Advanced
New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2021.11.26 The TAIEX Methodology
2. 2021.11.19 Taipei Exchange Directions for Leverage Transaction Merchants Conducting Leverage Contract Trading Business
3. 2021.11.08 Taiwan Depository & Clearing Corporation Directions for the Handling by Participants and Custodians of Trade Settlement Data Transmission Operations
4. 2021.11.05 Directions for the Implementation of Continuing Education for Directors and Supervisors of TWSE Listed and TPEx Listed Companies
5. 2021.11.05 Principles for Review and Approval of Institution in Continuing Education System under Directions for the Implementation of Continuing Education for Directors and Supervisors of TWSE Listed and TPEx Listed Companies
6. 2021.11.01 Taiwan Futures Exchange Corporation Trading Rules for Mini Taiwan Stock Exchange Finance Sector Index Futures Contracts
7. 2021.11.01 TAIFEX Mini Taiwan Stock Exchange Finance Sector Index Futures Contracts Specifications
8. 2021.11.01 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts
9. 2021.11.01 Taiwan Futures Exchange Corporation Methods and Standards for Receipt of Clearing Margins
10. 2021.11.01 Taiwan Futures Exchange Corporation Clearing Service Fee Schedule
11. 2021.11.01 Taiwan Futures Exchange Corporation Exchange Fee Schedule
12. 2021.10.29 Taiwan Futures Exchange Corporation Rules Governing the Dynamic Price Banding Mechanism
13. 2021.10.22 Taipei Exchange Directions for the Recognition of the Qualifications of Underlying Indexes of Exchange-Traded Funds
14. 2021.09.30 Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets
15. 2021.09.22 Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
16. 2021.08.17 Taipei Exchange Rules Governing Information Reporting by Companies with TPEx Listed Securities
17. 2021.08.17 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Companies with TPEx Listed Securities
18. 2021.08.17 Taipei Exchange Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of TPEx Listed Companies
19. 2021.08.06 Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
20. 2021.08.06 Standards for Determining Unsuitability for TPEx Listing under Article 10, Paragraph 1 of the Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Futures Trading Act
2. Regulations Governing Futures Commission Merchants
3. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
4. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
5. Regulations Governing Futures Advisory Enterprises
6. Rules for Futures Commission Merchants in Reporting Default by Principals
7. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
8. Regulations Governing Futures Trust Enterprises
9. Regulations Governing Futures Trust Funds
10. Regulations Governing Managed Futures Enterprises
11. Regulations Governing Futures Clearing Houses
12. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
13. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
14. Standards Governing the Establishment of Futures Commission Merchants
15. Futures Trading Act Enforcement Rules
16. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
17. Standards Governing the Establishment of Futures Exchanges
18. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
19. Standards Governing the Establishment of Futures Advisory Enterprises
20. Standards Governing the Establishment of Managed Futures Enterprises
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2021.09.30 Financial-Supervisory-Securities-Firms-11003637894
2. 2021.09.30 Financial-Supervisory-Securities-Auditing-11003637895
3. 2021.08.04 Financial-Supervisory-Securities-Corporate-11003362463
4. 2021.04.15 Financial-Supervisory-Securities-Corporate-11003362462
5. 2021.03.31 Financial-Supervisory-Securities-Corporate-1090150022
6. 2021.03.31 Financial-Supervisory-Securities-Corporate-10901500221
7. 2021.03.23 Financial-Supervisory-Securities-Firms-11003334781
8. 2021.03.23 Financial-Supervisory-Securities-Firms-1100333478
9. 2020.11.30 Financial-Supervisory-Securities-Futures-1090365253
10. 2020.11.02 Financial-Supervisory-Securities-Firms-1090359321
11. 2020.09.10 Financial-Supervisory-Securities-Firms-1090364120
12. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
13. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
14. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
15. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
16. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
17. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
18. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
19. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
20. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345