012.04.24 Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading 244 2012.04.13 Regulations Governing the Operation of and Compliance Requirements for Split Voting by Shareholders of Public Companies 245 2012.04.06 GreTai Securities Market Guidelines for Providing Financial Derivative Services to General Customers 246 2012.04.06 GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement 247 2012.03.23 GreTai Securities Market Contract for Financial Derivative Trade Database 248 2012.03.23 GreTai Securities Market Administration Rules for Financial Derivative Trade Database 249 2012.02.17 GreTai Securities Market Supplemental Directions for Applications by Private Institutions Participating in Public Infrastructure Projects for GTSM Listing 250 2012.02.08 GreTai Securities Market Guidelines for the Exercise of Call (Put) Warrants 251 2012.02.06 Taiwan Stock Exchange Corporation Guidelines for the Exercise of Call (Put) Warrants 252 2012.02.04 Taiwan Futures Exchange Corporation Rules for Encouraging Reporting of Unlawful Activities on the Futures Market 253 2012.02.03 GreTai Securities Market Operational Guidelines for Omnibus Trading Accounts 254 2012.02.02 Taiwan Stock Exchange Corporation Operational Guidelines for Omnibus Trading Accounts 255 2012.01.13 GreTai Securities Market Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund 256 2012.01.13 GreTai Securities Market Rules for Administration of Additional Deposits by Securities Firms to the Joint Responsibility System Clearing and Settlement Fund 257 2012.01.11 Taiwan Stock Exchange Corporation Rules for Administration of Additional Deposits by Securities Firms to the Clearing and Settlement Fund 258 2012.01.11 Taiwan Stock Exchange Corporation Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund 259 2012.01.02 Establishment of an Information and Communications Security Inspection System for Futures Commission Merchants 260 2011.12.30 Regulations Governing the Preparation of Financial Reports by Company-Type Stock Exchanges 261 2011.12.29 GreTai Securities Market Rules Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets 262 2011.12.29 Risk Disclosure Statement for Trading of Emerging Stocks (Sample) 263 2011.12.29 Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges 264 2011.12.29 Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses 265 2011.12.29 GreTai Securities Market Rules Governing the Trading of Convertible Corporate Bonds, Exchangeable Corporate Bonds, and Bond Conversion Entitlement Certificates 266 2011.12.29 GreTai Securities Market Rules Governing the Electronic Bond Trading System 267 2011.12.28 GreTai Securities Market Operating Procedures for Replacement Issues of GTSM Listed Securities 268 2011.12.23 Regulations for Departmental Affairs of the Securities and Futures Bureau, Financial Supervisory Commission 269 2011.12.21 Regulations Governing Establishment of Internal Control Systems by Public Companies 270 2011.12.21 Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets 271 2011.12.16 GreTai Securities Market Account Opening Agreement for GTSM listed Securities 272 2011.12.14 Taiwan Stock Exchange Corporation Procedures for the Exchange of Securities Certificates by TWSE Listed Companies 273 2011.11.09 The Banking Act of The Republic of China 274 2011.11.07 Taiwan Stock Exchange Corporation Rules Governing Awards for Reporting on Unlawful Activities on the Securities Market 275 2011.11.04 Financial-Supervisory-Securities-Firms-1000049000 276 2011.10.20 Financial-Supervisory-Securities-Firms-10000429131 277 2011.10.14 Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers 278 2011.10.14 Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers 279 2011.10.06 GreTai Securities Market Directions for the Termination of Trading of the Shares of Foreign Emerging Stock Companies on the GTSM Emerging Stock Market 280 2011.09.30 GreTai Securities Market Regulations Governing Block Trading of GTSM Listed Securities 281 2011.09.28 Taiwan Stock Exchange Corporation Regulations Governing After-Hours Fixed-Price Trading 282 2011.09.08 Sample Template for XXX Co., Ltd. Remuneration Committee Charter 283 2011.08.26 Taiwan Stock Exchange Corporation Measures for Responding to Natural Disasters 284 2011.08.26 Taiwan Stock Exchange Corporation Rules Governing Block Trading of Listed Securities 285 2011.08.22 Corporate Social Responsibility Best Practice Principles for TWSE/GTSM-Listed Companies 286 2011.08.19 Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates 287 2011.08.19 Taiwan Stock Exchange Corporation Guidelines for Creation and Redemption of Exchange Traded Funds 288 2011.08.12 Sample Template for XXX Co., Ltd. Procedures for Ethical Management and Guidelines for Conduct 289 2011.08.04 Regulations Governing Appointment of Independent Directors and Compliance Matters for Public Companies 290 2011.08.03 Operation Directions for Administration of Customer Information Inquiries by Employees of Futures Enterprises 291 2011.06.29 Organic Act of the Securities and Futures Bureau, Financial Supervisory Commission 292 2011.06.08 Taiwan Futures Exchange Corporation Procedural Guidelines For Clearing Members Unable To Maintain Conformance With Clearing Member Standards 293 2011.05.18 Taiwan Stock Exchange Corporation Rules Governing Implementation of the Stock Market Surveillance System 294 2011.04.15 GreTai Securities Market Rules Governing Reverse Auction of GTSM Listed Securities 295 2011.04.11 GTSM Directions Governing Clearing and Settlement Operations for Securities Traded on the GTSM 296 2011.03.18 Regulations Governing the Appointment and Exercise of Powers by the Remuneration Committee of a Company Whose Stock is Listed on the Stock Exchange or Traded Over the Counter 297 2011.03.18 Directions for Collateral Management in Fixed-price and Competitive Auction Securities Borrowing and Lending Transactions 298 2011.02.23 GreTai Securities Market Directives for Handling Advance Collection of Funds and Securities by Securities Brokers 299 2011.02.01 Corporate Governance Best-Practice Principles for Futures Commission Merchants 300 2011.01.31 Matters Required to be Included in the Corporate Bylaws of Credit Rating Agencies 301 2011.01.26 Taiwan Stock Exchange Corporation Rules Governing Purchase of Listed Securities by Reverse Auction 302 2011.01.26 Taiwan Stock Exchange Corporation Measures for Handling Malfunctions or Telecommunication Disruptions in Trading Systems or Trading Transmission Systems 303 2011.01.14 GreTai Securities Market Securities Borrowing and Lending Rules 304 2011.01.12 Taiwan Stock Exchange Corporation Rules Governing Auction of Listed Securities by Consignment 305 2010.12.31 Taiwan Stock Exchange Corporation Rules Governing Trading of Securities in the Altered-Trading-Method Category 306 2010.12.29 Securities Transaction Tax Act 307 2010.12.24 Taiwan Depository & Clearing Corporation Operating Rules for Short-Term Bills 308 2010.12.22 GreTai Securities Market Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 309 2010.12.22 Regulations Governing the Scope of Material Information and the Means of its Public Disclosure Under Article 157-1, Paragraphs 5 and 6 of the Securities and Exchange Act 310 2010.11.30 Regulations Governing Implementation of the Market Surveillance System for Securities Traded on the GTSM 311 2010.11.30 Financial-Supervisory-Securities-Firms-0990066528 312 2010.11.29 Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 313 2010.11.29 GreTai Securities Market Rules Governing Trading of Exchange-Traded Fund Beneficiary Certificates 314 2010.11.29 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants Appointing Introducing Brokers to Assist in Processing Margin Withdrawal Requests from Futures Traders 315 2010.11.29 Taiwan Futures Exchange Corporation Operation Directions Governing the Sending of Reconciliation Statements and the Cancellation of Accounts by Futures Commission Merchants 316 2010.11.29 GreTai Securities Market Guidelines for Creation and Redemption of Exchange Traded Funds 317 2010.11.29 GreTai Securities Market Directions For the Recognition of the Qualifications of Exchange-Traded Funds and Underlying Indexes 318 2010.11.25 Regulations Governing Book-Entry Operations for Centrally Deposited Securities 319 2010.11.11 Financial-Supervisory-Securities-Firms-0990064095 320 2010.11.10 Sample Template for XXX Co., Ltd. Procedures for Election of Directors and Supervisors 321 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing Financial and Business Matters Between this Corporation and its Affiliated Enterprises 322 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing the Exercise of Rights and Participation in Resolutions by Juristic Person Shareholders With Controlling Power 323 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing the Scope of Powers of Independent Directors 324 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing the Scope of Powers of Supervisors 325 2010.11.10 Directions for the Implementation of Continuing Education for Directors and Supervisors of TWSE Listed and GTSM Listed Companies 326 2010.11.03 Regulations Governing Registration Procedures and Fees in Applications for Computer-Processed Personal Data by Securities and Futures Enterprises (Repealed) 327 2010.10.28 Regulations Governing the Administration of Credit Rating Agencies 328 2010.10.19 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan IndexSM Options Contracts 329 2010.10.14 Financial-Supervisory-Securities-Firms-0990056693 330 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Disciplinary Committee 331 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Trading Committee 332 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Clearing Committee 333 2010.10.11 Regulations Governing Futures Trust Enterprises 334 2010.10.06 Regulations Governing Securities Investment and Futures Trading in Taiwan by Mainland Area Investors 335 2010.10.04 Financial-Supervisory-Securities-Firms-0990054351 336 2010.09.29 Financial-Supervisory-Securities-Firms-0990046578 337 2010.09.21 Directions for Futures Trading by Overseas Chinese and Foreign Nationals 338 2010.09.14 Financial-Supervisory-Securities-Firms-0990042998 339 2010.09.09 GreTai Securities Market Rules Governing the Collection of Securities Listing Application Review Fees 340 2010.09.03 Ethical Corporate Management Best Practice Principles for TWSE/GTSM-Listed Companies 341 2010.09.03 Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities 342 2010.09.03 Regulations Governing Offshore Funds 343 2010.08.02 Regulations Governing Futures Advisory Enterprises 344 2010.08.02 Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms 345 2010.07.21 Directions for Filing Reports on Acquisition of Shares in Accordance With Article 43-1, Paragraph 1 of the Securities and Exchange Act 346 2010.07.13 Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers 347 2010.07.13 Financial-Supervisory-Securities-Firms-0990020823 348 2010.07.08 Financial-Supervisory-Securities-Firms-09900311421 349 2010.07.06 Financial-Supervisory-Securities-Firms-09900311422 350 2010.07.06 Regulations Governing Securities Lending by Securities Firms 351 2010.06.09 Futures Trading Act 352 2010.06.09 Securities Investment Trust and Consulting Act 353 2010.06.07 Agreement for Futures Trust Enterprise Engaging Other Professional Institution with Discretionary Power to Utilize Futures Trust Fund (Exemplar) 354 2010.05.26 Personal Information Protection Act 355 2010.05.21 Financial-Supervisory-Securities-Firms-0990015005 356 2010.05.20 Taiwan Stock Exchange Corporation Procedures for the Verification and Public Disclosure of Material Information on Secondary-Listed Foreign Stocks 357 2010.05.18 Financial-Supervisory-Securities-Firms-0990017341 358 2010.05.07 Taiwan Stock Exchange Corporation Operation Directions for the Filing and Public Announcement of Insider Shareholdings by TWSE Primary Listed Companies 359 2010.05.07 Financial-Supervisory-Securities-Firms-09900194881 360 2010.05.06 XXX Co., Ltd. Self-Regulatory Rules on Disclosure of Merger and Acquisition Information, Template Version 361 2010.04.30 The Securities Investment Trust and Consulting Association Guidelines for Advertisements and Business Activities Performed by Members and Their Sales Agents 362 2010.04.19 Financial-Supervisory-Securities-Firms-0990016418 363 2010.04.13 Financial-Supervisory-Securities-Firms-0990012963 364 2010.04.02 Taiwan Futures Exchange Corporation Regulations Governing the Brokerage Contracts of Futures Brokers 365 2010.03.24 Regulations Governing the Establishment of Internal Control Systems by Securities Investment Trust Enterprises and by Securities Investment Consulting Enterprises Conducting Discretionary Investment Business 366 2010.03.23 Taiwan Futures Exchange Corporation Directions for Futures Commission Merchants and Clearing Members Handling Deposits by Stock Call Option Writers of Underlying Securities as Margin 367 2010.03.16 Regulations Governing Approval and Management of Securities and Futures Transactions and Investment Between the Taiwan Area and the Mainland Area 368 2010.03.11 Financial-Supervisory-Securities-Firms-0990004326 369 2010.02.12 Financial-Supervisory-Securities-Firms-09800706991 370 2010.02.04 Standards Governing the Establishment of Futures Trust Enterprises 371 2010.02.04 Standards Governing the Establishment of Securities Investment Consulting Enterprises 372 2010.02.04 Standards Governing the Establishment of Securities Investment Trust Enterprises 373 2010.02.04 Regulations Governing the Establishment, Supervision, and Management of Urban Renewal Investment Trust Companies 374 2010.02.04 Financial-Supervisory-Securities-Firms-0980069092 375 2010.02.04 Regulations Governing the Organization and Mediation Procedures of Securities Investor and Futures Trader Protection Institution Mediation Committees 376 2010.01.27 Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers 377 2010.01.27 Risk Management Best-Practice Principles For Futures Commission Merchants 378 2010.01.15 Financial-Supervisory-Securities-Firms-0990002770 379 2010.01.13 Financial-Supervisory-Securities-Firms-09800677841 380 2010.01.13 Financial-Supervisory-Securities-Firms-0980067784 381 2010.01.06 Regulations Governing Securities Dealers Associations 382 2009.12.29 GreTai Securities Market Rules Governing Odd Lot Trading 383 2009.12.23 Financial-Supervisory-Securities-0980067168 384 2009.12.21 Taiwan Futures Exchange Operational Rules Governing Market Makers 385 2009.12.11 Financial-Supervisory-Securities-0980061724 386 2009.12.11 Regulations Governing Content and Compliance Requirements for Shareholders' Meeting Agenda Handbooks of Public Companies 387 2009.11.10 Financial-Supervisory-Securities-Firms-09800569731 388 2009.11.10 Financial-Supervisory-Securities-Firms-0980056973 389 2009.11.06 Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants 390 2009.11.04 Financial-Supervisory-Securities-Firms-09800571361 391 2009.11.04 Financial-Supervisory-Securities-Firms-09800415751 392 2009.11.03 Financial-Supervisory-Securities-Firms-0980053778 393 2009.10.29 Financial-Supervisory-Securities-Firms-0980056781 394 2009.10.23 GreTai Securities Market Operating Procedures for Handling Appeals by Securities Firms or Securities Firm Employees Against an Enforcement Action on a Deficiency Identified in an Audit 395 2009.10.20 Taiwan Stock Exchange Operating Procedures for the Handling of an Appeal by a Securities Firm or Securities Firm Employee Against an Enforcement Action on a Deficiency Identified in an Audit 396 2009.09.28 Financial-Supervisory-Securities-Firms-09800506161 397 2009.09.28 Financial-Supervisory-Securities-Firms-0980048493 398 2009.09.25 Regulations Governing the Operation of Discretionary Investment Services by Securities Investment Consulting Enterprises and Securities Investment Trust Enterprises 399 2009.09.25 Rules Governing Securities Investment Consulting Enterprises 400 2009.09.25 Rules Governing Securities Investment Trust Enterprises 401 2009.09.25 Regulations Governing Securities Investment Trust Funds 402 2009.09.21 Financial-Supervisory-Securities-Firms-0980049418 403 2009.08.21 Financial-Supervisory-Securities-Firms-0980042601 404 2009.08.21 Financial-Supervisory-Securities-Firms-09800426012 405 2009.08.21 Financial-Supervisory-Securities-Firms-0980043062 406 2009.08.21 Financial-Supervisory-Securities-Firms-09800426013 407 2009.08.21 Financial-Supervisory-Securities-Firms-09800415471 408 2009.08.21 Financial-Supervisory-Securities-Firms-09800426011 409 2009.08.21 Financial-Supervisory-Securities-Firms-0980041547 410 2009.08.04 Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Beneficial Certificates 411 2009.07.30 Regulations Governing Payment Operations of Securities Investor and Futures Trader Protection Funds 412 2009.07.30 Regulations Governing the Securities Investor and Futures Trader Protection Institution 413 2009.07.24 Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Securities in a Real Estate Investment Trust or Real Estate Asset Trust 414 2009.07.22 Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms 415 2009.07.15 Financial-Supervisory-Securities-Firms-09800357571 416 2009.07.15 Financial-Supervisory-Securities-Firms-09800357573 417 2009.07.15 Financial-Supervisory-Securities-Firms-0980035757 418 2009.07.15 Financial-Supervisory-Securities-Firms-09800357572 419 2009.07.14 Financial-Supervisory-Securities-Firms-0980030770 420 2009.07.09 Points For Attention for Futures Commission Merchants Engaging Securities Firms to Operate Futures Introducing Broker Business 421 2009.07.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Securities Investment Trust Companies with Listed Securities Investment Trust Funds and Offshore Fund Entities with Listed Offshore Exchange-Traded Funds 422 2009.06.26 GreTai Securities Market Rules Governing the Use of Securities Trading Information 423 2009.06.18 Financial-Supervisory-Securities-Firms-09800283421 424 2009.06.18 Financial-Supervisory-Securities-Firms-0980028342 425 2009.06.10 Certified Public Accountant Act 426 2009.06.09 Financial-Supervisory-Securities-Firms-0980025539 427 2009.06.06 Regulations Governing Futures Trust Funds 428 2009.06.06 Financial-Supervisory-Securities-Firms-0980019483 429 2009.06.05 Taiwan Futures Exchange Corporation Contract for Clearing and Settlement of Futures Trading 430 2009.06.03 Business Entity Accounting Act 431 2009.05.21 Regulations Governing Certification of Corporate Stock and Bond Issues by Public Companies 432 2009.05.20 Securities Investor and Futures Trader Protection Act 433 2009.04.30 Financial-Supervisory-Securities-VIII-09800176693 434 2009.04.30 Financial-Supervisory-Securities-VIII-09800176692 435 2009.04.30 Financial-Supervisory-Securities-VIII-09800176694 436 2009.04.30 Financial-Supervisory-Securities-VIII-09800176691 437 2009.03.20 Guidelines for Anti-Money Laundering Noticeable Items for Securities Investment Trust Business and Security Investment Consulting Business 438 2009.03.06 Financial-Supervisory-Securities-VII-09800079231 439 2009.02.11 Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities 440 2009.01.21 Clauses of the Real Estate Securitization Act 441 2008.12.24 Taiwan Futures Exchange Corporation (TAIFEX) Operational Guidelines for Determining the NT Dollar-denominated Gold Futures Contract and Gold Options Contract Final Settlement Price 442 2008.12.15 GreTai Securities Market Rules Governing Over-the-Counter When-issued Trading of Central Government Bonds 443 2008.11.28 Taiwan Futures Exchange Corporation Directions for Applications by Futures Commission Merchants to Continue Operation After Force Majeure Events 444 2008.11.21 Taiwan Stock Exchange Corporation Rules Governing the Collection of Securities Listing Application Review Fees 445 2008.11.21 Taiwan Stock Exchange Corporation Rate Table for Securities Listing Fees 446 2008.11.12 Sample Template for XXX Co., Ltd. Procedures for Handling Material Inside Information 447 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan Stock Index SM Futures Contracts 448 2008.11.05 Procedural Guidelines for Changes of Consigned Clearing Members by Futures Commission Merchants 449 2008.11.05 Taiwan Futures Exchange Directions For Clearing And Settlement Operations By Mandated Clearing Members 450 2008.11.05 Taiwan Stock Exchange Corporation Directions for Lead Securities Underwriters Mandated to Assist Primary Listed Companies in Complying with ROC Laws and Regulations and the Taiwan Stock Exchange Corporation Rules Related to TWSE Listing 451 2008.09.04 Taiwan Stock Exchange Corporation Direction for Auditing Internal Control Systems of Listed Companies 452 2008.09.03 Guidelines for Settlement-Driven Securities Borrowing and Covering of Cash Collateral Shortfall by Securities Firms 453 2008.09.03 Guidelines for Reporting by Securities Brokers of Brokerage Sale of Stock Not Owned by the Principal 454 2008.08.06 Futures Transaction Tax Act 455 2008.07.21 Taiwan Futures Exchange Corporation Rules for Determining the Final Settlement Price for Gold Futures Contracts 456 2008.06.27 Standards Governing the Establishment of Futures Advisory Enterprises 457 2008.06.09 GreTai Securities Market Regulations Governing Bond Payment Settlement Reserves for the Electronic Bond Trading System 458 2008.05.20 Rules and Review Procedures for Director and Supervisor Share Ownership Ratios at Public Companies 459 2008.05.16 Regulations Governing the Preparation of Financial Reports by Incorporated Certified Public Accountant Firms 460 2008.05.16 Directions for Incorporation Registration and Amendment Registration for Incorporated Certified Public Accountant Firms 461 2008.05.16 Regulations Governing Approval of Certified Public Accountants to Audit and Attest to the Financial Reports of Public Companies 462 2008.05.05 Implementation Regulations for Professional Liability Insurance Coverage for Certified Public Accountant Firms 463 2008.04.08 Corporate Governance Best-Practice Principles for SITEs/SICEs 464 2008.03.19 Regulations Governing Information to be Published in Prospectuses for Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 465 2008.03.14 Taiwan Futures Exchange Corporation Guidelines for Application by Futures Commission Merchants for Emergency Measures against Insufficient Adjusted Net Capital 466 2008.03.10 Regulations Governing Applications for CPA Certificates and Practice Registration 467 2008.02.21 Discretionary Investment Services Contract Template（For Trust Enterprises Mandating SITEs or SICEs） 468 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Engaging the Custodian Institution） 469 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Entrusting Assets to the Custodian Institution） 470 2008.02.21 Trust Agreement Template 471 2008.02.21 Discretionary Investment Services Contract Template（For Customer Entrusting Assets to the Custodian Institution） 472 2008.02.21 Discretionary Investment Services Contract Template 473 2008.02.21 Mandate Contract Template 474 2008.02.21 Regulations Governing the Selection and Hiring of Scholars and Fair and Impartial Persons for the CPA Discipline Committee and Disciplinary Rehearing Committee 475 2007.12.31 Standards Governing the Establishment of Managed Futures Enterprises 476 2007.12.07 Taiwan Futures Exchange Corporation Trading Rules for 10-Year Government Bond Futures Contracts 477 2007.11.16 Financial-Supervisory-Securities-VI-0960058234 478 2007.11.15 Financial-Supervisory-Securities-VIII-0960057430 479 2007.11.08 GreTai Securities Market Procedures for Verification and Disclosure of Material Information to Issuers of GTSM listed Exchange Traded Funds 480 2007.10.25 Financial-Supervisory-Securities-VIII-0960056366 481 2007.10.02 Standards Governing the Establishment of Futures Commission Merchants 482 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 483 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 484 2007.08.01 Financial-Supervisory-Securities-VIII-0960032781 485 2007.07.30 Financial-Supervisory-Securities-VIII-0960027617 486 2007.07.17 Taiwan Futures Exchange Operational Guidelines for the Implementation of Direct Market Access by Futures Brokers 487 2007.06.15 Financial-Supervisory-Securities-VIII-0960027033 488 2007.06.11 Taiwan Stock Exchange Corporation Directions For the Recognition of the Qualifications of Issuers of Exchange-Traded Funds and Underlying Indexes 489 2007.06.05 Taiwan Futures Exchange Corporation Standards for Collection of Trading Information User Fees 490 2007.06.05 Taiwan Futures Exchange Rules Governing the Use of Trading Information 491 2007.06.05 Taiwan Futures Exchange Corporation Trading Information Usage Contract (Applicable for Telecommunications Enterprises, Information Companies, News Media Institutions, Radio and Television Enterprises, Internet Firms, and Qualified Foreign Institutional Investors ) 492 2007.04.14 Financial-Supervisory-Securities-VIII-0960013898 493 2007.03.21 Financial-Supervisory-Securities-VIII-09600008090 494 2007.03.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Real Estate Securitization Trustee Institutions 495 2007.02.14 GreTai Securities Market Procedures for Verifying and Disclosing Material Information of Real Estate Securitization Trustee Institutions 496 2007.02.14 Rules Relating to Article 3, Paragraph 1, Subparagraph 4 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 497 2007.02.07 Taiwan Futures Exchange Corporation Rules for Auditing Futures Commission Merchants and Clearing Members 498 2007.02.05 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises of Securities Investment Trust and Consulting Association of the ROC 499 2007.01.12 Operation Directions for Electronic Certificate Delivery by Securities Firms and Futures Commission Merchants 500 2007.01.12 Financial-Supervisory-Securities-VIII-0950159353 501 2007.01.10 GreTai Securities Market Financial Derivative Trading System User Agreement for Financial Institutions 502 2006.12.15 Financial-Supervisory-Securities-VIII-0950154093 503 2006.11.21 Rules on Lending of Book-Entry Central Government Bonds by Securities Firms 504 2006.11.15 Taiwan Stock Exchange Corporation Key Points for Classifying and Adjusting Categories of Industries of Listed Companies 505 2006.11.15 Financial-Supervisory-Securities-VIII-0950150335 506 2006.10.23 Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms 507 2006.09.27 Sample Template for XXX Co., Ltd. Audit Committee Charter 508 2006.09.13 Financial-Supervisory-Securities-VIII-0950004331 509 2006.09.06 Rules For The Reporting And Handling Of Out-Trades By Futures Commission Merchants 510 2006.08.18 Financial-Supervisory-Securities-VIII-0950003928 511 2006.08.04 Directions for Accounting Firms Applying to Bring Foreign Students to the Republic of China for Internships 512 2006.08.04 Financial-Supervisory-Securities-VIII-0950131021 513 2006.06.27 Regulations Governing Over-the-Counter Trading Enterprises 514 2006.06.27 Regulations Governing Securities and Futures Holding Companies 515 2006.06.20 Financial-Supervisory-Securities-VIII-0950002861 516 2006.06.08 Regulations Governing the Review of Professional Development Institutions for Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 517 2006.06.06 Adjusted Net Capital Reporting Procedures for Futures Commission Merchants 518 2006.05.16 Financial-Supervisory-Securities-VIII-0950111572 519 2006.04.18 Regulations to Encourage the Reporting of Cases of Illegal Use of Proxies for Shareholder meetings of Public Companies 520 2006.04.12 Financial-Supervisory-Securities-VIII-0950001805 521 2006.03.28 Regulations Governing the Exercise of Powers by Audit Committees of Public Companies 522 2006.03.27 Guidelines for Registration Processing for Managed Futures Enterprises Accepting Joint Mandates for Discretionary Futures Trading 523 2006.03.27 Guidelines for Futures Trading by Overseas Chinese and Foreign Nationals 524 2006.03.27 Taiwan Futures Exchange Guidelines for Applications by Institutional Investors to Open Hedge Accounts for Futures Trading 525 2006.03.23 Financial-Supervisory-Securities-VIII-0950001425 526 2006.03.23 Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals 527 2006.03.23 Financial-Supervisory-Securities-VIII-0950001424 528 2006.03.10 Financial-Supervisory-Securities-VIII-0950103817 529 2006.03.06 Regulations Governing Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 530 2006.03.02 GreTai Securities Market Guidelines for Determining Foreign Investment Holding Companies 531 2006.02.24 Financial-Supervisory-Securities-VIII-0950000911 532 2006.02.08 Sample Sales Agent Agreement (Three Parties) 533 2006.02.08 Sample Sales Agent Agreement (Two Parties) 534 2006.02.03 Financial-Supervisory-Securities-VIII-0950000538 535 2006.01.24 GreTai Securities Market Procedures for Handling Default on Settlement Obligations by Securities Firms 536 2006.01.24 Regulations Governing the Preparation of Financial Reports by Financial Holding Companies 537 2006.01.24 GreTai Securities Market Procedures for Suspension or Termination of Securities Firm Operations 538 2006.01.20 Regulations for the Prevention of Conflicts of Interest Where a Securities Investment Trust Enterprise Concurrently Operates a Securities Investment Consulting Enterprise or Vice Versa, or a Securities Investment Trust Enterprise or Securities Investment Consulting Enterprise Concurrently Operates Another Enterprise, or is Concurrently Operated by Another Enterprise 539 2005.12.19 Financial-Supervisory-Securities-VIII-0940149297 540 2005.12.01 Securities Investment Trust & Consulting Association of R.O.C. Sample Investor Brochure on Offshore Funds 541 2005.11.28 Financial-Supervisory-Securities-VIII-0940144395 542 2005.11.10 Taiwan Stock Exchange Corporation Procedures for Handling Default on Settlement Obligations by Securities Firms 543 2005.11.10 Taiwan Stock Exchange Corporation Procedures for Suspension or Termination of Securities Firm Operations 544 2005.10.13 GreTai Securities Market Regulations Governing Applications by Securities Firms for Resumption of Business after Suspension 545 2005.10.03 The Securities Investment Trust & Consulting Association Guidelines Governing Items to be Contained in the Information Cooperation Agreement of Offshore Funds 546 2005.09.16 Securities Investment Trust and Consulting Association Guidelines Governing Items to be Contained in the General Agent Agreement and Sales Agent Agreement 547 2005.09.09 The Securities Investment Trust and Consulting Association Guidelines Governing Advertisement and Promotional Activities for Offshore Funds 548 2005.09.08 The Securities Investment Trust and Consulting Association Key Points for Staff Training Plan of Offshore Funds 549 2005.08.30 Taiwan Stock Exchange Corporation Regulations Governing Applications by Securities Firms for Resumption of Business after Suspension 550 2005.08.08 The Securities Investment Trust & Consulting Association Directions Governing Handling of Operating Bonds for Offshore Funds 551 2005.07.29 Financial-Supervisory-Securities-VIII-0940003432 552 2005.07.22 Financial-Supervisory-Securities-VIII-0940003332 553 2005.06.30 Taiwan Futures Exchange Corporation Standards for Determining Whether User Applicants or Data Subscribers Are Evading or Refusing Inspection Visits, and Rules Governing Emergency Response Measures 554 2005.06.30 Taiwan Futures Exchange Corporation Audit Procedures and Related Point-Keeping Standards for Inspection Evasion by Information Companies' and their Subscribers 555 2005.05.13 Financial-Supervisory-Securities-VIII-0940002054 556 2005.05.13 Financial-Supervisory-Securities-VIII-0940002053 557 2005.05.11 Taiwan Securities Association Directions Governing the Underwriting Procedures to be Followed by Underwriters in Conducting an Initial Listing on a Stock Exchange or Over-the-Counter Market 558 2005.05.03 Financial-Supervisory-Securities-VIII-0940113469 559 2005.04.04 Self-inspection Checklist for the Establishment of Risk Management Mechanisms by Futures Commission Merchants 560 2005.03.15 Financial-Supervisory-Securities-VIII-0940001089 561 2005.02.23 GreTai Securities Market Directions for Securities Firms Engaged in OTC Trading of Convertible Bond Asset Swaps and Structured Notes 562 2005.02.23 GreTai Securities Market Directions for Securities Firms Operating Over-the-Counter New Taiwan Dollar Derivatives Trading Business 563 2005.01.20 Procedures and Timeframes for Handling Events Under Article 50 of the Taiwan Stock Exchange Corporation 564 2005.01.12 Financial-Supervisory-Securities-VIII-0940000164 565 2004.12.22 Taiwan Futures Exchange Corporation Trading Information Use Contract (Applicable For Clearing Members, Futures Commission Merchants, And Futures Introducing Brokers) 566 2004.12.21 Financial-Supervisory-Securities-VIII-0930155913 567 2004.12.21 Financial-Supervisory-Securities-VIII-0930006119 568 2004.12.10 GreTai Securities Market Directions Concerning the Requirement that a Public Company Applying for GTSM Trading of Its Stock Engage a Recommending Securities Firm to Carry Out Underwriting 569 2004.11.25 Taiwan Futures Exchange Procedures for Resumption of Operations or Resumption of Clearing and Settlement Operations by Futures Commission Merchants or Clearing Members 570 2004.11.11 Guidelines for the Adoption of Codes of Ethical Conduct by TWSE/GTSM Listed Companies 571 2004.11.01 Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises 572 2004.10.30 Regulations Governing the Management of the Securities Investment Trust and Consulting Association 573 2004.10.30 Regulations Governing Securities Investment Trust Fund Beneficiaries Meetings 574 2004.10.30 Regulations for Selection of Non-Member Directors and Supervisors for the Securities Investment Trust and Consulting Association of the ROC 575 2004.10.12 RISK MANAGEMENT BEST-PRACTICE PRINCIPLES FOR SECURITIES FIRMS 576 2004.10.11 Agreement for Depositing Underlying Securities as Trading Margin in Taiwan Futures Exchange Corporation Stock Option Contract Call Writing (Reference Template) 577 2004.09.22 Financial-Supervisory-Securities-VIII-0930004539 578 2004.08.06 Corporate Governance Best-Practice Principles for Securities Firms 579 2004.08.05 GreTai Securities Market Rules on Lending of Book-Entry Central Government Bonds by Securities Firms 580 2004.08.03 Taiwan Stock Exchange Corporation Rules for Administration of the Clearing and Settlement Fund of Securities Firms 581 2004.07.30 Securities-Futures-VIII-0930003685 582 2004.07.20 Financial-Supervisory-Securities-VIII-0930125763 583 2004.06.30 Taiwan-Finance-Securities-VIII-0930002985 584 2004.06.16 Taiwan-Finance-Securities-VIII-0930002716 585 2004.05.14 Taiwan-Finance-Securities-VIII-0930115633 586 2004.04.30 Regulations Governing Employment Permits and Administration of Foreign Nationals by the Tax and Financial Services Industry 587 2004.04.29 Taiwan-Finance-Securities-VIII-0930001733 588 2004.04.05 Procedures for Approval of Taiwan-Area Certified Public Accountants and Their Assistants as Lay Members of the Mainland-Area Chinese Institute of Certified Public Accountants 589 2004.03.05 Taiwan-Finance-Securities-VIII-0930107280 590 2003.12.01 Taiwan Futures Exchange Operating Procedures for Use of Backup Futures Trading Accounts 591 2003.11.03 Regulations for the Administration of Futures Industry Associations 592 2003.10.01 Taiwan-Finance-Securities-VIII-0920004043 593 2003.10.01 Taiwan-Finance-Securities-VIII-0920004044 594 2003.07.24 Taiwan Futures Exchange Corporation Clearing Member Application Procedures 595 2003.07.24 Taiwan Futures Exchange Corporation Procedures For The Handling By Clearing Members Of Positions Of Consigning Futures Commission Merchants 596 2003.07.17 Application for Securities Borrowing in Demand out of Strategic Transactions 597 2003.07.09 Taiwan-Finance-Securities-VIII-0920132097 598 2003.07.09 Taiwan-Finance-Securities-VIII-0920002840 599 2003.07.09 Taiwan-Finance-Securities-VIII-0920002839 600 2003.07.09 Taiwan-Finance-Securities-VIII-0920002841 601 2003.06.27 Taiwan-Finance-Securities-VIII-0920002691 602 2003.06.27 Taiwan-Finance-Securities-VIII-0920002690 603 2003.06.02 Regulations Governing the Preparation of Financial Reports by Public Banks 604 2003.06.02 Regulations Governing the Preparation of Financial Reports by Publicly Held Bills Finance Companies 605 2003.05.06 Guidelines for Public Subscription and Private Placement of Securities 606 2003.05.02 Criteria Governing Handling of Stock Affairs by Public Companies 607 2003.03.21 GreTai Securities Market Supplemental Directions for Applications by Software Companies for GTSM Listing of Stock 608 2003.03.10 Taiwan Stock Exchange Corporation Directions for Verification and Disclosure of Material Information of Trustee Institutions and Special Purpose Companies 609 2003.01.31 Criteria Governing Review of Class II Stocks Traded on Over-the-Counter Markets of the ROC Over-the-Counter Securities Exchange 610 2003.01.20 Guidelines for Establishment of Internal Control Systems in Securities and Futures Service Enterprises 611 2003.01.13 Rules Governing Auditing and Certification of Financial Statements by Certified Public Accountants 612 2002.12.18 Guidelines for Lending of Capital by Listed Companies 613 2002.12.18 Guidelines for Endorsements and Guarantees Made by Listed and OTC Companies 614 2002.12.12 Guidelines for Handling Acquisition and Disposal of Assets by Public Companies 615 2002.12.12 Guidelines for Derivatives Trading by Public Companies 616 2002.12.12 Guidelines for the Purchase of Real Estate from Related Persons by Public Companies 617 2002.12.10 Guidelines for Mergers or Splits by Listed, OTC, and Emerging Stock Companies 618 2002.12.10 Guidelines for Investment in Mainland China by Public Companies 619 2002.11.28 GreTai Securities Market Standards for Calculation of Trading Information User Fees 620 2002.11.18 Guidelines for Certified Public Accountants Conducting Project Audits of Internal Control Systems of Public Companies 621 2002.11.18 Guidelines for Establishment of Internal Control Systems by Public Companies 622 2002.11.14 Guidelines for Disclosure of Financial Forecasts by Public Companies 623 2002.10.14 Addendum to the GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement 624 2002.08.12 Criteria for Information to be Published in Public Tender Offer Prospectuses 625 2002.08.06 Guidelines for Depositing Funds for Securities Offered and Issued by Issuers into Specialized Accounts 626 2002.07.24 Financial Asset Securitization Act 627 2002.02.01 Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms 628 2002.02.01 Taiwan Stock Exchange Corporation Operational Guidelines for Follow-up, Assessment, and Guidance in Regard to Securities Firm Audit Deficiencies 629 2002.01.28 Guidelines for Information to be Published in Assessments of Securities Underwriters for Offering and Issuance of Securities by Foreign Issuers 630 2001.04.03 Guidelines for Information to be Published in Assessments of Underwriters for Offering and Issuance of Securities 631 2000.12.13 The Financial Institutions Merger Act 632 2000.11.03 GreTai Securities Market Supplementary Provisions Governing Applications to Transmit (Broadcast) Real-Time Stock Price Index Information and/or Delayed Trading Information 633 2000.10.17 Criteria Governing Preparation of Affiliation Reports, Consolidated Business Reports and Consolidated Financial Statements of Affiliated Enterprises 634 2000.10.05 Settlement and Remittance Procedures for Securities Firms Engaging in Consigned Trading of Foreign Securities 635 2000.09.25 Regulations Governing Establishment of Subsidiaries and Branches in Hong Kong and Macao by Taiwanese Securities or Futures Institutions 636 2000.09.11 Standards Governing the Establishment of Futures Clearing Houses 637 2000.09.11 Standards Governing the Establishment of Futures Exchanges 638 2000.08.23 Guidelines for Handling of Stock Affairs by Public Companies and Their Stock Service Agents 639 2000.03.27 Taiwan Stock Exchange Corporation Key Points Governing the Particulars to be Described in the Prospectus for the Initial Listing of Securities 640 2000.02.09 Statute for the Establishment and Administration of the National Financial Stabilization Fund