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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2021.03.31 Directions for Announcements or Notices of Attention to Trading Information and Dispositions for Emerging Stocks
2. 2021.03.31 Taipei Exchange Rules Governing the Trading of Emerging Stocks on the TPEx
3. 2021.03.31 Taipei Exchange Directions for the Termination of Trading of the Shares of Foreign Emerging Stock Companies on the TPEx Emerging Stock Market
4. 2021.03.31 Taipei Exchange Handling Procedures for Regulation of Financial and Business Affairs of Emerging Stock Companies
5. 2021.03.31 Taipei Exchange Directions Governing the Particulars to be Recorded in the Internal Operating Rules of Recommending Securities Firms of Emerging Stock Board Stocks
6. 2021.03.31 Taipei Exchange Rules Governing the Registration and Trading of Spot Gold
7. 2021.03.31 Taipei Exchange Measures for Responding to Natural Disasters
8. 2021.03.31 Taipei Exchange Operational Directions for Omnibus Trading Accounts
9. 2021.03.31 Taipei Exchange Emerging Stock Market Emerging Stock Board (ESB) Stock Risk Disclosure Statement (Template)
10. 2021.03.31 Taipei Exchange Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund
11. 2021.03.31 Taipei Exchange Emerging Stock Market Pioneer Stock Board (PSB) Stock Risk Disclosure Statement (Template)
12. 2021.03.31 Taiwan Futures Exchange Corporation Procedures for Addition and Deletion of Securities Eligible to Be Acceptable Collateral
13. 2021.03.31 Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
14. 2021.03.31 Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
15. 2021.03.31 Taipei Exchange Directions Concerning the Requirement that a Public Company Applying for TPEx Trading of Its Stock Engage a Recommending Securities Firm to Carry Out Underwriting
16. 2021.02.24 The TAIEX Methodology
17. 2021.02.22 Taipei Exchange Operational Rules Governing Market Makers and Liquidity Providers
18. 2021.02.22 Taipei Exchange Standards for Business Service Fee Discounts for Market Makers and Liquidity Providers
19. 2021.02.04 Taipei Exchange Rules Governing Securities Trading on the TPEx
20. 2021.01.27 Securities and Exchange Act
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
2. Futures Trading Act
3. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
4. Rules for Futures Commission Merchants in Reporting Default by Principals
5. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
6. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
7. Regulations Governing Futures Trust Funds
8. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
9. Regulations Governing Futures Clearing Houses
10. Regulations Governing Managed Futures Enterprises
11. Regulations Governing Futures Commission Merchants
12. Regulations Governing Futures Advisory Enterprises
13. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
14. Regulations Governing Futures Trust Enterprises
15. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
16. Standards Governing the Establishment of Futures Commission Merchants
17. Futures Trading Act Enforcement Rules
18. Standards Governing the Establishment of Managed Futures Enterprises
19. Standards Governing the Establishment of Futures Exchanges
20. Standards Governing the Establishment of Futures Advisory Enterprises
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2020.11.30 Financial-Supervisory-Securities-Futures-1090365253
2. 2020.11.02 Financial-Supervisory-Securities-Firms-1090359321
3. 2020.09.10 Financial-Supervisory-Securities-Firms-1090364120
4. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
5. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
6. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
7. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
8. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
9. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
10. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
11. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
12. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
13. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
14. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
15. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
16. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
17. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
18. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
19. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
20. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946