ITEM DATE LAW NAME 1 2013.03.26 GreTai Securities Market Operation Directions for the Administration of GTSM primary Listed Companies 2 2013.03.26 GreTai Securities Market Directives for Auditing Internal Control Systems of GTSM listed Companies 3 2013.03.15 GreTai Securities Market Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions 4 2013.03.13 GreTai Securities Market Rules Governing Securities Trading on the GTSM 5 2013.02.22 Guidelines for Account Opening and Futures Trading by Insiders of Futures Introducing Brokers Opening Accounts to Engage in Futures Trading 6 2013.02.22 Guidelines for Account Opening and Futures Trading by Insiders of Futures Commission Merchants 7 2013.02.21 Operating Rules of the Taiwan Stock Exchange Corporation 8 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronics Sector Index Option Contracts 9 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Finance Sector Index Option Contracts 10 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for FTSE/TWSE Taiwan 50 Index Futures Contracts 11 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts 12 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts 13 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts 14 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronic Sector Index Futures Contracts 15 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Gold Futures Contracts 16 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Mini-TAIEX Futures Contracts 17 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Futures Contracts 18 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Options Contract 19 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Single Stock Futures Contracts 20 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for the Gold Options Contract 21 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for NT Dollar Denominated Gold Futures Contracts 22 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Options Contracts 23 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Stock Option Contracts 24 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Futures Contract 25 2013.02.04 GreTai Securities Market Principles for Handling Information Disclosure on the Key Financials Section of the Market Observation Post System (MOPS) 26 2013.02.04 GreTai Securities Market Principles for Handling Information Disclosure on the Taiwan Depository Receipt Key Financials Section of the Market Observation Post System 27 2013.02.01 GreTai Securities Market Rules Governing the Review of Emerging Stocks for Trading on the GTSM 28 2013.01.30 GreTai Securities Market Rules Governing the Review of Foreign Securities for Trading on the GTSM 29 2013.01.30 GreTai Securities Market Procedures for Review of GTSM Trading of Foreign Securities 30 2013.01.30 GreTai Securities Market Supplemental Directions for Applications by Investment Holding Companies for Over-the-Counter Listing 31 2013.01.30 GreTai Securities Market Supplemental Rules Governing Applications by Group Enterprises for GTSM Listing of Stock 32 2013.01.30 Company Act 33 2013.01.30 GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 34 2013.01.30 Standards for Determining Unsuitability for GTSM Listing under Article 10, Paragraph 1 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 35 2013.01.30 Taiwan Stock Exchange Corporation Principles for Handling Information Disclosure on the Key Financials Section of the Market Observation Post System (MOPS) 36 2013.01.29 Procedures and Timeframes for Handling Events Under Article 12-1 of the GreTai Securities Market Rules Governing Securities Trading on the GTSM 37 2013.01.29 GreTai Securities Market (GTSM) Standards for Determining Whether a GTSM listed Company Is Required Publish Complete Financial Forecasts 38 2013.01.29 GreTai Securities Market Rules Governing Information Reporting by Companies with GTSM Listed Securities 39 2013.01.29 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of Companies with GTSM Listed Securities 40 2013.01.28 Regulations Governing The Use Of Trading Information 41 2013.01.23 Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation 42 2013.01.23 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Financial Holding Companies 43 2013.01.23 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities 44 2013.01.23 Taiwan Stock Exchange Corporation Procedures for Applications by TWSE Listed Companies for the Delisting of Securities 45 2013.01.23 Taiwan Stock Exchange Corporation Rules Governing Information Filing by Companies with TWSE Listed Securities and Offshore Fund Institutions with TWSE Listed Offshore Exchange-Traded Funds 46 2013.01.23 Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies 47 2013.01.23 Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings 48 2013.01.23 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Investment Holding Companies 49 2013.01.23 Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies 50 2013.01.23 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings 51 2013.01.23 Taiwan Stock Exchange Corporation Procedures for Press Conferences Concerning Material Information of Listed Companies 52 2013.01.23 Taiwan Stock Exchange Corporation Standards for Determining Whether a TWSE Listed Company Shall Publish Complete Financial Forecasts 53 2013.01.23 Supplementary Provisions to the Taiwan Stock Exchange Corporation Rules for Review of Securities Listings 54 2013.01.22 Taiwan Stock Exchange Corporation Principles for Handling Information Disclosure on the Taiwan Depositary Receipt Key Financials Section of the Market Observation Post System (MOPS) 55 2013.01.08 Directions for Public Companies Conducting Private Placements of Securities 56 2012.12.28 Operating Rules of the Taiwan Futures Exchange Corporation 57 2012.12.28 Taiwan Futures Exchange Corporation Regulations Governing Clearing Member Deposits to the Clearing and Settlement Fund Following Clearing and Settlement Operations 58 2012.12.28 GreTai Securities Market Supplemental Directions for Applications by Financial Holding Companies for GTSM Listing 59 2012.12.28 Taiwan Futures Exchange Corporation Criteria for Clearing Membership 60 2012.12.27 Numerical Standards for and Exceptions to the Irregularity Standards in Article 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions 61 2012.12.27 Taiwan Stock Exchange Corporation Directions for Announcement or Notice of Attention to Trading Information and Dispositions 62 2012.12.26 Detailed Numerical Standards and Exceptions to the Irregularity Standards in the Subparagraphs under Article 4, paragraph 1 of the GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Dispositions on the GTSM 63 2012.12.26 GreTai Securities Market Rules Governing the Review of Call (put) Warrants for Trading on the GTSM 64 2012.12.26 GreTai Securities Market Procedures for the Review of Call (Put) Warrants 65 2012.12.26 GreTai Securities Market Operation Directions for Announcement or Notice of Attention to Trading Information and Dispositions 66 2012.12.25 Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities 67 2012.12.25 Taiwan Futures Exchange Corporation Guidelines for the Management of Futures Auction Terminals 68 2012.12.25 Taiwan Futures Exchange Corporation Operational Guidelines for Futures Commission Merchants Completing and Submitting Trading Order Forms Electronically 69 2012.12.24 Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings 70 2012.12.24 Taiwan Stock Exchange Corporation Rules for Review of Call (Put) Warrant Listings 71 2012.12.13 Directions for Secondary Reviews of Financial Reports of Companies with a Secondary Listing on the Exchange (or OTC) Market 72 2012.12.07 Regulations Governing the Organization and Deliberation Procedures of the CPA Discipline Committee and the CPA Disciplinary Rehearing Committee 73 2012.11.27 Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules 74 2012.11.23 Securities and Exchange Act Enforcement Rules 75 2012.11.23 GreTai Securities Market Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms 76 2012.11.22 Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises 77 2012.11.22 Corporate Governance Best-Practice Principles for TWSE/GTSM Listed Companies 78 2012.11.21 Operating Rules for Securities Business Money Lending by Securities Firms 79 2012.11.20 GreTai Securities Market Procedures for Press Conferences Concerning Material Information of Companies with GTSM Listed Securities 80 2012.11.19 Operating Rules for Securities Lending by Securities Firms 81 2012.11.16 Financial-Supervisory-Securities-Firms-1010049802 82 2012.11.15 Principles for Assignment of Ticker Symbols in the Republic of China Securities Markets 83 2012.11.12 GreTai Securities Market Procedures for the Review of Financial Reports of GTSM Listed Companies 84 2012.11.12 GreTai Securities Market Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of GTSM Listed Companies 85 2012.11.09 GreTai Securities Market Rules Governing Management of Foreign Currency Denominated International Bonds 86 2012.11.08 Sample Template for XXX Co., Ltd. Rules of Procedure for Board of Directors Meetings 87 2012.11.08 Taiwan Futures Exchange Corporation Points for Attention by Futures Commission Merchants and Clearing Members Depositing Proprietary Funds in Segregated Margin Accounts 88 2012.10.26 Taiwan Stock Exchange Corporation Rules Governing Contracts for the Listing of Taiwan Depositary Receipts 89 2012.10.26 Taiwan Stock Exchange Corporation Regulations Governing Contracts for the Listing of Foreign Stocks 90 2012.10.26 Taiwan Stock Exchange Corporation Rules Governing the Repurchase of Taiwan Depositary Receipts by Secondary Listed Companies 91 2012.10.18 GreTai Securities Market Regulations Governing GTSM Listing Contracts for Call (Put) Warrants 92 2012.10.18 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of GTSM Listed Call (Put) Warrant Issuers 93 2012.10.18 GreTai Securities Market Regulations Governing the Trading of Call (Put) Warrants 94 2012.10.12 Taiwan Stock Exchange Corporation Rules Governing Call (Put) Warrant Listing Contracts 95 2012.10.12 Taiwan Stock Exchange Corporation Operation Directions Governing Liquidity Providers of Call (Put) Warrants 96 2012.10.12 Taiwan Stock Exchange Corporation Guidelines Governing the Particulars to be Recorded in a Public Offering Prospectus for Call (Put) Warrants 97 2012.10.12 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Issuers of Call (Put) Warrants 98 2012.10.12 Taiwan Stock Exchange Corporation Rules Governing Trading of Call (Put) Warrants 99 2012.10.11 Regulations Governing Securities Firms 100 2012.10.05 Taiwan Stock Exchange Corporation Contract for the Listing of Taiwan Depositary Receipts 101 2012.10.02 Regulations Governing the Applicable Scope of Special Circumstances for the Public Announcement and Filing of Financial Reports and Operational Status Reports by Public Companies 102 2012.10.01 The specific purpose and the classification of personal information of the Personal Information Protection Act 103 2012.09.26 Enforcement Rules of the Personal Information Protection Act 104 2012.09.20 Regulations Governing Information to be Published in Annual Reports of Public Companies 105 2012.09.20 Regulations Governing Information to be Published in Public Offering and Issuance Prospectuses 106 2012.09.17 Regulations Governing the Offering and Issuance of Securities by Securities Issuers 107 2012.09.17 Regulations Governing the Offering and Issuance of Overseas Securities by Issuers 108 2012.08.31 Taiwan Stock Exchange Corporation Guidelines for Securities Brokers in Reporting Failed Trades and Defaults by Principals 109 2012.08.30 Operation Directions for Applications by Overseas Chinese, Foreign Nationals, and Mainland China Area Investors for Registration to Invest in Domestic Securities or Trade Domestic Futures 110 2012.08.29 Taiwan Futures Exchange Corporation Rules Governing Online Reporting Procedures for Futures Commission Merchants 111 2012.08.29 Taiwan Futures Exchange Corporation Guidelines for Mergers and Assignment of Operations by Futures Commission Merchants 112 2012.08.29 Taiwan Futures Exchange Corporation Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Futures Commission Merchants and Clearing Members 113 2012.08.22 GreTai Securities Market Rules Governing the Trading of Emerging Stocks on the GTSM 114 2012.08.22 Regulations Governing Procedure for Board of Directors Meetings of Public Companies 115 2012.08.22 Regulations Governing Share Repurchase by Exchange-Listed and OTC-Listed Companies 116 2012.08.22 Regulations Governing the Publication of Financial Forecasts of Public Companies 117 2012.08.17 Regulations Governing Auditing and Attestation of Financial Statements by Certified Public Accountants 118 2012.08.14 Regulations Governing the Offering and Issuance of Securities by Foreign Issuers 119 2012.08.14 Regulations Governing Centralized Securities Depository Enterprises 120 2012.08.09 GreTai Securities Market Procedures for the Review of Securities for GTSM Listing 121 2012.08.01 Taiwan Stock Exchange Corporation Procedures for Review of the Listing of REIT and REAT Beneficial Securities 122 2012.08.01 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises 123 2012.08.01 Regulations Governing the Preparation of Financial Reports by Securities Firms 124 2012.08.01 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises 125 2012.08.01 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises 126 2012.07.27 Regulations Governing Securities Finance Enterprises 127 2012.07.27 Regulations Governing Securities Investment Consulting Enterprises (93.10.30 Announced) 128 2012.07.27 Regulations Governing Securities Investment Trust Enterprises 129 2012.07.27 Regulations Governing Information to be Published in Private Placement Memoranda by Securities Investment Trust Enterprises When Privately Offering Securities Investment Trust Funds 130 2012.07.27 Standards Governing Eligibility of Securities for Margin Purchase and Short Sale 131 2012.07.27 Regulations Governing Information to be Published in Prospectuses by Securities Investment Trust Enterprises Offering Securities Investment Trust Funds 132 2012.07.25 Regulations Governing the Qualification Requirements and Professional Development of Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 133 2012.07.13 Taiwan Securities Association Directions for Information to be Published in Securities Underwriter Evaluation Reports for the Public Offering and Issuance of Securities by Foreign Securities Issuers 134 2012.07.12 Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants 135 2012.07.12 Regulations Governing Futures Clearing Houses 136 2012.07.12 Regulations Governing Futures Exchanges 137 2012.07.12 Regulations Governing Futures Commission Merchants 138 2012.07.12 Regulations Governing Information to be Published in Prospectuses by Futures Trust Enterprises Offering Futures Trust Funds 139 2012.07.12 Regulations Governing Leverage Transaction Merchants 140 2012.07.12 Regulations Governing Managed Futures Enterprises 141 2012.07.11 Regulations Governing Stock Exchanges 142 2012.07.10 Regulations Governing the Issuance of Call (Put) Warrants by Issuers 143 2012.07.10 Regulations Governing Securities Trading on the GreTai Securities Market 144 2012.07.09 Taiwan Stock Exchange Corporation Procedures for Merger or Assignment of Operations of Securities Firms 145 2012.07.06 Regulations Governing Loaning of Funds and Making of Endorsements/Guarantees by Public Companies 146 2012.07.05 Regulations Governing Information to be Published in Public Tender Offer Prospectuses 147 2012.07.05 Regulations Governing Public Tender Offers for Securities of Public Companies 148 2012.06.22 Sample Template of XXX Co., Ltd. Charter of Nominating Committee for Directors and Supervisors 149 2012.06.19 GreTai Securities Market Regulations Governing Trading of Foreign Stocks and Taiwan Depository Receipts 150 2012.06.19 GreTai Securities Market Risk Declaration Statement for GTSM-listed Foreign Securities (Template) 151 2012.06.11 Taiwan Stock Exchange Corporation Contract for the Listing of Foreign Stock 152 2012.06.07 Taiwan Stock Exchange Corporation Regulations Governing Trading of Foreign Stocks 153 2012.06.07 Taiwan Stock Exchange Corporation Regulations Governing Trading of Depositary Receipts 154 2012.06.01 GreTai Securities Market Supplemental Directions for Applications by Construction Companies for GTSM Listing 155 2012.05.29 Contract for Trading International Bonds on the GTSM 156 2012.05.18 Template for Money Laundering Prevention Guidelines for the Futures Commission Merchants of the Chinese National Futures Association 157 2012.05.15 Taiwan Stock Exchange Corporation Operation Directions for the Appointment of Independent Directors by TWSE Listed Companies 158 2012.05.15 Taiwan Stock Exchange Corporation Directions for the Review of Listing of Beneficiary Securities and Asset-Backed Securities 159 2012.05.15 Chinese National Futures Association Model Notice for Money Laundering Control for Futures Trust Enterprises and Managed Futures Enterprises 160 2012.05.08 Checklist of Money Laundering Prevention Guidelines and Procedures for Securities Firms 161 2012.05.02 Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms 162 2012.04.24 Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading 163 2012.04.13 Regulations Governing the Operation of and Compliance Requirements for Split Voting by Shareholders of Public Companies 164 2012.04.06 GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement 165 2012.04.02 GreTai Securities Market Standards Governing Securities Firm Sites and Facilities 166 2012.03.19 Taiwan Stock Exchange Corporation Procedures for the Review of Financial Reports of Foreign Issuers of Taiwan Depositary Receipts 167 2012.03.07 Sample Template for XXX Co., Ltd. Rules of Procedure for Shareholders Meetings 168 2012.03.03 Taiwan Stock Exchange Corporation Standards Governing Securities Firm Sites and Facilities 169 2012.02.17 GreTai Securities Market Supplemental Directions for Applications by Private Institutions Participating in Public Infrastructure Projects for GTSM Listing 170 2012.02.17 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions 171 2012.02.17 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Suspending and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements 172 2012.02.13 Regulations Governing the Acquisition and Disposal of Assets by Public Companies 173 2012.02.06 Taiwan Stock Exchange Corporation Guidelines for the Exercise of Call (Put) Warrants 174 2012.02.04 Taiwan Futures Exchange Corporation Rules for Encouraging Reporting of Unlawful Activities on the Futures Market 175 2012.02.03 GreTai Securities Market Operational Guidelines for Omnibus Trading Accounts 176 2012.02.02 Taiwan Stock Exchange Corporation Operational Guidelines for Omnibus Trading Accounts 177 2012.01.13 GreTai Securities Market Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund 178 2012.01.11 Taiwan Stock Exchange Corporation Rules for Administration of Additional Deposits by Securities Firms to the Clearing and Settlement Fund 179 2012.01.11 Taiwan Stock Exchange Corporation Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund 180 2012.01.04 Securities and Exchange Act 181 2012.01.02 Establishment of an Information and Communications Security Inspection System for Futures Commission Merchants 182 2011.12.30 Regulations Governing the Preparation of Financial Reports by Company-Type Stock Exchanges 183 2011.12.29 Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges 184 2011.12.29 GreTai Securities Market Rules Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets 185 2011.12.29 Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses 186 2011.12.29 GreTai Securities Market Rules Governing the Trading of Convertible Corporate Bonds, Exchangeable Corporate Bonds, and Bond Conversion Entitlement Certificates 187 2011.12.29 GreTai Securities Market Rules Governing the Electronic Bond Trading System 188 2011.12.22 Regulations Governing the Preparation of Financial Reports by Securities Issuers 189 2011.12.21 Regulations Governing Establishment of Internal Control Systems by Public Companies 190 2011.12.21 Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets 191 2011.12.16 GreTai Securities Market Account Opening Agreement for GTSM listed Securities 192 2011.12.14 Taiwan Stock Exchange Corporation Procedures for the Exchange of Securities Certificates by TWSE Listed Companies 193 2011.12.13 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers 194 2011.12.05 Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers 195 2011.11.14 Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC) 196 2011.11.09 The Banking Act of The Republic of China 197 2011.11.07 Taiwan Stock Exchange Corporation Rules Governing Awards for Reporting on Unlawful Activities on the Securities Market 198 2011.11.04 Financial-Supervisory-Securities-Firms-1000049000 199 2011.10.27 Taiwan Futures Exchange Corporation Operational Regulations for Block Trading 200 2011.10.24 Directions for the Conduct of Wealth Management Business by Securities Firms 201 2011.10.20 Financial-Supervisory-Securities-Firms-10000429131 202 2011.10.14 Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers 203 2011.10.14 Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers 204 2011.10.06 GreTai Securities Market Directions for the Termination of Trading of the Shares of Foreign Emerging Stock Companies on the GTSM Emerging Stock Market 205 2011.10.06 Regulations Governing Responsible Persons and Associated Persons of Securities Firms 206 2011.09.30 GreTai Securities Market Regulations Governing Block Trading of GTSM Listed Securities 207 2011.09.28 Taiwan Stock Exchange Corporation Regulations Governing After-Hours Fixed-Price Trading 208 2011.09.08 Sample Template for XXX Co., Ltd. Remuneration Committee Charter 209 2011.08.26 Taiwan Stock Exchange Corporation Rules Governing Block Trading of Listed Securities 210 2011.08.26 Taiwan Stock Exchange Corporation Measures for Responding to Natural Disasters 211 2011.08.26 Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 212 2011.08.22 Taiwan Futures Exchange Corporation Exchange Fee Schedule 213 2011.08.22 Taiwan Futures Clearing Service Fee Schedule 214 2011.08.22 GreTai Securities Market Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 215 2011.08.22 Corporate Social Responsibility Best Practice Principles for TWSE/GTSM-Listed Companies 216 2011.08.19 Taiwan Stock Exchange Corporation Guidelines for Creation and Redemption of Exchange Traded Funds 217 2011.08.19 Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates 218 2011.08.12 Sample Template for XXX Co., Ltd. Procedures for Ethical Management and Guidelines for Conduct 219 2011.08.04 Regulations Governing Appointment of Independent Directors and Compliance Matters for Public Companies 220 2011.06.30 Directions for Use by Securities Investment Trust Enterprises of Securities Investment Trust Funds for Trading of Securities-Related Products 221 2011.06.08 Taiwan Futures Exchange Corporation Procedural Guidelines For Clearing Members Unable To Maintain Conformance With Clearing Member Standards 222 2011.05.18 Taiwan Stock Exchange Corporation Rules Governing Implementation of the Stock Market Surveillance System 223 2011.04.21 Taiwan Futures Exchange Corporation Guidelines Governing Applications by Institutional Investors to Increase Position Limits 224 2011.04.15 GreTai Securities Market Rules Governing Reverse Auction of GTSM Listed Securities 225 2011.04.15 GreTai Securities Market Directions for Information to be Published in Public Offering Prospectuses for Call (Put) Warrants 226 2011.03.24 Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans 227 2011.03.18 Regulations Governing the Appointment and Exercise of Powers by the Remuneration Committee of a Company Whose Stock is Listed on the Stock Exchange or Traded Over the Counter 228 2011.03.18 Directions for Collateral Management in Fixed-price and Competitive Auction Securities Borrowing and Lending Transactions 229 2011.02.01 Corporate Governance Best-Practice Principles for Futures Commission Merchants 230 2011.01.31 Matters Required to be Included in the Corporate Bylaws of Credit Rating Agencies 231 2011.01.28 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members 232 2011.01.26 Taiwan Stock Exchange Corporation Rules Governing Purchase of Listed Securities by Reverse Auction 233 2011.01.26 Taiwan Stock Exchange Corporation Measures for Handling Malfunctions or Telecommunication Disruptions in Trading Systems or Trading Transmission Systems 234 2011.01.14 GreTai Securities Market Securities Borrowing and Lending Rules 235 2011.01.12 Taiwan Stock Exchange Corporation Rules Governing Auction of Listed Securities by Consignment 236 2010.12.31 Taiwan Stock Exchange Corporation Rules Governing Trading of Securities in the Altered-Trading-Method Category 237 2010.12.29 Securities Transaction Tax Act 238 2010.12.24 Taiwan Depository & Clearing Corporation Operating Rules for Short-Term Bills 239 2010.12.22 Regulations Governing the Scope of Material Information and the Means of its Public Disclosure Under Article 157-1, Paragraphs 5 and 6 of the Securities and Exchange Act 240 2010.12.22 GreTai Securities Market Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 241 2010.11.30 Financial-Supervisory-Securities-Firms-0990066528 242 2010.11.30 Regulations Governing Implementation of the Market Surveillance System for Securities Traded on the GTSM 243 2010.11.29 Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 244 2010.11.29 Taiwan Futures Exchange Corporation Operation Directions Governing the Sending of Reconciliation Statements and the Cancellation of Accounts by Futures Commission Merchants 245 2010.11.29 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants Appointing Introducing Brokers to Assist in Processing Margin Withdrawal Requests from Futures Traders 246 2010.11.25 Regulations Governing Book-Entry Operations for Centrally Deposited Securities 247 2010.11.11 Financial-Supervisory-Securities-Firms-0990064095 248 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing the Scope of Powers of Independent Directors 249 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing the Exercise of Rights and Participation in Resolutions by Juristic Person Shareholders With Controlling Power 250 2010.11.10 Regulations Governing Securities Investment Trust Funds (93.10.30) 251 2010.11.10 Directions for the Implementation of Continuing Education for Directors and Supervisors of TWSE Listed and GTSM Listed Companies 252 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing the Scope of Powers of Supervisors 253 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing Financial and Business Matters Between this Corporation and its Affiliated Enterprises 254 2010.11.10 Sample Template for XXX Co., Ltd. Procedures for Election of Directors and Supervisors 255 2010.11.03 Regulations Governing Registration Procedures and Fees in Applications for Computer-Processed Personal Data by Securities and Futures Enterprises (Repealed) 256 2010.10.28 Regulations Governing the Administration of Credit Rating Agencies 257 2010.10.19 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan IndexSM Options Contracts 258 2010.10.18 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants and Clearing Members Conducting Operations in Relation to the pledging of securities as Margin Collateral 259 2010.10.14 Financial-Supervisory-Securities-Firms-0990056693 260 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Clearing Committee 261 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Disciplinary Committee 262 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Trading Committee 263 2010.10.11 Regulations Governing Futures Trust Enterprises 264 2010.10.11 Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants 265 2010.10.06 Regulations Governing Securities Investment and Futures Trading in Taiwan by Mainland Area Investors 266 2010.10.04 Financial-Supervisory-Securities-Firms-0990054351 267 2010.09.29 Financial-Supervisory-Securities-Firms-0990046578 268 2010.09.21 Directions for Futures Trading by Overseas Chinese and Foreign Nationals 269 2010.09.14 Financial-Supervisory-Securities-Firms-0990042998 270 2010.09.03 Ethical Corporate Management Best Practice Principles for TWSE/GTSM-Listed Companies 271 2010.09.03 Regulations Governing Offshore Funds 272 2010.09.03 Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities 273 2010.08.31 Taiwan Futures Exchange Method of Calculating Accumulated New Taiwan Dollar Realized Gains for Offshore Overseas Chinese, Foreign Nationals, and Mainland Area Investors Engaging in Futures Trading 274 2010.08.16 Taiwan Futures Exchange Corporation Rules Governing Surveillance Of Market Positions 275 2010.08.02 Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms 276 2010.08.02 Regulations Governing Futures Advisory Enterprises 277 2010.07.21 Directions for Filing Reports on Acquisition of Shares in Accordance With Article 43-1, Paragraph 1 of the Securities and Exchange Act 278 2010.07.13 Financial-Supervisory-Securities-Firms-0990020823 279 2010.07.13 Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers 280 2010.07.08 Financial-Supervisory-Securities-Firms-09900311421 281 2010.07.06 Financial-Supervisory-Securities-Firms-09900311422 282 2010.07.06 Regulations Governing Securities Lending by Securities Firms 283 2010.06.09 Futures Trading Act 284 2010.06.09 Securities Investment Trust and Consulting Act 285 2010.06.07 Agreement for Futures Trust Enterprise Engaging Other Professional Institution with Discretionary Power to Utilize Futures Trust Fund (Exemplar) 286 2010.05.26 Personal Information Protection Act 287 2010.05.21 Financial-Supervisory-Securities-Firms-0990015005 288 2010.05.20 Taiwan Stock Exchange Corporation Procedures for the Verification and Public Disclosure of Material Information on Secondary-Listed Foreign Stocks 289 2010.05.18 Financial-Supervisory-Securities-Firms-0990017341 290 2010.05.07 Taiwan Stock Exchange Corporation Operation Directions for the Filing and Public Announcement of Insider Shareholdings by TWSE Primary Listed Companies 291 2010.05.07 Financial-Supervisory-Securities-Firms-09900194881 292 2010.05.06 XXX Co., Ltd. Self-Regulatory Rules on Disclosure of Merger and Acquisition Information, Template Version 293 2010.04.30 The Securities Investment Trust and Consulting Association Guidelines for Advertisements and Business Activities Performed by Members and Their Sales Agents 294 2010.04.19 Financial-Supervisory-Securities-Firms-0990016418 295 2010.04.13 Financial-Supervisory-Securities-Firms-0990012963 296 2010.04.02 Taiwan Futures Exchange Corporation Regulations Governing the Brokerage Contracts of Futures Brokers 297 2010.03.24 Regulations Governing the Establishment of Internal Control Systems by Securities Investment Trust Enterprises and by Securities Investment Consulting Enterprises Conducting Discretionary Investment Business 298 2010.03.23 Taiwan Futures Exchange Corporation Directions for Futures Commission Merchants and Clearing Members Handling Deposits by Stock Call Option Writers of Underlying Securities as Margin 299 2010.03.16 Regulations Governing Approval and Management of Securities and Futures Transactions and Investment Between the Taiwan Area and the Mainland Area 300 2010.03.11 Financial-Supervisory-Securities-Firms-0990004326 301 2010.02.12 Financial-Supervisory-Securities-Firms-09800706991 302 2010.02.11 Regulations Governing the Administration of Shareholder Services of Public Companies 303 2010.02.04 Regulations Governing the Establishment, Supervision, and Management of Urban Renewal Investment Trust Companies 304 2010.02.04 Regulations Governing the Organization and Mediation Procedures of Securities Investor and Futures Trader Protection Institution Mediation Committees 305 2010.02.04 Standards Governing the Establishment of Securities Investment Consulting Enterprises 306 2010.02.04 Standards Governing the Establishment of Securities Investment Trust Enterprises 307 2010.02.04 Financial-Supervisory-Securities-Firms-0980069092 308 2010.02.04 Standards Governing the Establishment of Futures Trust Enterprises 309 2010.01.27 Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers 310 2010.01.27 Risk Management Best-Practice Principles For Futures Commission Merchants 311 2010.01.15 Financial-Supervisory-Securities-Firms-0990002770 312 2010.01.13 Financial-Supervisory-Securities-Firms-0980067784 313 2010.01.13 Financial-Supervisory-Securities-Firms-09800677841 314 2010.01.06 Regulations Governing Securities Dealers Associations 315 2009.12.23 Financial-Supervisory-Securities-0980067168 316 2009.12.21 Taiwan Futures Exchange Operational Rules Governing Market Makers 317 2009.12.11 Regulations Governing Content and Compliance Requirements for Shareholders' Meeting Agenda Handbooks of Public Companies 318 2009.12.11 Financial-Supervisory-Securities-0980061724 319 2009.11.10 Financial-Supervisory-Securities-Firms-0980056973 320 2009.11.10 Financial-Supervisory-Securities-Firms-09800569731 321 2009.11.06 Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants 322 2009.11.04 Financial-Supervisory-Securities-Firms-09800571361 323 2009.11.04 Financial-Supervisory-Securities-Firms-09800415751 324 2009.11.03 Financial-Supervisory-Securities-Firms-0980053778 325 2009.10.29 Financial-Supervisory-Securities-Firms-0980056781 326 2009.10.20 Taiwan Futures Exchange Corporation Methods and Standards for Receipt of Clearing Margins 327 2009.10.20 Taiwan Stock Exchange Operating Procedures for the Handling of an Appeal by a Securities Firm or Securities Firm Employee Against an Enforcement Action on a Deficiency Identified in an Audit 328 2009.09.28 Financial-Supervisory-Securities-Firms-09800506161 329 2009.09.28 Financial-Supervisory-Securities-Firms-0980048493 330 2009.09.25 Regulations Governing Securities Investment Trust Funds 331 2009.09.25 Rules Governing Securities Investment Trust Enterprises 332 2009.09.25 Rules Governing Securities Investment Consulting Enterprises 333 2009.09.25 Regulations Governing the Operation of Discretionary Investment Services by Securities Investment Consulting Enterprises and Securities Investment Trust Enterprises 334 2009.09.21 Financial-Supervisory-Securities-Firms-0980049418 335 2009.08.21 Financial-Supervisory-Securities-Firms-0980041547 336 2009.08.21 Financial-Supervisory-Securities-Firms-09800426011 337 2009.08.21 Financial-Supervisory-Securities-Firms-0980042601 338 2009.08.21 Financial-Supervisory-Securities-Firms-09800426013 339 2009.08.21 Financial-Supervisory-Securities-Firms-09800426012 340 2009.08.21 Financial-Supervisory-Securities-Firms-09800415471 341 2009.08.21 Financial-Supervisory-Securities-Firms-0980043062 342 2009.08.04 Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Beneficial Certificates 343 2009.07.30 Regulations Governing Payment Operations of Securities Investor and Futures Trader Protection Funds 344 2009.07.30 Regulations Governing the Securities Investor and Futures Trader Protection Institution 345 2009.07.24 Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Securities in a Real Estate Investment Trust or Real Estate Asset Trust 346 2009.07.22 Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms 347 2009.07.17 Guidelines for Pre-Account Opening Procedures by FCM-Appointed Introducing Brokers Outside of the place of business 348 2009.07.15 Financial-Supervisory-Securities-Firms-09800357573 349 2009.07.15 Financial-Supervisory-Securities-Firms-09800357571 350 2009.07.15 Financial-Supervisory-Securities-Firms-0980035757 351 2009.07.15 Financial-Supervisory-Securities-Firms-09800357572 352 2009.07.14 Financial-Supervisory-Securities-Firms-0980030770 353 2009.07.09 Points For Attention for Futures Commission Merchants Engaging Securities Firms to Operate Futures Introducing Broker Business 354 2009.07.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Securities Investment Trust Companies with Listed Securities Investment Trust Funds and Offshore Fund Entities with Listed Offshore Exchange-Traded Funds 355 2009.06.26 GreTai Securities Market Rules Governing the Use of Securities Trading Information 356 2009.06.18 Financial-Supervisory-Securities-Firms-0980028342 357 2009.06.18 Financial-Supervisory-Securities-Firms-09800283421 358 2009.06.16 Standards Governing the Establishment of Securities Firms 359 2009.06.10 Certified Public Accountant Act 360 2009.06.09 Financial-Supervisory-Securities-Firms-0980025539 361 2009.06.06 Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies 362 2009.06.06 Regulations Governing Futures Trust Funds 363 2009.06.06 Financial-Supervisory-Securities-Firms-0980019483 364 2009.06.05 Taiwan Futures Exchange Corporation Contract for Clearing and Settlement of Futures Trading 365 2009.06.03 Business Entity Accounting Act 366 2009.05.21 Regulations Governing Certification of Corporate Stock and Bond Issues by Public Companies 367 2009.05.20 Securities Investor and Futures Trader Protection Act 368 2009.04.30 Financial-Supervisory-Securities-VIII-09800176691 369 2009.04.30 Financial-Supervisory-Securities-VIII-09800176694 370 2009.04.30 Financial-Supervisory-Securities-VIII-09800176693 371 2009.04.30 Financial-Supervisory-Securities-VIII-09800176692 372 2009.03.20 Guidelines for Anti-Money Laundering Noticeable Items for Securities Investment Trust Business and Security Investment Consulting Business 373 2009.03.06 Financial-Supervisory-Securities-VII-09800079231 374 2009.02.11 Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities 375 2009.01.21 Clauses of the Real Estate Securitization Act 376 2008.12.24 Taiwan Futures Exchange Corporation (TAIFEX) Operational Guidelines for Determining the NT Dollar-denominated Gold Futures Contract and Gold Options Contract Final Settlement Price 377 2008.12.15 GreTai Securities Market Rules Governing Over-the-Counter When-issued Trading of Central Government Bonds 378 2008.11.28 Taiwan Futures Exchange Corporation Directions for Applications by Futures Commission Merchants to Continue Operation After Force Majeure Events 379 2008.11.21 Taiwan Stock Exchange Corporation Rate Table for Securities Listing Fees 380 2008.11.21 Taiwan Stock Exchange Corporation Rules Governing the Collection of Securities Listing Application Review Fees 381 2008.11.12 Sample Template for XXX Co., Ltd. Procedures for Handling Material Inside Information 382 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan Stock Index SM Futures Contracts 383 2008.11.05 Procedural Guidelines for Changes of Consigned Clearing Members by Futures Commission Merchants 384 2008.11.05 Taiwan Futures Exchange Directions For Clearing And Settlement Operations By Mandated Clearing Members 385 2008.11.05 Taiwan Stock Exchange Corporation Directions for Lead Securities Underwriters Mandated to Assist Primary Listed Companies in Complying with ROC Laws and Regulations and the Taiwan Stock Exchange Corporation Rules Related to TWSE Listing 386 2008.11.04 GreTai Securities Market Guidelines for Lead Recommending Securities Firms Mandated to Assist GTSM Primary Listed Companies in Complying with the Laws of the ROC and the GreTai Securities Market Rules Related to GTSM Listing 387 2008.09.04 Taiwan Stock Exchange Corporation Direction for Auditing Internal Control Systems of Listed Companies 388 2008.09.03 Guidelines for Reporting by Securities Brokers of Brokerage Sale of Stock Not Owned by the Principal 389 2008.09.03 Guidelines for Settlement-Driven Securities Borrowing and Covering of Cash Collateral Shortfall by Securities Firms 390 2008.08.06 Futures Transaction Tax Act 391 2008.07.23 Regulations Governing CPA Pre-Professional Training and Continuing Professional Education 392 2008.07.21 Taiwan Futures Exchange Corporation Rules for Determining the Final Settlement Price for Gold Futures Contracts 393 2008.06.27 Standards Governing the Establishment of Futures Advisory Enterprises 394 2008.06.09 GreTai Securities Market Regulations Governing Bond Payment Settlement Reserves for the Electronic Bond Trading System 395 2008.05.20 Rules and Review Procedures for Director and Supervisor Share Ownership Ratios at Public Companies 396 2008.05.16 Regulations Governing the Preparation of Financial Reports by Incorporated Certified Public Accountant Firms 397 2008.05.16 Directions for Incorporation Registration and Amendment Registration for Incorporated Certified Public Accountant Firms 398 2008.05.16 Regulations Governing Approval of Certified Public Accountants to Audit and Attest to the Financial Reports of Public Companies 399 2008.05.05 Implementation Regulations for Professional Liability Insurance Coverage for Certified Public Accountant Firms 400 2008.04.08 Corporate Governance Best-Practice Principles for SITEs/SICEs 401 2008.03.19 Regulations Governing Information to be Published in Prospectuses for Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 402 2008.03.14 Taiwan Futures Exchange Corporation Guidelines for Application by Futures Commission Merchants for Emergency Measures against Insufficient Adjusted Net Capital 403 2008.03.10 Regulations Governing Applications for CPA Certificates and Practice Registration 404 2008.02.21 Trust Agreement Template 405 2008.02.21 Discretionary Investment Services Contract Template 406 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Entrusting Assets to the Custodian Institution） 407 2008.02.21 Mandate Contract Template 408 2008.02.21 Discretionary Investment Services Contract Template（For Trust Enterprises Mandating SITEs or SICEs） 409 2008.02.21 Regulations Governing the Selection and Hiring of Scholars and Fair and Impartial Persons for the CPA Discipline Committee and Disciplinary Rehearing Committee 410 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Engaging the Custodian Institution） 411 2008.02.21 Discretionary Investment Services Contract Template（For Customer Entrusting Assets to the Custodian Institution） 412 2007.12.31 Standards Governing the Establishment of Managed Futures Enterprises 413 2007.12.07 Taiwan Futures Exchange Corporation Trading Rules for 10-Year Government Bond Futures Contracts 414 2007.11.16 Financial-Supervisory-Securities-VI-0960058234 415 2007.11.15 Financial-Supervisory-Securities-VIII-0960057430 416 2007.10.25 Financial-Supervisory-Securities-VIII-0960056366 417 2007.10.02 Standards Governing the Establishment of Futures Commission Merchants 418 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 419 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for 30-Day Commercial Paper Rate Futures Contracts 420 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 421 2007.09.27 Guidelines for Pre-Account Opening Procedures by Futures Commission Merchants Outside Their Place of Business 422 2007.08.01 Financial-Supervisory-Securities-VIII-0960032781 423 2007.07.30 Financial-Supervisory-Securities-VIII-0960027617 424 2007.07.17 Taiwan Futures Exchange Operational Guidelines for the Implementation of Direct Market Access by Futures Brokers 425 2007.06.15 Financial-Supervisory-Securities-VIII-0960027033 426 2007.06.11 Taiwan Stock Exchange Corporation Directions For the Recognition of the Qualifications of Issuers of Exchange-Traded Funds and Underlying Indexes 427 2007.06.05 Taiwan Futures Exchange Corporation Standards for Collection of Trading Information User Fees 428 2007.06.05 Taiwan Futures Exchange Corporation Trading Information Usage Contract (Applicable for Telecommunications Enterprises, Information Companies, News Media Institutions, Radio and Television Enterprises, Internet Firms, and Qualified Foreign Institutional Investors ) 429 2007.06.05 Taiwan Futures Exchange Rules Governing the Use of Trading Information 430 2007.04.14 Financial-Supervisory-Securities-VIII-0960013898 431 2007.03.21 Financial-Supervisory-Securities-VIII-09600008090 432 2007.03.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Real Estate Securitization Trustee Institutions 433 2007.02.14 Rules Relating to Article 3, Paragraph 1, Subparagraph 4 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 434 2007.02.14 GreTai Securities Market Procedures for Verifying and Disclosing Material Information of Real Estate Securitization Trustee Institutions 435 2007.02.07 Taiwan Futures Exchange Corporation Rules for Auditing Futures Commission Merchants and Clearing Members 436 2007.02.05 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises of Securities Investment Trust and Consulting Association of the ROC 437 2007.01.12 Financial-Supervisory-Securities-VIII-0950159353 438 2007.01.12 Operation Directions for Electronic Certificate Delivery by Securities Firms and Futures Commission Merchants 439 2006.12.20 Taiwan Futures Exchange Corporation Procedures for Suspension or Termination of Futures Commission Merchant and Clearing Member Operations 440 2006.12.15 Financial-Supervisory-Securities-VIII-0950154093 441 2006.11.22 GreTai Securities Market Directions for Classifying and Adjusting the Industry Categories of GTSM Listed Companies 442 2006.11.21 Rules on Lending of Book-Entry Central Government Bonds by Securities Firms 443 2006.11.15 Financial-Supervisory-Securities-VIII-0950150335 444 2006.11.15 Taiwan Stock Exchange Corporation Key Points for Classifying and Adjusting Categories of Industries of Listed Companies 445 2006.10.23 Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms 446 2006.09.27 Sample Template for XXX Co., Ltd. Audit Committee Charter 447 2006.09.13 Financial-Supervisory-Securities-VIII-0950004331 448 2006.09.06 Rules For The Reporting And Handling Of Out-Trades By Futures Commission Merchants 449 2006.08.18 Financial-Supervisory-Securities-VIII-0950003928 450 2006.08.04 Directions for Accounting Firms Applying to Bring Foreign Students to the Republic of China for Internships 451 2006.08.04 Financial-Supervisory-Securities-VIII-0950131021 452 2006.06.27 Regulations Governing Securities and Futures Holding Companies 453 2006.06.27 Regulations Governing Over-the-Counter Trading Enterprises 454 2006.06.20 Financial-Supervisory-Securities-VIII-0950002861 455 2006.06.08 Regulations Governing the Review of Professional Development Institutions for Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 456 2006.06.06 Adjusted Net Capital Reporting Procedures for Futures Commission Merchants 457 2006.05.16 Financial-Supervisory-Securities-VIII-0950111572 458 2006.05.15 Rules for Futures Commission Merchants in Reporting Default by Principals 459 2006.04.18 Regulations to Encourage the Reporting of Cases of Illegal Use of Proxies for Shareholder meetings of Public Companies 460 2006.04.12 Financial-Supervisory-Securities-VIII-0950001805 461 2006.03.28 Regulations Governing the Exercise of Powers by Audit Committees of Public Companies 462 2006.03.27 Guidelines for Registration Processing for Managed Futures Enterprises Accepting Joint Mandates for Discretionary Futures Trading 463 2006.03.27 Taiwan Futures Exchange Guidelines for Applications by Institutional Investors to Open Hedge Accounts for Futures Trading 464 2006.03.27 Guidelines for Futures Trading by Overseas Chinese and Foreign Nationals 465 2006.03.23 Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals 466 2006.03.23 Financial-Supervisory-Securities-VIII-0950001424 467 2006.03.23 Financial-Supervisory-Securities-VIII-0950001425 468 2006.03.10 Financial-Supervisory-Securities-VIII-0950103817 469 2006.03.06 Regulations Governing Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 470 2006.03.02 GreTai Securities Market Guidelines for Determining Foreign Investment Holding Companies 471 2006.02.24 Financial-Supervisory-Securities-VIII-0950000911 472 2006.02.08 Sample Sales Agent Agreement (Three Parties) 473 2006.02.08 Sample Sales Agent Agreement (Two Parties) 474 2006.02.03 Financial-Supervisory-Securities-VIII-0950000538 475 2006.01.24 Regulations Governing the Preparation of Financial Reports by Financial Holding Companies 476 2006.01.20 Regulations for the Prevention of Conflicts of Interest Where a Securities Investment Trust Enterprise Concurrently Operates a Securities Investment Consulting Enterprise or Vice Versa, or a Securities Investment Trust Enterprise or Securities Investment Consulting Enterprise Concurrently Operates Another Enterprise, or is Concurrently Operated by Another Enterprise 477 2005.12.26 Regulations Governing Information to be Published in Financial Institution Prospectuses for Offering and Issuance of Securities 478 2005.12.19 Financial-Supervisory-Securities-VIII-0940149297 479 2005.12.01 Securities Investment Trust & Consulting Association of R.O.C. Sample Investor Brochure on Offshore Funds 480 2005.11.28 Financial-Supervisory-Securities-VIII-0940144395 481 2005.11.10 Taiwan Stock Exchange Corporation Procedures for Handling Default on Settlement Obligations by Securities Firms 482 2005.11.10 Taiwan Stock Exchange Corporation Procedures for Suspension or Termination of Securities Firm Operations 483 2005.10.03 The Securities Investment Trust & Consulting Association Guidelines Governing Items to be Contained in the Information Cooperation Agreement of Offshore Funds 484 2005.09.16 Securities Investment Trust and Consulting Association Guidelines Governing Items to be Contained in the General Agent Agreement and Sales Agent Agreement 485 2005.09.09 The Securities Investment Trust and Consulting Association Guidelines Governing Advertisement and Promotional Activities for Offshore Funds 486 2005.09.08 The Securities Investment Trust and Consulting Association Key Points for Staff Training Plan of Offshore Funds 487 2005.08.30 Taiwan Stock Exchange Corporation Regulations Governing Applications by Securities Firms for Resumption of Business after Suspension 488 2005.08.26 Taiwan Futures Exchange Corporation Measures for Handling Malfunctions and Telecommunications Disruptions in Trading Systems or Trading Information Transmission Systems 489 2005.08.08 The Securities Investment Trust & Consulting Association Directions Governing Handling of Operating Bonds for Offshore Funds 490 2005.07.29 Financial-Supervisory-Securities-VIII-0940003432 491 2005.07.22 Financial-Supervisory-Securities-VIII-0940003332 492 2005.06.30 Taiwan Futures Exchange Corporation Standards for Determining Whether User Applicants or Data Subscribers Are Evading or Refusing Inspection Visits, and Rules Governing Emergency Response Measures 493 2005.06.30 Taiwan Futures Exchange Corporation Audit Procedures and Related Point-Keeping Standards for Inspection Evasion by Information Companies' and their Subscribers 494 2005.05.13 Financial-Supervisory-Securities-VIII-0940002054 495 2005.05.13 Financial-Supervisory-Securities-VIII-0940002053 496 2005.05.11 Taiwan Securities Association Directions Governing the Underwriting Procedures to be Followed by Underwriters in Conducting an Initial Listing on a Stock Exchange or Over-the-Counter Market 497 2005.05.03 Financial-Supervisory-Securities-VIII-0940113469 498 2005.04.04 Self-inspection Checklist for the Establishment of Risk Management Mechanisms by Futures Commission Merchants 499 2005.03.15 Financial-Supervisory-Securities-VIII-0940001089 500 2005.02.23 GreTai Securities Market Directions for Securities Firms Engaged in OTC Trading of Convertible Bond Asset Swaps and Structured Notes 501 2005.02.23 GreTai Securities Market Directions for Securities Firms Operating Over-the-Counter New Taiwan Dollar Derivatives Trading Business 502 2005.01.20 Procedures and Timeframes for Handling Events Under Article 50 of the Taiwan Stock Exchange Corporation 503 2005.01.12 Financial-Supervisory-Securities-VIII-0940000164 504 2004.12.22 Taiwan Futures Exchange Corporation Standards for Collection of Information Equipment User Fees 505 2004.12.22 Taiwan Futures Exchange Corporation Contract for Computer Connection to the Centralized Futures Exchange Market 506 2004.12.22 Taiwan Futures Exchange Corporation Trading Information Use Contract (Applicable For Clearing Members, Futures Commission Merchants, And Futures Introducing Brokers) 507 2004.12.21 Financial-Supervisory-Securities-VIII-0930006119 508 2004.12.21 Financial-Supervisory-Securities-VIII-0930155913 509 2004.12.10 GreTai Securities Market Directions Concerning the Requirement that a Public Company Applying for GTSM Trading of Its Stock Engage a Recommending Securities Firm to Carry Out Underwriting 510 2004.11.25 Taiwan Futures Exchange Procedures for Resumption of Operations or Resumption of Clearing and Settlement Operations by Futures Commission Merchants or Clearing Members 511 2004.11.11 Guidelines for the Adoption of Codes of Ethical Conduct by TWSE/GTSM Listed Companies 512 2004.11.01 Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises 513 2004.10.30 Regulations Governing the Management of the Securities Investment Trust and Consulting Association 514 2004.10.30 Regulations Governing Securities Investment Trust Fund Beneficiaries Meetings 515 2004.10.30 Regulations for Selection of Non-Member Directors and Supervisors for the Securities Investment Trust and Consulting Association of the ROC 516 2004.10.12 RISK MANAGEMENT BEST-PRACTICE PRINCIPLES FOR SECURITIES FIRMS 517 2004.10.11 Agreement for Depositing Underlying Securities as Trading Margin in Taiwan Futures Exchange Corporation Stock Option Contract Call Writing (Reference Template) 518 2004.09.22 Financial-Supervisory-Securities-VIII-0930004539 519 2004.08.06 Corporate Governance Best-Practice Principles for Securities Firms 520 2004.08.03 Taiwan Stock Exchange Corporation Rules for Administration of the Clearing and Settlement Fund of Securities Firms 521 2004.07.30 Securities-Futures-VIII-0930003685 522 2004.07.20 Financial-Supervisory-Securities-VIII-0930125763 523 2004.06.30 Taiwan-Finance-Securities-VIII-0930002985 524 2004.06.16 Taiwan-Finance-Securities-VIII-0930002716 525 2004.05.14 Taiwan-Finance-Securities-VIII-0930115633 526 2004.04.30 Regulations Governing Employment Permits and Administration of Foreign Nationals by the Tax and Financial Services Industry 527 2004.04.29 Taiwan-Finance-Securities-VIII-0930001733 528 2004.04.05 Procedures for Approval of Taiwan-Area Certified Public Accountants and Their Assistants as Lay Members of the Mainland-Area Chinese Institute of Certified Public Accountants 529 2004.03.05 Taiwan-Finance-Securities-VIII-0930107280 530 2003.12.01 Taiwan Futures Exchange Operating Procedures for Use of Backup Futures Trading Accounts 531 2003.11.03 Regulations for the Administration of Futures Industry Associations 532 2003.10.01 Taiwan-Finance-Securities-VIII-0920004044 533 2003.10.01 Taiwan-Finance-Securities-VIII-0920004043 534 2003.07.24 Taiwan Futures Exchange Corporation Procedures For The Handling By Clearing Members Of Positions Of Consigning Futures Commission Merchants 535 2003.07.24 Taiwan Futures Exchange Corporation Clearing Member Application Procedures 536 2003.07.17 Application for Securities Borrowing in Demand out of Strategic Transactions 537 2003.07.09 Taiwan-Finance-Securities-VIII-0920132097 538 2003.07.09 Taiwan-Finance-Securities-VIII-0920002841 539 2003.07.09 Taiwan-Finance-Securities-VIII-0920002840 540 2003.07.09 Taiwan-Finance-Securities-VIII-0920002839 541 2003.06.27 Taiwan-Finance-Securities-VIII-0920002690 542 2003.06.27 Taiwan-Finance-Securities-VIII-0920002691 543 2003.06.02 Regulations Governing the Preparation of Financial Reports by Publicly Held Bills Finance Companies 544 2003.06.02 Regulations Governing the Preparation of Financial Reports by Public Banks 545 2003.05.06 Guidelines for Public Subscription and Private Placement of Securities 546 2003.05.02 Criteria Governing Handling of Stock Affairs by Public Companies 547 2003.03.21 GreTai Securities Market Supplemental Directions for Applications by Software Companies for GTSM Listing of Stock 548 2003.03.10 Taiwan Stock Exchange Corporation Directions for Verification and Disclosure of Material Information of Trustee Institutions and Special Purpose Companies 549 2003.01.31 Criteria Governing Review of Class II Stocks Traded on Over-the-Counter Markets of the ROC Over-the-Counter Securities Exchange 550 2003.01.20 Guidelines for Establishment of Internal Control Systems in Securities and Futures Service Enterprises 551 2003.01.13 Rules Governing Auditing and Certification of Financial Statements by Certified Public Accountants 552 2002.12.18 Guidelines for Lending of Capital by Listed Companies 553 2002.12.18 Guidelines for Endorsements and Guarantees Made by Listed and OTC Companies 554 2002.12.12 Guidelines for Handling Acquisition and Disposal of Assets by Public Companies 555 2002.12.12 Guidelines for Derivatives Trading by Public Companies 556 2002.12.12 Guidelines for the Purchase of Real Estate from Related Persons by Public Companies 557 2002.12.10 Guidelines for Investment in Mainland China by Public Companies 558 2002.12.10 Guidelines for Mergers or Splits by Listed, OTC, and Emerging Stock Companies 559 2002.11.28 GreTai Securities Market Standards for Calculation of Trading Information User Fees 560 2002.11.18 Guidelines for Certified Public Accountants Conducting Project Audits of Internal Control Systems of Public Companies 561 2002.11.18 Guidelines for Establishment of Internal Control Systems by Public Companies 562 2002.11.14 Guidelines for Disclosure of Financial Forecasts by Public Companies 563 2002.10.14 Addendum to the GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement 564 2002.08.12 Criteria for Information to be Published in Public Tender Offer Prospectuses 565 2002.08.06 Guidelines for Depositing Funds for Securities Offered and Issued by Issuers into Specialized Accounts 566 2002.07.24 Financial Asset Securitization Act 567 2002.02.01 Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms 568 2002.02.01 Taiwan Stock Exchange Corporation Operational Guidelines for Follow-up, Assessment, and Guidance in Regard to Securities Firm Audit Deficiencies 569 2002.01.28 Guidelines for Information to be Published in Assessments of Securities Underwriters for Offering and Issuance of Securities by Foreign Issuers 570 2001.04.03 Guidelines for Information to be Published in Assessments of Underwriters for Offering and Issuance of Securities 571 2000.12.13 The Financial Institutions Merger Act 572 2000.11.03 GreTai Securities Market Supplementary Provisions Governing Applications to Transmit (Broadcast) Real-Time Stock Price Index Information and/or Delayed Trading Information 573 2000.10.17 Criteria Governing Preparation of Affiliation Reports, Consolidated Business Reports and Consolidated Financial Statements of Affiliated Enterprises 574 2000.10.05 Settlement and Remittance Procedures for Securities Firms Engaging in Consigned Trading of Foreign Securities 575 2000.09.25 Regulations Governing Establishment of Subsidiaries and Branches in Hong Kong and Macao by Taiwanese Securities or Futures Institutions 576 2000.09.11 Standards Governing the Establishment of Futures Exchanges 577 2000.09.11 Standards Governing the Establishment of Futures Clearing Houses 578 2000.08.23 Guidelines for Handling of Stock Affairs by Public Companies and Their Stock Service Agents 579 2000.03.27 Taiwan Stock Exchange Corporation Key Points Governing the Particulars to be Described in the Prospectus for the Initial Listing of Securities 580 2000.02.09 Statute for the Establishment and Administration of the National Financial Stabilization Fund