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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2020.10.29 Taiwan Futures Exchange Corporation Trading Rules for S&P 500® Index Futures Contracts
2. 2020.10.29 Taiwan Futures Exchange Corporation Trading Rules for Nasdaq-100 Index Futures Contracts
3. 2020.10.29 Taiwan Futures Exchange Corporation Trading Rules for Dow Jones Industrial Average® Index Futures contracts
4. 2020.10.21 Taiwan Futures Exchange OTC Derivative Clearing Operating Rules
5. 2020.10.08 TAIFEX FTSE® 100 Index Futures Contract Specifications
6. 2020.10.08 Taiwan Futures Exchange Corporation Trading Rules for FTSE® 100 Index Futures Contracts
7. 2020.09.30 Taiwan Stock Exchange Corporation Rules Governing Information Filing by Companies with TWSE Listed Securities and Offshore Fund Institutions with TWSE Listed Offshore Exchange-Traded Funds
8. 2020.09.24 Rules Governing Rating of Issuers of Call (Put) Warrants
9. 2020.09.15 Rules Governing the Proprietary Trading of Foreign Bonds by Securities Firms
10. 2020.09.08 Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities
11. 2020.08.28 Guide to Regulations Governing Independent Directors
12. 2020.08.27 Taipei Exchange Directions Governing the Particulars to be Recorded in the Internal Operating Rules of Recommending Securities Firms of Emerging Stocks
13. 2020.08.21 Financial Supervisory Commission Directions for Subsidizing Overseas Institutions or Groups for Engaging in Enacting, Monitoring or Promoting International Accounting or Auditing Standards
14. 2020.08.20 Taipei Exchange Regulations Governing the Conduct of Equity Crowdfunding by Securities Firms
15. 2020.08.17 Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
16. 2020.08.17 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Companies with TPEx Listed Securities
17. 2020.08.05 Standards Governing Eligibility of Securities for Margin Purchase and Short Sale
18. 2020.07.24 Taiwan Futures Exchange Corporation Guidelines for Application by Futures Commission Merchants for Emergency Measures against Insufficient Adjusted Net Capital
19. 2020.07.01 Taiwan Stock Exchange Corporation Articles of Incorporation
20. 2020.07.01 Taipei Exchange Operational Directions for Green Bonds
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
2. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
3. Futures Trading Act
4. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
5. Regulations Governing Futures Trust Funds
6. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
7. Rules for Futures Commission Merchants in Reporting Default by Principals
8. Regulations Governing Futures Clearing Houses
9. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
10. Regulations Governing Futures Commission Merchants
11. Regulations Governing Managed Futures Enterprises
12. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
13. Futures Trading Act Enforcement Rules
14. Regulations Governing Futures Advisory Enterprises
15. Standards Governing the Establishment of Managed Futures Enterprises
16. Standards Governing the Establishment of Futures Commission Merchants
17. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
18. Standards Governing the Establishment of Futures Advisory Enterprises
19. Regulations Governing Futures Trust Enterprises
20. Standards Governing the Establishment of Futures Exchanges
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2020.09.10 Financial-Supervisory-Securities-Firms-1090364120
2. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
3. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
4. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
5. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
6. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
7. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
8. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
9. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
10. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
11. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
12. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
13. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
14. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
15. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
16. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
17. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
18. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
19. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
20. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570