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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2018.11.09 Regulations Governing Anti-Money Laundering and Countering the Financing of Terrorism for Certified Public Accountants
2. 2018.11.09 Regulations Governing Internal Audit and Internal Control System of Anti-Money Laundering and Countering Terrorism Financing of Securities and Futures Business and Other Financial Institutions Designated by the Financial Supervisory Commission
3. 2018.10.04 Operating Rules of the Taiwan Stock Exchange Corporation
4. 2018.09.10 Taipei Exchange Rules Governing Securities Trading on the TPEx
5. 2018.09.10 Taipei Exchange Rules Governing the Collection of Securities Listing Application Review Fees
6. 2018.08.30 Taiwan Depository & Clearing Corporation Directions for the Handling by Issuers of Registration and Book-Entry Delivery Operations for Securities Issued in Dematerialized Form
7. 2018.08.30 Taipei Exchange Rules Governing Information Reporting by Companies with TPEx Listed Securities
8. 2018.08.24 Taipei Exchange Procedures for the Review of Securities for TPEx Listing
9. 2018.08.24 Taipei Exchange Supplemental Rules Governing Applications by Group Enterprises for TPEx Listing of Stock
10. 2018.08.24 Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
11. 2018.08.24 Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
12. 2018.08.21 Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Securities in a Real Estate Investment Trust or Real Estate Asset Trust
13. 2018.08.16 Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies
14. 2018.08.13 Taipei Exchange Procedures for Applications by TPEx Listed Companies for the Delisting of Securities
15. 2018.08.09 Taipei Exchange Directions for Information to be Published in Risk Disclosure Statements for Call (Put) Warrants
16. 2018.08.09 Taipei Exchange Directions for Information to be Published in Public Offering Prospectuses for Call (Put) Warrants
17. 2018.08.09 Taipei Exchange Rules Governing the Review of Call (Put) Warrants for Trading on the TPEx
18. 2018.08.09 Taipei Exchange Directions for the Recognition of the Qualifications of Underlying Indexes of Exchange-Traded Funds
19. 2018.08.09 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Securities Investment and Futures Trust Enterprises of TPEx Listed Exchange-Traded Funds
20. 2018.08.09 Taipei Exchange Regulations Governing the Trading of Call (Put) Warrants
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Operating Rules of the Taiwan Futures Exchange Corporation
2. Taipei Exchange Rules Governing Securities Trading on the TPEx
3. Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
4. Operating Rules of the Taiwan Stock Exchange Corporation
5. Securities and Exchange Act
6. Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
7. Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
8. Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
9. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts
10. Futures Trading Act
11. Regulations Governing Securities Firms
12. Taipei Exchange Rules Governing Management of Foreign Currency Denominated International Bonds
13. Securities Investment Trust and Consulting Act
14. Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
15. Regulations Governing the Offering and Issuance of Securities by Securities Issuers
16. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts
17. Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
18. Operating Rules for Securities Lending by Securities Firms
19. Regulations Governing Offshore Funds
20. Taipei Exchange Procedures for the Review of Securities for TPEx Listing
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570
2. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553
3. 2018.07.02 Financial-Supervisory-Securities-Firms-10703209866
4. 2018.06.08 Financial-Supervisory-Securities-Firms-1070320242
5. 2018.04.03 Financial-Supervisory-Securities-Corporate-1070106121
6. 2018.02.09 Financial-Supervisory-Securities-Firms-1070302423
7. 2018.01.11 Financial-Supervisory-Securities-Firms-1070300104
8. 2017.11.20 Financial-Supervisory-Securities-Firms-1060041459
9. 2017.06.26 Financial-Supervisory-Securities-Auditing-1060023292
10. 2017.06.03 Financial-Supervisory-Securities-SITC-1060012978
11. 2017.05.22 Financial-Supervisory-Securities-Firms-10600152051
12. 2017.05.22 Financial-Supervisory-Securities-Firms-1060015205
13. 2017.04.19 Financial-Supervisory-Securities-Firms-1060003019
14. 2017.04.14 Financial-Supervisory-Securities-Futures-10600130881
15. 2017.03.15 Financial-Supervisory-Securities-Firms-1060004899
16. 2017.03.13 Financial-Supervisory-Securities-Firms-1060007307
17. 2017.01.09 Financial-Supervisory-Securities-Firms-1050050072
18. 2016.12.28 Financial-Supervisory-Securities-Corporate-1050042349
19. 2016.11.11 Financial-Supervisory-Securities-Corporate-1050044504
20. 2016.08.12 Financial-Supervisory-Securities-Firms-1050029770