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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2018.08.06 Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis
2. 2018.07.13 Regulations Governing Offshore Funds
3. 2018.07.13 Regulations Governing the Preparation of Financial Reports by Securities Issuers
4. 2018.07.09 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
5. 2018.07.09 Taipei Exchange Rules Governing the Collection of Securities Listing Application Review Fees
6. 2018.06.28 Regulations Governing the Issuance of Exchange Traded Notes by Securities Firms
7. 2018.06.15 Rules For The Reporting And Handling Of Out-Trades and Account Number Corrections By Futures Commission Merchants
8. 2018.06.15 Taiwan Futures Exchange Corporation Provisions for Market Closing or Trading During Natural Disasters and on Election Days
9. 2018.06.15 Taiwan Futures Exchange Corporation Exchange Fee Schedule
10. 2018.06.15 Taiwan Futures Exchange Operating Procedures for Use of Backup Futures Trading Accounts
11. 2018.06.15 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members
12. 2018.06.15 Taiwan Futures Clearing Service Fee Schedule
13. 2018.06.15 Operating Rules of the Taiwan Futures Exchange Corporation
14. 2018.06.15 Taiwan Futures Exchange Corporation Trading Rules for Brent Crude Oil Futures Contracts
15. 2018.05.30 Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets
16. 2018.05.28 Taiwan Futures Exchange Corporation Regulations Governing the Brokerage Contracts of Futures Brokers
17. 2018.05.25 Taipei Exchange Rules Governing Trading of Exchange-Traded Fund Beneficial Certificates
18. 2018.05.14 Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
19. 2018.05.11 Taiwan Futures Exchange Corporation Rules Governing Surveillance Of Market Positions
20. 2018.05.03 Taipei Exchange Operational Directions for Green Bonds
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Operating Rules of the Taiwan Futures Exchange Corporation
2. Taipei Exchange Rules Governing Securities Trading on the TPEx
3. Operating Rules of the Taiwan Stock Exchange Corporation
4. Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
5. Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
6. Securities and Exchange Act
7. Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
8. Futures Trading Act
9. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts
10. Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
11. Regulations Governing Securities Firms
12. Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
13. Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
14. Taipei Exchange Procedures for the Review of Securities for TPEx Listing
15. Securities Investment Trust and Consulting Act
16. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts
17. Regulations Governing the Offering and Issuance of Securities by Securities Issuers
18. Operating Rules for Securities Lending by Securities Firms
19. Regulations Governing Futures Commission Merchants
20. Regulations Governing Offshore Funds
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2018.07.02 Financial-Supervisory-Securities-Firms-10703209866
2. 2018.06.08 Financial-Supervisory-Securities-Firms-1070320242
3. 2018.04.03 Financial-Supervisory-Securities-Corporate-1070106121
4. 2018.02.09 Financial-Supervisory-Securities-Firms-1070302423
5. 2018.01.11 Financial-Supervisory-Securities-Firms-1070300104
6. 2017.11.20 Financial-Supervisory-Securities-Firms-1060041459
7. 2017.06.26 Financial-Supervisory-Securities-Auditing-1060023292
8. 2017.06.03 Financial-Supervisory-Securities-SITC-1060012978
9. 2017.05.22 Financial-Supervisory-Securities-Firms-10600152051
10. 2017.05.22 Financial-Supervisory-Securities-Firms-1060015205
11. 2017.04.19 Financial-Supervisory-Securities-Firms-1060003019
12. 2017.04.14 Financial-Supervisory-Securities-Futures-10600130881
13. 2017.03.15 Financial-Supervisory-Securities-Firms-1060004899
14. 2017.03.13 Financial-Supervisory-Securities-Firms-1060007307
15. 2017.01.09 Financial-Supervisory-Securities-Firms-1050050072
16. 2016.12.28 Financial-Supervisory-Securities-Corporate-1050042349
17. 2016.11.11 Financial-Supervisory-Securities-Corporate-1050044504
18. 2016.08.12 Financial-Supervisory-Securities-Firms-1050029770
19. 2016.08.12 Financial-Supervisory-Securities-Firms-10500297701
20. 2016.08.12 Financial-Supervisory-Securities-Firms-10500297702