ITEM DATE LAW NAME 1 2012.02.13 Regulations Governing the Acquisition and Disposal of Assets by Public Companies 2 2012.02.06 GreTai Securities Market Procedures for Review of GTSM Trading of Foreign Securities 3 2012.02.06 GreTai Securities Market Rules Governing the Review of Emerging Stocks for Trading on the GTSM 4 2012.02.04 Taiwan Futures Exchange Corporation Rules for Encouraging Reporting of Unlawful Activities on the Futures Market 5 2012.02.03 GreTai Securities Market Rules Governing Securities Trading on the GTSM 6 2012.02.02 Taiwan Stock Exchange Corporation Operational Guidelines for Omnibus Trading Accounts 7 2012.02.02 Operating Rules of the Taiwan Stock Exchange Corporation 8 2012.01.20 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings 9 2012.01.10 Regulations Governing Securities Firms 10 2012.01.04 Regulations Governing Centralized Securities Depository Enterprises 11 2012.01.04 Securities and Exchange Act 12 2012.01.04 Company Act 13 2012.01.03 Regulations Governing Stock Exchanges 14 2012.01.02 Establishment of an Information and Communications Security Inspection System for Futures Commission Merchants 15 2011.12.30 Regulations Governing Futures Exchanges 16 2011.12.30 Regulations Governing Futures Clearing Houses 17 2011.12.30 Regulations Governing the Preparation of Financial Reports by Company-Type Stock Exchanges 18 2011.12.30 Regulations Governing Futures Commission Merchants 19 2011.12.29 GreTai Securities Market Rules Governing the Electronic Bond Trading System 20 2011.12.29 GreTai Securities Market Rules Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets 21 2011.12.22 Regulations Governing the Preparation of Financial Reports by Securities Issuers 22 2011.12.21 Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets 23 2011.12.21 Regulations Governing Establishment of Internal Control Systems by Public Companies 24 2011.12.20 Taiwan Stock Exchange Corporation Rules Governing Information Reporting by Companies with TWSE Listed Securities and Offshore Fund Institutions with TWSE Listed Offshore Exchange-Traded Funds 25 2011.12.20 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities 26 2011.12.16 GreTai Securities Market Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms 27 2011.12.13 GreTai Securities Market Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of GTSM Listed Companies 28 2011.12.13 GreTai Securities Market Rules Governing the Review of Foreign Securities for Trading on the GTSM 29 2011.12.13 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers 30 2011.12.09 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions 31 2011.12.09 Taiwan Stock Exchange Corporation Regulations Governing Trading of Foreign Stocks 32 2011.12.09 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Suspending and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements 33 2011.11.30 GreTai Securities Market Procedures for the Review of Securities for GTSM Listing 34 2011.11.28 GreTai Securities Market Operation Directions for Announcement or Notice of Attention to Trading Information and Dispositions 35 2011.11.28 Detailed Numerical Standards and Exceptions to the Irregularity Standards in the Subparagraphs under Article 4, paragraph 1 of the GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Dispositions on the GTSM 36 2011.11.18 Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings 37 2011.11.18 Taiwan Stock Exchange Corporation Directions for Announcement or Notice of Attention to Trading Information and Dispositions 38 2011.11.18 Detailed Numerical Standards and Exceptions to the Irregularity Standards in Article 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions 39 2011.11.16 Taiwan Stock Exchange Corporation Rules Governing Trading of Call (Put) Warrants 40 2011.11.16 GreTai Securities Market Regulations Governing the Trading of Call (Put) Warrants 41 2011.11.15 Supplementary Provisions to the Taiwan Stock Exchange Corporation Rules for Review of Securities Listings 42 2011.11.11 Taiwan Futures Exchange Corporation Trading Rules for Stock Option Contracts 43 2011.11.11 Taiwan Futures Exchange Corporation Trading Rules for Single Stock Futures Contracts 44 2011.11.11 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of Companies with GTSM Listed Securities 45 2011.11.09 The Banking Act of The Republic of China 46 2011.11.04 Financial-Supervisory-Securities-Firms-1000049000 47 2011.10.27 Taiwan Stock Exchange Corporation Rules Governing Contracts for the Listing of Taiwan Depositary Receipts 48 2011.10.27 Operating Rules of the Taiwan Futures Exchange Corporation 49 2011.10.27 Taiwan Futures Exchange Corporation Operational Regulations for Block Trading 50 2011.10.27 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts 51 2011.10.27 Taiwan Futures Exchange Corporation Trading Rules for Mini-TAIEX Futures Contracts 52 2011.10.27 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts 53 2011.10.27 Taiwan Stock Exchange Corporation Regulations Governing Contracts for the Listing of Foreign Stocks 54 2011.10.26 Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers 55 2011.10.20 Financial-Supervisory-Securities-Firms-10000429131 56 2011.10.19 Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation 57 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronics Sector Index Option Contracts 58 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Options Contracts 59 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Futures Contracts 60 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Options Contract 61 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Futures Contract 62 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for FTSE/TWSE Taiwan 50 Index Futures Contracts 63 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts 64 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronic Sector Index Futures Contracts 65 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Finance Sector Index Option Contracts 66 2011.10.06 Regulations Governing Responsible Persons and Associated Persons of Securities Firms 67 2011.10.05 Principles for Assignment of Ticker Symbols in the Republic of China Securities Markets 68 2011.09.30 GreTai Securities Market Rules Governing the Review of Call (put) Warrants for Trading on the GTSM 69 2011.09.28 Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings 70 2011.09.28 Taiwan Stock Exchange Corporation Guidelines for the Exercise of Call (Put) Warrants 71 2011.09.28 Taiwan Stock Exchange Corporation Regulations Governing After-Hours Fixed-Price Trading 72 2011.09.09 Taiwan Stock Exchange Corporation Standards Governing Securities Firm Sites and Facilities 73 2011.08.26 Taiwan Stock Exchange Corporation Guidelines for Securities Brokers in Reporting Failed Trades and Defaults by Principals 74 2011.08.26 Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 75 2011.08.26 Taiwan Stock Exchange Corporation Measures for Responding to Natural Disasters 76 2011.08.26 Taiwan Stock Exchange Corporation Rules Governing Block Trading of Listed Securities 77 2011.08.22 Taiwan Futures Exchange Corporation Exchange Fee Schedule 78 2011.08.22 Taiwan Futures Clearing Service Fee Schedule 79 2011.08.22 Corporate Social Responsibility Best Practice Principles for TWSE/GTSM-Listed Companies 80 2011.08.19 Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates 81 2011.08.19 Taiwan Stock Exchange Corporation Guidelines for Creation and Redemption of Exchange Traded Funds 82 2011.08.16 Regulations Governing the Preparation of Financial Reports by Securities Firms 83 2011.08.15 Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses 84 2011.08.15 Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants 85 2011.08.15 Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges 86 2011.08.08 Standards for Determining Unsuitability for GTSM Listing under Article 10, Paragraph 1 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 87 2011.08.08 GreTai Securities Market Supplemental Rules Governing Applications by Group Enterprises for GTSM Listing of Stock 88 2011.08.08 GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 89 2011.08.04 Regulations Governing Appointment of Independent Directors and Compliance Matters for Public Companies 90 2011.07.27 GreTai Securities Market Rules Governing Information Reporting by Companies with GTSM-listed Securities 91 2011.07.21 Taiwan Futures Exchange Corporation Operational Guidelines for Futures Commission Merchants Completing and Submitting Trading Order Forms Electronically 92 2011.06.30 Directions for Use by Securities Investment Trust Enterprises of Securities Investment Trust Funds for Trading of Securities-Related Products 93 2011.06.08 Taiwan Futures Exchange Corporation Criteria for Clearing Membership 94 2011.06.08 Taiwan Futures Exchange Corporation Procedural Guidelines For Clearing Members Unable To Maintain Conformance With Clearing Member Standards 95 2011.06.03 GreTai Securities Market Rules Governing Management of Foreign Currency Denominated International Bonds 96 2011.05.18 Taiwan Stock Exchange Corporation Rules Governing Implementation of the Stock Market Surveillance System 97 2011.05.09 Taiwan Stock Exchange Corporation Procedures for Press Conferences Concerning Material Information of Listed Companies 98 2011.04.21 Taiwan Futures Exchange Corporation Guidelines Governing Applications by Institutional Investors to Increase Position Limits 99 2011.04.15 GreTai Securities Market Directions for Information to be Published in Public Offering Prospectuses for Call (Put) Warrants 100 2011.04.15 GreTai Securities Market Regulations Governing GTSM Listing Contracts for Call (Put) Warrants 101 2011.04.14 GreTai Securities Market Procedures for the Review of Financial Reports of GTSM Listed Companies 102 2011.03.31 Corporate Governance Best-Practice Principles for TWSE/GTSM Listed Companies 103 2011.03.24 Taiwan Stock Exchange Corporation Procedures for Merger or Assignment of Operations of Securities Firms 104 2011.03.18 GreTai Securities Market Procedures for Press Conferences Concerning Material Information of Companies with GTSM Listed Securities 105 2011.03.18 Directions for Collateral Management in Fixed-price and Competitive Auction Securities Borrowing and Lending Transactions 106 2011.03.18 Regulations Governing the Appointment and Exercise of Powers by the Remuneration Committee of a Company Whose Stock is Listed on the Stock Exchange or Traded Over the Counter 107 2011.03.03 Operation Directions for Applications by Overseas Chinese, Foreign Nationals, and Mainland China Area Investors for Registration to Invest in Domestic Securities or Trade Domestic Futures 108 2011.02.25 Taiwan Stock Exchange Corporation Operation Directions Governing Liquidity Providers of Call (Put) Warrants 109 2011.02.24 Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans 110 2011.02.11 GreTai Securities Market Rules Governing the Trading of Emerging Stocks on the GTSM 111 2011.02.01 Corporate Governance Best-Practice Principles for Futures Commission Merchants 112 2011.01.31 Matters Required to be Included in the Corporate Bylaws of Credit Rating Agencies 113 2011.01.28 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members 114 2011.01.26 Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules 115 2011.01.26 Taiwan Stock Exchange Corporation Measures for Handling Malfunctions or Telecommunication Disruptions in Trading Systems or Trading Transmission Systems 116 2011.01.26 Operating Rules for Securities Lending by Securities Firms 117 2011.01.26 GreTai Securities Market Procedures for the Review of Call (Put) Warrants 118 2011.01.12 Regulations Governing Information to be Published in Annual Reports of Public Companies 119 2011.01.12 Taiwan Stock Exchange Corporation Rules Governing Auction of Listed Securities by Consignment 120 2011.01.12 Regulations Governing Information to be Published in Public Offering and Issuance Prospectuses 121 2011.01.12 Operating Rules for Securities Business Money Lending by Securities Firms 122 2010.12.31 Taiwan Stock Exchange Corporation Rules Governing Trading of Securities in the Altered-Trading-Method Category 123 2010.12.29 Securities Transaction Tax Act 124 2010.12.29 Regulations Governing Information to be Published in Prospectuses by Securities Investment Trust Enterprises Offering Securities Investment Trust Funds 125 2010.12.29 Taiwan Stock Exchange Corporation Rules Governing Call (Put) Warrant Listing Contracts 126 2010.12.24 Taiwan Depository & Clearing Corporation Operating Rules for Short-Term Bills 127 2010.12.22 Regulations Governing the Scope of Material Information and the Means of its Public Disclosure Under Article 157-1, Paragraphs 5 and 6 of the Securities and Exchange Act 128 2010.12.20 Regulations Governing Securities Investment Consulting Enterprises (93.10.30 Announced) 129 2010.12.20 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises 130 2010.11.30 Financial-Supervisory-Securities-Firms-0990066528 131 2010.11.29 Taiwan Futures Exchange Corporation Operation Directions Governing the Sending of Reconciliation Statements and the Cancellation of Accounts by Futures Commission Merchants 132 2010.11.29 Taiwan Stock Exchange Corporation Rules for Review of Call (Put) Warrant Listings 133 2010.11.29 Taiwan Futures Exchange Corporation Rules Governing Online Reporting Procedures for Futures Commission Merchants 134 2010.11.29 Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 135 2010.11.29 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants Appointing Introducing Brokers to Assist in Processing Margin Withdrawal Requests from Futures Traders 136 2010.11.25 Regulations Governing Book-Entry Operations for Centrally Deposited Securities 137 2010.11.11 Financial-Supervisory-Securities-Firms-0990064095 138 2010.11.10 Regulations Governing Securities Investment Trust Funds (93.10.30) 139 2010.11.03 Regulations Governing Registration Procedures and Fees in Applications for Computer-Processed Personal Data by Securities and Futures Enterprises (Repealed) 140 2010.10.28 Regulations Governing the Administration of Credit Rating Agencies 141 2010.10.19 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan IndexSM Options Contracts 142 2010.10.19 Taiwan Futures Exchange Corporation Trading Rules for the Gold Options Contract 143 2010.10.18 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants and Clearing Members Conducting Operations in Relation to the pledging of securities as Margin Collateral 144 2010.10.14 Financial-Supervisory-Securities-Firms-0990056693 145 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Trading Committee 146 2010.10.13 Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies 147 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Disciplinary Committee 148 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Clearing Committee 149 2010.10.13 Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies 150 2010.10.13 Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities 151 2010.10.11 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises 152 2010.10.11 Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants 153 2010.10.11 Regulations Governing Managed Futures Enterprises 154 2010.10.11 Regulations Governing Futures Trust Enterprises 155 2010.10.11 Regulations Governing Securities Finance Enterprises 156 2010.10.06 Regulations Governing Securities Investment and Futures Trading in Taiwan by Mainland Area Investors 157 2010.10.04 Financial-Supervisory-Securities-Firms-0990054351 158 2010.09.29 Financial-Supervisory-Securities-Firms-0990046578 159 2010.09.29 Regulations Governing the Offering and Issuance of Securities by Securities Issuers 160 2010.09.21 Directions for Futures Trading by Overseas Chinese and Foreign Nationals 161 2010.09.14 Financial-Supervisory-Securities-Firms-0990042998 162 2010.09.03 Regulations Governing Offshore Funds 163 2010.09.03 Ethical Corporate Management Best Practice Principles for TWSE/GTSM-Listed Companies 164 2010.09.03 Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises 165 2010.09.03 Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities 166 2010.09.01 Directions for Public Companies Conducting Private Placements of Securities 167 2010.08.31 Taiwan Futures Exchange Method of Calculating Accumulated New Taiwan Dollar Realized Gains for Offshore Overseas Chinese, Foreign Nationals, and Mainland Area Investors Engaging in Futures Trading 168 2010.08.20 Taiwan Securities Association Directions for Information to be Published in Securities Underwriter Evaluation Reports for the Public Offering and Issuance of Securities by Foreign Securities Issuers 169 2010.08.19 Regulations Governing The Use Of Trading Information 170 2010.08.16 Standards Governing Eligibility of Securities for Margin Purchase and Short Sale 171 2010.08.16 Taiwan Futures Exchange Corporation Rules Governing Surveillance Of Market Positions 172 2010.08.10 Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms 173 2010.08.06 Taiwan Stock Exchange Corporation Guidelines Governing the Particulars to be Recorded in a Public Offering Prospectus for Call (Put) Warrant 174 2010.08.06 Taiwan Stock Exchange Corporation Regulations Governing Trading of Depositary Receipts 175 2010.08.02 Regulations Governing Futures Advisory Enterprises 176 2010.08.02 Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms 177 2010.07.21 Directions for Filing Reports on Acquisition of Shares in Accordance With Article 43-1, Paragraph 1 of the Securities and Exchange Act 178 2010.07.13 Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers 179 2010.07.13 Financial-Supervisory-Securities-Firms-0990020823 180 2010.07.08 Financial-Supervisory-Securities-Firms-09900311421 181 2010.07.06 Regulations Governing Securities Lending by Securities Firms 182 2010.07.06 Financial-Supervisory-Securities-Firms-09900311422 183 2010.06.09 Futures Trading Act 184 2010.06.09 Securities Investment Trust and Consulting Act 185 2010.06.07 Agreement for Futures Trust Enterprise Engaging Other Professional Institution with Discretionary Power to Utilize Futures Trust Fund (Exemplar) 186 2010.05.26 Personal Information Protection Act 187 2010.05.21 Financial-Supervisory-Securities-Firms-0990015005 188 2010.05.20 Taiwan Stock Exchange Corporation Procedures for the Verification and Public Disclosure of Material Information on Secondary-Listed Foreign Stocks 189 2010.05.19 Regulations Governing the Offering and Issuance of Securities by Foreign Issuers 190 2010.05.18 Financial-Supervisory-Securities-Firms-0990017341 191 2010.05.11 Regulations Governing the Offering and Issuance of Overseas Securities by Issuers 192 2010.05.07 Financial-Supervisory-Securities-Firms-09900194881 193 2010.05.06 XXX Co., Ltd. Self-Regulatory Rules on Disclosure of Merger and Acquisition Information, Template Version 194 2010.04.30 The Securities Investment Trust and Consulting Association Guidelines for Advertisements and Business Activities Performed by Members and Their Sales Agents 195 2010.04.19 Financial-Supervisory-Securities-Firms-0990016418 196 2010.04.13 Financial-Supervisory-Securities-Firms-0990012963 197 2010.04.07 Regulations Governing Applications for Issuance of Call (Put) Warrants by Issuers 198 2010.04.02 Taiwan Futures Exchange Corporation Regulations Governing the Brokerage Contracts of Futures Brokers 199 2010.03.24 Regulations Governing the Establishment of Internal Control Systems by Securities Investment Trust Enterprises and by Securities Investment Consulting Enterprises Conducting Discretionary Investment Business 200 2010.03.23 Taiwan Futures Exchange Corporation Directions for Futures Commission Merchants and Clearing Members Handling Deposits by Stock Call Option Writers of Underlying Securities as Margin 201 2010.03.19 GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement 202 2010.03.19 Regulations Governing Loaning of Funds and Making of Endorsements/Guarantees by Public Companies 203 2010.03.16 Regulations Governing Securities Investment Trust Enterprises 204 2010.03.16 Regulations Governing Approval and Management of Securities and Futures Transactions and Investment Between the Taiwan Area and the Mainland Area 205 2010.03.11 Financial-Supervisory-Securities-Firms-0990004326 206 2010.02.12 Financial-Supervisory-Securities-Firms-09800706991 207 2010.02.11 Regulations Governing the Administration of Shareholder Services of Public Companies 208 2010.02.04 Regulations Governing the Qualification Requirements and Professional Development of Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 209 2010.02.04 Regulations Governing the Establishment, Supervision, and Management of Urban Renewal Investment Trust Companies 210 2010.02.04 Financial-Supervisory-Securities-Firms-0980069092 211 2010.02.04 Standards Governing the Establishment of Futures Trust Enterprises 212 2010.02.04 Regulations Governing the Organization and Mediation Procedures of Securities Investor and Futures Trader Protection Institution Mediation Committees 213 2010.02.04 Standards Governing the Establishment of Securities Investment Trust Enterprises 214 2010.02.04 Standards Governing the Establishment of Securities Investment Consulting Enterprises 215 2010.01.27 Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers 216 2010.01.27 Risk Management Best-Practice Principles For Futures Commission Merchants 217 2010.01.26 Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading 218 2010.01.21 Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers 219 2010.01.21 Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers 220 2010.01.15 Financial-Supervisory-Securities-Firms-0990002770 221 2010.01.13 Financial-Supervisory-Securities-Firms-09800677841 222 2010.01.13 Financial-Supervisory-Securities-Firms-0980067784 223 2010.01.06 Regulations Governing Securities Dealers Associations 224 2009.12.29 Regulations Governing Information to be Published in Public Tender Offer Prospectuses 225 2009.12.29 Regulations Governing Public Tender Offers for Securities of Public Companies 226 2009.12.24 Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC) 227 2009.12.23 Financial-Supervisory-Securities-0980067168 228 2009.12.21 Taiwan Futures Exchange Operational Rules Governing Market Makers 229 2009.12.11 Financial-Supervisory-Securities-0980061724 230 2009.12.11 Regulations Governing Content and Compliance Requirements for Shareholders' Meeting Agenda Handbooks of Public Companies 231 2009.11.10 Financial-Supervisory-Securities-Firms-09800569731 232 2009.11.10 Financial-Supervisory-Securities-Firms-0980056973 233 2009.11.06 Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants 234 2009.11.04 Financial-Supervisory-Securities-Firms-09800571361 235 2009.11.04 Financial-Supervisory-Securities-Firms-09800415751 236 2009.11.03 Financial-Supervisory-Securities-Firms-0980053778 237 2009.10.29 Financial-Supervisory-Securities-Firms-0980056781 238 2009.10.20 Taiwan Futures Exchange Corporation Methods and Standards for Receipt of Clearing Margins 239 2009.10.20 Taiwan Stock Exchange Operating Procedures for the Handling of an Appeal by a Securities Firm or Securities Firm Employee Against an Enforcement Action on a Deficiency Identified in an Audit 240 2009.09.28 Directions for the Conduct of Wealth Management Business by Securities Firms 241 2009.09.28 Financial-Supervisory-Securities-Firms-0980048493 242 2009.09.28 Financial-Supervisory-Securities-Firms-09800506161 243 2009.09.25 Regulations Governing the Operation of Discretionary Investment Services by Securities Investment Consulting Enterprises and Securities Investment Trust Enterprises 244 2009.09.25 Rules Governing Securities Investment Consulting Enterprises 245 2009.09.25 Rules Governing Securities Investment Trust Enterprises 246 2009.09.25 Regulations Governing Securities Investment Trust Funds 247 2009.09.22 Contract for the Listing of Foreign Stock 248 2009.09.21 Financial-Supervisory-Securities-Firms-0980049418 249 2009.09.14 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Financial Holding Companies 250 2009.09.14 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Investment Holding Companies 251 2009.09.09 GreTai Securities Market Supplemental Directions for Applications by Financial Holding Companies for GTSM Listing 252 2009.09.09 GreTai Securities Market Supplemental Directions for Applications by Investment Holding Companies for Over-the-Counter Listing 253 2009.08.21 Financial-Supervisory-Securities-Firms-09800426013 254 2009.08.21 Financial-Supervisory-Securities-Firms-09800426012 255 2009.08.21 Financial-Supervisory-Securities-Firms-0980041547 256 2009.08.21 Financial-Supervisory-Securities-Firms-0980042601 257 2009.08.21 Financial-Supervisory-Securities-Firms-09800426011 258 2009.08.21 Financial-Supervisory-Securities-Firms-0980043062 259 2009.08.21 Financial-Supervisory-Securities-Firms-09800415471 260 2009.08.20 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises 261 2009.08.13 Contract for Trading International Bonds on the GTSM 262 2009.08.04 Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Beneficial Certificates 263 2009.07.30 Regulations Governing the Securities Investor and Futures Trader Protection Institution 264 2009.07.30 Regulations Governing Payment Operations of Securities Investor and Futures Trader Protection Funds 265 2009.07.24 Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Securities in a Real Estate Investment Trust or Real Estate Asset Trust 266 2009.07.22 Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms 267 2009.07.17 Guidelines for Pre-Account Opening Procedures by FCM-Appointed Introducing Brokers Outside of the place of business 268 2009.07.15 Financial-Supervisory-Securities-Firms-0980035757 269 2009.07.15 Financial-Supervisory-Securities-Firms-09800357571 270 2009.07.15 Financial-Supervisory-Securities-Firms-09800357572 271 2009.07.15 Financial-Supervisory-Securities-Firms-09800357573 272 2009.07.14 Financial-Supervisory-Securities-Firms-0980030770 273 2009.07.09 Points For Attention for Futures Commission Merchants Engaging Securities Firms to Operate Futures Introducing Broker Business 274 2009.07.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Securities Investment Trust Companies with Listed Securities Investment Trust Funds and Offshore Fund Entities with Listed Offshore Exchange-Traded Funds 275 2009.06.26 GreTai Securities Market Rules Governing the Use of Securities Trading Information 276 2009.06.18 Financial-Supervisory-Securities-Firms-0980028342 277 2009.06.18 Financial-Supervisory-Securities-Firms-09800283421 278 2009.06.16 Standards Governing the Establishment of Securities Firms 279 2009.06.10 Certified Public Accountant Act 280 2009.06.09 Financial-Supervisory-Securities-Firms-0980025539 281 2009.06.09 Taiwan Stock Exchange Corporation Rules Governing Purchase of Listed Securities by Reverse Auction 282 2009.06.06 Regulations Governing Futures Trust Funds 283 2009.06.06 Financial-Supervisory-Securities-Firms-0980019483 284 2009.06.06 Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies 285 2009.06.05 Taiwan Futures Exchange Corporation Contract for Clearing and Settlement of Futures Trading 286 2009.06.03 Business Entity Accounting Act 287 2009.05.21 Regulations Governing Certification of Corporate Stock and Bond Issues by Public Companies 288 2009.05.20 Securities Investor and Futures Trader Protection Act 289 2009.04.30 Financial-Supervisory-Securities-VIII-09800176693 290 2009.04.30 Financial-Supervisory-Securities-VIII-09800176692 291 2009.04.30 Financial-Supervisory-Securities-VIII-09800176691 292 2009.04.30 Financial-Supervisory-Securities-VIII-09800176694 293 2009.03.31 Model Money Laundering Control Guidelines for Securities Firms 294 2009.03.20 Guidelines for Anti-Money Laundering Noticeable Items for Securities Investment Trust Business and Security Investment Consulting Business 295 2009.03.06 Guidelines for Account Opening and Futures Trading by Insiders of Futures Commission Merchants 296 2009.03.06 Guidelines for Account Opening and Futures Trading by Insiders of Futures Introducing Brokers Opening Accounts to Engage in Futures Trading 297 2009.03.06 Financial-Supervisory-Securities-VII-09800079231 298 2009.02.11 Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities 299 2009.01.21 Clauses of the Real Estate Securitization Act 300 2008.12.24 Taiwan Futures Exchange Corporation (TAIFEX) Operational Guidelines for Determining the NT Dollar-denominated Gold Futures Contract and Gold Options Contract Final Settlement Price 301 2008.12.15 GreTai Securities Market Rules Governing Over-the-Counter When-issued Trading of Central Government Bonds 302 2008.11.28 Taiwan Futures Exchange Corporation Directions for Applications by Futures Commission Merchants to Continue Operation After Force Majeure Events 303 2008.11.21 Taiwan Stock Exchange Corporation Rate Table for Securities Listing Fees 304 2008.11.21 Taiwan Stock Exchange Corporation Rules Governing the Collection of Securities Listing Application Review Fees 305 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan Stock Index SM Futures Contracts 306 2008.11.05 Taiwan Futures Exchange Corporation Points for Attention by Futures Commission Merchants and Clearing Members Depositing Proprietary Funds in Segregated Margin Accounts 307 2008.11.05 Taiwan Futures Exchange Directions For Clearing And Settlement Operations By Mandated Clearing Members 308 2008.11.05 Procedural Guidelines for Changes of Consigned Clearing Members by Futures Commission Merchants 309 2008.11.04 GreTai Securities Market Guidelines for Lead Recommending Securities Firms Mandated to Assist GTSM Primary Listed Companies in Complying with the Laws of the ROC and the GreTai Securities Market Rules Related to GTSM Listing 310 2008.09.04 Taiwan Stock Exchange Corporation Direction for Auditing Internal Control Systems of Listed Companies 311 2008.09.03 Guidelines for Settlement-Driven Securities Borrowing and Covering of Cash Collateral Shortfall by Securities Firms 312 2008.08.06 Futures Transaction Tax Act 313 2008.07.21 Taiwan Futures Exchange Corporation Rules for Determining the Final Settlement Price for Gold Futures Contracts 314 2008.07.10 Regulations Governing Share Repurchase by Exchange-Listed and OTC-Listed Companies 315 2008.06.27 Standards Governing the Establishment of Futures Advisory Enterprises 316 2008.06.09 GreTai Securities Market Regulations Governing Bond Payment Settlement Reserves for the Electronic Bond Trading System 317 2008.05.20 Rules and Review Procedures for Director and Supervisor Share Ownership Ratios at Public Companies 318 2008.05.16 Regulations Governing Auditing and Attestation of Financial Statements by Certified Public Accountants 319 2008.05.16 Regulations Governing Approval of Certified Public Accountants to Audit and Attest to the Financial Reports of Public Companies 320 2008.04.23 Taiwan Futures Exchange Corporation Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Futures Commission Merchants and Clearing Members 321 2008.04.08 Corporate Governance Best-Practice Principles for SITEs/SICEs 322 2008.03.19 Regulations Governing Information to be Published in Prospectuses for Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 323 2008.03.14 Taiwan Futures Exchange Corporation Guidelines for Application by Futures Commission Merchants for Emergency Measures against Insufficient Adjusted Net Capital 324 2008.03.10 Regulations Governing Applications for CPA Certificates and Practice Registration 325 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Entrusting Assets to the Custodian Institution） 326 2008.02.21 Mandate Contract Template 327 2008.02.21 Discretionary Investment Services Contract Template 328 2008.02.21 Discretionary Investment Services Contract Template（For Customer Entrusting Assets to the Custodian Institution） 329 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Engaging the Custodian Institution） 330 2008.02.21 Discretionary Investment Services Contract Template（For Trust Enterprises Mandating SITEs or SICEs） 331 2008.02.21 Trust Agreement Template 332 2008.01.11 Taiwan Futures Exchange Corporation Trading Rules for NT Dollar Denominated Gold Futures Contracts 333 2008.01.11 Regulations Governing Procedure for Board of Directors Meetings of Public Companies 334 2008.01.08 Securities and Exchange Act Enforcement Rules 335 2007.12.31 Standards Governing the Establishment of Managed Futures Enterprises 336 2007.12.07 Taiwan Futures Exchange Corporation Trading Rules for 10-Year Government Bond Futures Contracts 337 2007.11.16 Financial-Supervisory-Securities-VI-0960058234 338 2007.11.15 Financial-Supervisory-Securities-VIII-0960057430 339 2007.10.25 Financial-Supervisory-Securities-VIII-0960056366 340 2007.10.02 Standards Governing the Establishment of Futures Commission Merchants 341 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 342 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 343 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for 30-Day Commercial Paper Rate Futures Contracts 344 2007.09.27 Guidelines for Pre-Account Opening Procedures by Futures Commission Merchants Outside Their Place of Business 345 2007.08.01 Financial-Supervisory-Securities-VIII-0960032781 346 2007.07.30 Financial-Supervisory-Securities-VIII-0960027617 347 2007.07.17 Taiwan Futures Exchange Operational Guidelines for the Implementation of Direct Market Access by Futures Brokers 348 2007.07.10 Regulations Governing Information to be Published in Prospectuses by Futures Trust Enterprises Offering Futures Trust Funds 349 2007.06.15 Financial-Supervisory-Securities-VIII-0960027033 350 2007.06.11 Taiwan Stock Exchange Corporation Directions For the Recognition of the Qualifications of Issuers of Exchange-Traded Funds and Underlying Indexes 351 2007.06.05 Taiwan Futures Exchange Corporation Standards for Collection of Trading Information User Fees 352 2007.06.05 Taiwan Futures Exchange Corporation Trading Information Usage Contract (Applicable for Telecommunications Enterprises, Information Companies, News Media Institutions, Radio and Television Enterprises, Internet Firms, and Qualified Foreign Institutional Investors ) 353 2007.06.05 Taiwan Futures Exchange Rules Governing the Use of Trading Information 354 2007.04.14 Financial-Supervisory-Securities-VIII-0960013898 355 2007.03.21 Financial-Supervisory-Securities-VIII-09600008090 356 2007.03.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Real Estate Securitization Trustee Institutions 357 2007.02.14 GreTai Securities Market Supplemental Directions for Applications by Construction Companies for GTSM Listing 358 2007.02.14 Rules Relating to Article 3, Paragraph 1, Subparagraph 4 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 359 2007.02.07 Taiwan Futures Exchange Corporation Rules for Auditing Futures Commission Merchants and Clearing Members 360 2007.02.05 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises of Securities Investment Trust and Consulting Association of the ROC 361 2007.01.17 Taiwan Futures Exchange Corporation Guidelines for the Management of Futures Auction Terminals 362 2007.01.12 Financial-Supervisory-Securities-VIII-0950159353 363 2007.01.12 Operation Directions for Electronic Certificate Delivery by Securities Firms and Futures Commission Merchants 364 2006.12.29 Taiwan Futures Exchange Corporation Trading Rules for Gold Futures Contracts 365 2006.12.20 Taiwan Futures Exchange Corporation Procedures for Suspension or Termination of Futures Commission Merchant and Clearing Member Operations 366 2006.12.15 Financial-Supervisory-Securities-VIII-0950154093 367 2006.11.22 GreTai Securities Market Directions for Classifying and Adjusting the Industry Categories of GTSM Listed Companies 368 2006.11.15 Taiwan Stock Exchange Corporation Key Points for Classifying and Adjusting Categories of Industries of Listed Companies 369 2006.11.15 Financial-Supervisory-Securities-VIII-0950150335 370 2006.10.23 Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms 371 2006.09.13 Financial-Supervisory-Securities-VIII-0950004331 372 2006.09.06 Rules For The Reporting And Handling Of Out-Trades By Futures Commission Merchants 373 2006.08.18 Financial-Supervisory-Securities-VIII-0950003928 374 2006.08.04 Financial-Supervisory-Securities-VIII-0950131021 375 2006.08.04 Directions for Accounting Firms Applying to Bring Foreign Students to the Republic of China for Internships 376 2006.06.27 Regulations Governing Over-the-Counter Trading Enterprises 377 2006.06.27 Regulations Governing Securities and Futures Holding Companies 378 2006.06.20 Financial-Supervisory-Securities-VIII-0950002861 379 2006.06.08 Regulations Governing the Review of Professional Development Institutions for Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 380 2006.06.06 Adjusted Net Capital Reporting Procedures for Futures Commission Merchants 381 2006.05.16 Financial-Supervisory-Securities-VIII-0950111572 382 2006.05.15 Rules for Futures Commission Merchants in Reporting Default by Principals 383 2006.05.03 Contract for the Listing of Taiwan Depositary Receipts 384 2006.04.18 Regulations to Encourage the Reporting of Cases of Illegal Use of Proxies for Shareholder meetings of Public Companies 385 2006.04.12 Financial-Supervisory-Securities-VIII-0950001805 386 2006.03.28 Regulations Governing the Exercise of Powers by Audit Committees of Public Companies 387 2006.03.27 Guidelines for Registration Processing for Managed Futures Enterprises Accepting Joint Mandates for Discretionary Futures Trading 388 2006.03.27 Guidelines for Futures Trading by Overseas Chinese and Foreign Nationals 389 2006.03.27 Taiwan Futures Exchange Guidelines for Applications by Institutional Investors to Open Hedge Accounts for Futures Trading 390 2006.03.23 Financial-Supervisory-Securities-VIII-0950001424 391 2006.03.23 Financial-Supervisory-Securities-VIII-0950001425 392 2006.03.23 Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals 393 2006.03.10 Financial-Supervisory-Securities-VIII-0950103817 394 2006.03.06 Regulations Governing Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 395 2006.02.24 Financial-Supervisory-Securities-VIII-0950000911 396 2006.02.08 Sample Sales Agent Agreement (Three Parties) 397 2006.02.08 Sample Sales Agent Agreement (Two Parties) 398 2006.02.03 Financial-Supervisory-Securities-VIII-0950000538 399 2006.01.24 Regulations Governing the Preparation of Financial Reports by Financial Holding Companies 400 2006.01.20 Regulations for the Prevention of Conflicts of Interest Where a Securities Investment Trust Enterprise Concurrently Operates a Securities Investment Consulting Enterprise or Vice Versa, or a Securities Investment Trust Enterprise or Securities Investment Consulting Enterprise Concurrently Operates Another Enterprise, or is Concurrently Operated by Another Enterprise 401 2005.12.26 Regulations Governing Information to be Published in Financial Institution Prospectuses for Offering and Issuance of Securities 402 2005.12.19 Taiwan Stock Exchange Corporation Procedures for Review of the Listing of REIT and REAT Beneficial Interest Securities 403 2005.12.19 Financial-Supervisory-Securities-VIII-0940149297 404 2005.12.01 Securities Investment Trust & Consulting Association of R.O.C. Sample Investor Brochure on Offshore Funds 405 2005.11.28 Financial-Supervisory-Securities-VIII-0940144395 406 2005.11.10 Taiwan Stock Exchange Corporation Procedures for Handling Default on Settlement Obligations by Securities Firms 407 2005.11.10 Taiwan Stock Exchange Corporation Procedures for Suspension or Termination of Securities Firm Operations 408 2005.10.03 The Securities Investment Trust & Consulting Association Guidelines Governing Items to be Contained in the Information Cooperation Agreement of Offshore Funds 409 2005.09.16 Securities Investment Trust and Consulting Association Guidelines Governing Items to be Contained in the General Agent Agreement and Sales Agent Agreement 410 2005.09.09 The Securities Investment Trust and Consulting Association Guidelines Governing Advertisement and Promotional Activities for Offshore Funds 411 2005.09.08 The Securities Investment Trust and Consulting Association Key Points for Staff Training Plan of Offshore Funds 412 2005.08.30 Taiwan Stock Exchange Corporation Regulations Governing Applications by Securities Firms for Resumption of Business after Suspension 413 2005.08.26 Taiwan Futures Exchange Corporation Measures for Handling Malfunctions and Telecommunications Disruptions in Trading Systems or Trading Information Transmission Systems 414 2005.08.08 The Securities Investment Trust & Consulting Association Directions Governing Handling of Operating Bonds for Offshore Funds 415 2005.07.29 Financial-Supervisory-Securities-VIII-0940003432 416 2005.07.22 Financial-Supervisory-Securities-VIII-0940003332 417 2005.07.21 GreTai Securities Market Supplemental Directions for Applications by Private Institutions Participating in Public Infrastructure Projects for GTSM Listing 418 2005.06.30 Taiwan Futures Exchange Corporation Standards for Determining Whether User Applicants or Data Subscribers Are Evading or Refusing Inspection Visits, and Rules Governing Emergency Response Measures 419 2005.06.30 Taiwan Futures Exchange Corporation Audit Procedures and Related Point-Keeping Standards for Inspection Evasion by Information Companies' and their Subscribers 420 2005.05.13 Financial-Supervisory-Securities-VIII-0940002054 421 2005.05.13 Financial-Supervisory-Securities-VIII-0940002053 422 2005.05.11 Taiwan Securities Association Directions Governing the Underwriting Procedures to be Followed by Underwriters in Conducting an Initial Listing on a Stock Exchange or Over-the-Counter Market 423 2005.05.03 Financial-Supervisory-Securities-VIII-0940113469 424 2005.04.04 Self-inspection Checklist for the Establishment of Risk Management Mechanisms by Futures Commission Merchants 425 2005.03.22 Regulations Governing Implementation of the Market Surveillance System for Securities Traded on the GTSM 426 2005.03.15 Financial-Supervisory-Securities-VIII-0940001089 427 2005.02.23 GreTai Securities Market Directions for Securities Firms Operating Over-the-Counter New Taiwan Dollar Derivatives Trading Business 428 2005.02.23 GreTai Securities Market Directions for Securities Firms Engaged in OTC Trading of Convertible Bond Asset Swaps and Structured Notes 429 2005.01.20 Procedures and Timeframes for Handling Events Under Article 50 of the Taiwan Stock Exchange Corporation 430 2005.01.12 Financial-Supervisory-Securities-VIII-0940000164 431 2004.12.22 Taiwan Futures Exchange Corporation Standards for Collection of Information Equipment User Fees 432 2004.12.22 Taiwan Futures Exchange Corporation Trading Information Use Contract (Applicable For Clearing Members, Futures Commission Merchants, And Futures Introducing Brokers) 433 2004.12.22 Taiwan Futures Exchange Corporation Contract for Computer Connection to the Centralized Futures Exchange Market 434 2004.12.21 Financial-Supervisory-Securities-VIII-0930006119 435 2004.12.21 Financial-Supervisory-Securities-VIII-0930155913 436 2004.12.10 GreTai Securities Market Directions Concerning the Requirement that a Public Company Applying for GTSM Trading of Its Stock Engage a Recommending Securities Firm to Carry Out Underwriting 437 2004.12.09 Regulations Governing the Publication of Financial Forecasts of Public Companies 438 2004.11.25 Taiwan Futures Exchange Procedures for Resumption of Operations or Resumption of Clearing and Settlement Operations by Futures Commission Merchants or Clearing Members 439 2004.11.01 Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises 440 2004.10.30 Regulations for Selection of Non-Member Directors and Supervisors for the Securities Investment Trust and Consulting Association of the ROC 441 2004.10.30 Regulations Governing Securities Investment Trust Fund Beneficiaries Meetings 442 2004.10.30 Regulations Governing Information to be Published in Private Placement Memoranda by Securities Investment Trust Enterprises When Privately Offering Securities Investment Trust Funds 443 2004.10.30 Regulations Governing the Management of the Securities Investment Trust and Consulting Association 444 2004.10.12 RISK MANAGEMENT BEST-PRACTICE PRINCIPLES FOR SECURITIES FIRMS 445 2004.10.11 Agreement for Depositing Underlying Securities as Trading Margin in Taiwan Futures Exchange Corporation Stock Option Contract Call Writing (Reference Template) 446 2004.09.29 Taiwan Futures Exchange Corporation Regulations Governing Clearing Member Deposits to the Clearing and Settlement Fund Following Clearing and Settlement Operations 447 2004.09.22 Financial-Supervisory-Securities-VIII-0930004539 448 2004.08.06 Corporate Governance Best-Practice Principles for Securities Firms 449 2004.07.30 Securities-Futures-VIII-0930003685 450 2004.07.20 Financial-Supervisory-Securities-VIII-0930125763 451 2004.06.30 Taiwan-Finance-Securities-VIII-0930002985 452 2004.06.16 Taiwan-Finance-Securities-VIII-0930002716 453 2004.05.14 Taiwan-Finance-Securities-VIII-0930115633 454 2004.04.30 Regulations Governing Employment Permits and Administration of Foreign Nationals by the Tax and Financial Services Industry 455 2004.04.29 Taiwan-Finance-Securities-VIII-0930001733 456 2004.04.05 Procedures for Approval of Taiwan-Area Certified Public Accountants and Their Assistants as Lay Members of the Mainland-Area Chinese Institute of Certified Public Accountants 457 2004.03.05 Taiwan-Finance-Securities-VIII-0930107280 458 2004.02.24 Application Procedures for Terminating the Listing of Securities by Listed Companies 459 2003.12.01 Taiwan Futures Exchange Operating Procedures for Use of Backup Futures Trading Accounts 460 2003.11.03 Regulations for the Administration of Futures Industry Associations 461 2003.10.01 Taiwan-Finance-Securities-VIII-0920004043 462 2003.10.01 Taiwan-Finance-Securities-VIII-0920004044 463 2003.09.24 Taiwan Stock Exchange Corporation Directions for the Review of Listing of Beneficiary Securities and Asset-Backed Securities 464 2003.08.29 Application For Opening Account With Taiwan Stock Exchange Corporation For Lending And Borrowing 465 2003.08.29 Table For Declaration Of Withholding Tax Rate On Lending And Borrowing Of Securities 466 2003.07.24 Taiwan Futures Exchange Corporation Procedures For The Handling By Clearing Members Of Positions Of Consigning Futures Commission Merchants 467 2003.07.24 Taiwan Futures Exchange Corporation Clearing Member Application Procedures 468 2003.07.17 Application for Securities Borrowing in Demand out of Strategic Transactions 469 2003.07.09 Taiwan-Finance-Securities-VIII-0920002841 470 2003.07.09 Taiwan-Finance-Securities-VIII-0920002840 471 2003.07.09 Taiwan-Finance-Securities-VIII-0920002839 472 2003.07.09 Taiwan-Finance-Securities-VIII-0920132097 473 2003.06.27 Taiwan-Finance-Securities-VIII-0920002691 474 2003.06.27 Taiwan-Finance-Securities-VIII-0920002690 475 2003.06.02 Regulations Governing the Preparation of Financial Reports by Publicly Held Bills Finance Companies 476 2003.06.02 Regulations Governing the Preparation of Financial Reports by Public Banks 477 2003.05.12 Guidelines for Reporting by Securities Brokers of Consignment Sale of Stock Not Owned by the Principal 478 2003.05.06 Guidelines for Public Subscription and Private Placement of Securities 479 2003.03.21 GreTai Securities Market Supplemental Directions for Applications by Software Companies for GTSM Listing of Stock 480 2003.03.14 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of GTSM Listed Call (Put) Warrant Issuers 481 2003.03.10 Taiwan Stock Exchange Corporation Directions for Verification and Disclosure of Material Information of Trustee Institutions and Special Purpose Companies 482 2003.01.31 Criteria Governing Review of Class II Stocks Traded on Over-the-Counter Markets of the ROC Over-the-Counter Securities Exchange 483 2003.01.20 Guidelines for Establishment of Internal Control Systems in Securities and Futures Service Enterprises 484 2003.01.13 Rules Governing Auditing and Certification of Financial Statements by Certified Public Accountants 485 2002.12.18 Guidelines for Lending of Capital by Listed Companies 486 2002.12.18 Guidelines for Endorsements and Guarantees Made by Listed and OTC Companies 487 2002.12.12 Guidelines for Derivatives Trading by Public Companies 488 2002.12.12 Guidelines for Handling Acquisition and Disposal of Assets by Public Companies 489 2002.12.12 Guidelines for the Purchase of Real Estate from Related Persons by Public Companies 490 2002.12.10 Guidelines for Mergers or Splits by Listed, OTC, and Emerging Stock Companies 491 2002.12.10 Guidelines for Investment in Mainland China by Public Companies 492 2002.11.28 GreTai Securities Market Standards for Calculation of Trading Information User Fees 493 2002.11.27 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Issuers of Call (Put) Warrants 494 2002.11.18 Guidelines for Establishment of Internal Control Systems by Public Companies 495 2002.11.18 Guidelines for Certified Public Accountants Conducting Project Audits of Internal Control Systems of Public Companies 496 2002.11.14 Guidelines for Disclosure of Financial Forecasts by Public Companies 497 2002.10.17 Taiwan Futures Exchange Corporation Guidelines for Mergers and Assignment of Operations by Futures Commission Merchants 498 2002.10.14 Addendum to the GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement 499 2002.08.12 Criteria for Information to be Published in Public Tender Offer Prospectuses 500 2002.08.06 Guidelines for Depositing Funds for Securities Offered and Issued by Issuers into Specialized Accounts 501 2002.07.24 Financial Asset Securitization Act 502 2002.02.01 Taiwan Stock Exchange Corporation Operational Guidelines for Follow-up, Assessment, and Guidance in Regard to Securities Firm Audit Deficiencies 503 2002.02.01 Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms 504 2002.01.28 Guidelines for Information to be Published in Assessments of Securities Underwriters for Offering and Issuance of Securities by Foreign Issuers 505 2001.09.28 Regulations Governing Securities Trading on the GreTai Securities Market 506 2001.04.03 Guidelines for Information to be Published in Assessments of Underwriters for Offering and Issuance of Securities 507 2000.12.13 The Financial Institutions Merger Act 508 2000.11.03 GreTai Securities Market Supplementary Provisions Governing Applications to Transmit (Broadcast) Real-Time Stock Price Index Information and/or Delayed Trading Information 509 2000.10.17 Criteria Governing Preparation of Affiliation Reports, Consolidated Business Reports and Consolidated Financial Statements of Affiliated Enterprises 510 2000.10.05 Settlement and Remittance Procedures for Securities Firms Engaging in Consigned Trading of Foreign Securities 511 2000.09.25 Regulations Governing Establishment of Subsidiaries and Branches in Hong Kong and Macao by Taiwanese Securities or Futures Institutions 512 2000.09.11 Standards Governing the Establishment of Futures Exchanges 513 2000.09.11 Standards Governing the Establishment of Futures Clearing Houses 514 2000.08.23 Guidelines for Handling of Stock Affairs by Public Companies and Their Stock Service Agents 515 2000.03.27 Taiwan Stock Exchange Corporation Key Points Governing the Particulars to be Described in the Prospectus for the Initial Listing of Securities 516 2000.02.09 Statute for the Establishment and Administration of the National Financial Stabilization Fund