ITEM DATE LAW NAME 1 2008.01.11 Taiwan Futures Exchange Corporation Trading Rules for NT Dollar Denominated Gold Futures Contracts 2 2008.01.09 Taiwan Stock Exchange Corporation Rules Governing Block Trading of Listed Securities 3 2007.12.31 GreTai Securities Market Rules Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms 4 2007.12.28 Regulations Governing Applications for Issuance of Call (Put) Warrants by Issuers 5 2007.12.26 Certified Public Accountant Act 6 2007.12.24 Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms 7 2007.12.21 Operating Rules of the Taiwan Stock Exchange Corporation 8 2007.12.18 Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets 9 2007.12.18 GreTai Securities Market Rules Governing Securities Trading on Over-the-Counter Markets 10 2007.12.17 Regulations Governing Securities Firms 11 2007.12.17 Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities 12 2007.12.11 Taiwan Futures Exchange Corporation Methods and Standards for Receipt of Clearing Margins 13 2007.12.07 Taiwan Futures Exchange Corporation Trading Rules for 10-Year Government Bond Futures Contracts 14 2007.12.06 Taiwan Stock Exchange Corporation Rules Governing Information Reporting by Listed Companies 15 2007.12.06 GreTai Securities Market Rules Governing Review of Emerging Stocks Traded on the Over-the-Counter Market 16 2007.12.06 GreTai Securities Market Rules Governing Information Reporting by OTC Companies 17 2007.11.26 Guidelines for Anti-Money Laundering Noticeable Items for Securities Investment Trust Business and Security Investment Consulting Business 18 2007.11.16 Financial-Supervisory-Securities-VI-0960058234 19 2007.11.15 Financial-Supervisory-Securities-VIII-0960057430 20 2007.11.07 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings 21 2007.11.02 GreTai Securities Market Regulations Governing Review of OTC Trading of Foreign Stocks 22 2007.11.02 GreTai Securities Market Rules Governing Management of Foreign-denominated International Bonds 23 2007.10.26 Registration Directions for Offshore Overseas Chinese and Foreign Nationals to Invest in ROC Securities or to Trade ROC Futures 24 2007.10.25 Financial-Supervisory-Securities-VIII-0960056366 25 2007.10.25 Operating Rules of the Taiwan Futures Exchange Corporation 26 2007.10.25 Taiwan Futures Exchange Corporation Rules Governing the Brokerage Contracts of Futures Brokers 27 2007.10.23 Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants 28 2007.10.19 Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings 29 2007.10.18 Taiwan Stock Exchange Corporation Rules Governing Brokerage Contracts of Securities Brokers 30 2007.10.17 Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules 31 2007.10.17 Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 32 2007.10.11 Taiwan Stock Exchange Corporation Rules Governing Trading of Call (Put) Warrants 33 2007.10.11 Taiwan Stock Exchange Corporation Rules for Review of Call (Put) Warrant Listings 34 2007.10.04 Taiwan Futures Exchange Directions For Clearing And Settlement Operations By Mandated Clearing Members 35 2007.10.02 Standards Governing the Establishment of Securities Firms 36 2007.10.02 Regulations Governing Responsible Persons and Associated Persons of Securities Firms 37 2007.10.02 Standards Governing the Establishment of Futures Commission Merchants 38 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for 30-Day Commercial Paper Rate Futures Contracts 39 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Taiwan 50 Index Futures Contracts 40 2007.09.28 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members 41 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for Mini-TAIEX Futures Contracts 42 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts 43 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts 44 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronic Sector Index Futures Contracts 45 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 46 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 47 2007.09.27 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Options Contract 48 2007.09.27 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Futures Contract 49 2007.09.27 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Options Contract 50 2007.09.27 Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Interest Securities in a Real Estate Investment Trust or Real Estate Asset Trust 51 2007.09.27 Taiwan Futures Exchange Corporation Exchange Fee Schedule 52 2007.09.27 Taiwan Futures Clearing Service Fee Schedule 53 2007.09.27 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Futures Contract 54 2007.09.12 GreTai Securities Market Regulations Governing Over-the-Counter Listing Contracts for Call (Put) Warrants 55 2007.08.28 Taiwan Futures Exchange Operational Rules Governing Market Makers 56 2007.08.01 Financial-Supervisory-Securities-VIII-0960032781 57 2007.07.30 Financial-Supervisory-Securities-VIII-0960027617 58 2007.07.30 Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings 59 2007.07.20 Regulations Governing Auditing and Certification of Financial Statements by Certified Public Accountants 60 2007.07.17 Regulations Governing Establishment of Internal Control Systems by Public Companies 61 2007.07.05 Guidelines for Settlement-Driven Securities Borrowing and Covering of Cash Collateral Shortfall by Securities Firms 62 2007.06.25 Directions for Domestic Futures Trading by Overseas Chinese and Foreign Nationals 63 2007.06.20 Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans 64 2007.06.15 Financial-Supervisory-Securities-VIII-0960027033 65 2007.06.15 Regulations Governing Offshore Funds 66 2007.06.13 GreTai Securities Market Rules Governing the Electronic Bond Trading System 67 2007.06.04 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of OTC Companies 68 2007.06.04 GreTai Securities Market Procedures for Press Conferences Concerning Material Information of OTC companies 69 2007.06.01 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Listed Companies 70 2007.06.01 Regulations Governing the Offering and Issuance of Securities by Foreign Securities Issuers 71 2007.06.01 Taiwan Stock Exchange Corporation Procedures for Press Conferences Concerning Material Information of Listed Companies 72 2007.05.09 Taiwan Stock Exchange Corporation Rules Governing Trading of Securities in the Altered-Trading-Method Category 73 2007.05.07 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Investment Holding Companies 74 2007.05.07 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Financial Holding Companies 75 2007.05.04 Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants 76 2007.04.26 Detailed Numerical Standards and Exceptions to the Irregularity Standards in Point 4 of the GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions on Over-the-Counter Markets 77 2007.04.23 The Securities Investment Trust and Consulting Association Guidelines for Advertisements and Business Activities Performed by Members and Their Sales Agents 78 2007.04.14 Financial-Supervisory-Securities-VIII-0960013898 79 2007.04.02 Taiwan Stock Exchange Corporation Regulations Governing Auction of Listed Securities by Consignment 80 2007.03.30 GreTai Securities Market Rules Governing Over-the-Counter Trading of Emerging Stocks 81 2007.03.26 Regulations Governing the Preparation of Financial Reports by Securities Firms 82 2007.03.21 Financial-Supervisory-Securities-VIII-09600008090 83 2007.03.16 Regulations Governing Share Repurchase by Exchange-Listed and OTC-Listed Companies 84 2007.03.15 Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms 85 2007.03.13 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Suspending and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements 86 2007.03.12 Regulations Governing the Preparation of Financial Reports by Company-Type Securities Exchanges 87 2007.03.12 Regulations Governing Securities Finance Enterprises 88 2007.03.09 Regulations Governing the Preparation of Financial Reports by Securities Issuers 89 2007.03.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Real Estate Securitization Trustee Institutions 90 2007.03.06 Regulations Governing Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 91 2007.03.06 Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms 92 2007.03.06 Regulations Governing the Offering and Issuance of Securities by Securities Issuers 93 2007.03.05 Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities 94 2007.02.15 Supplementary Provisions to the Taiwan Stock Exchange Corporation Rules for Review of Securities Listings 95 2007.02.14 GreTai Securities Market Rules for Review of Over-the-Counter (OTC) Listing of Securities 96 2007.02.14 Standards for Determining Unsuitability for OTC Listing under Article 10, Paragraph 1 of the GreTai Securities Market Rules Governing Review of Securities Traded on Over-the-Counter Markets 97 2007.02.14 GreTai Securities Market Supplemental Directions for Applications by Construction Companies for Over-the-Counter Listing 98 2007.02.14 GreTai Securities Market Supplemental Rules Governing Applications by Consortiums for Over-the-Counter Listing of Stock 99 2007.02.14 GreTai Securities Market Rules Governing Review of Securities Traded on Over-the-Counter Markets 100 2007.02.14 Regulations Governing the Administration of Shareholder Services of Public Companies 101 2007.02.07 Taiwan Futures Exchange Corporation Rules for Auditing Futures Commission Merchants and Clearing Members 102 2007.02.05 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises of Securities Investment Trust and Consulting Association of the ROC 103 2007.02.05