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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2021.07.26 Taiwan Stock Exchange Corporation Directions for Announcement or Notice of Attention to Trading Information and Dispositions
2. 2021.07.26 Numerical Standards for and Exceptions to the Irregularity Standards in Article 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions
3. 2021.07.08 Taipei Exchange Rules Governing Securities Trading on the TPEx
4. 2021.07.02 The TAIEX Methodology
5. 2021.07.02 Taipei Exchange Directions for Compliance Requirements for the Appointment and Exercise of Powers of the Boards of Directors of TPEx Listed Companies
6. 2021.06.25 Taipei Exchange Rules Governing Rewards for Reporting Unlawful Activities on the Securities Market
7. 2021.06.18 Taipei Exchange Rules Governing Management of Foreign Currency Denominated International Bonds
8. 2021.06.18 Taipei Exchange Operation Directions Governing Liquidity Providers of Foreign Currency Denominated International Bonds
9. 2021.06.10 Directions for the Handling by Custodians of Central Custody and Book-Entry Operations for Securities
10. 2021.06.10 Taiwan Depository & Clearing Corporation Directions for the Handling by Participants of Book-Entry Operations for Day Trades, Out-Trades, Account Number Corrections, Failed Trades, and Defaults
11. 2021.06.10 Taiwan Depository & Clearing Corporation Directions for the Handling by Participants of Book-Entry Operations for Securities and Money Borrowing and Lending
12. 2021.06.10 Taiwan Depository & Clearing Corporation Directions for the Handling by Participants of Book-Entry Operations for the Clearing and Settlement of TPEx-Traded Emerging Stocks and Open-End Beneficial Certificates
13. 2021.06.10 Taiwan Depository & Clearing Corporation Directions for the Handling by Participants and Custodians of Trade Settlement Data Transmission Operations
14. 2021.06.08 Corporate Governance Best-Practice Principles for Futures Commission Merchants
15. 2021.06.03 Taipei Exchange Foundation Administrative Rules Governing the Host Co-Location Service
16. 2021.06.03 Taipei Exchange Foundation Host Co-Location Service Agreement
17. 2021.06.02 Taipei Exchange Principles for Handling Information Disclosure on the Key Financials Section of the Market Observation Post System (MOPS)
18. 2021.06.01 Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC)
19. 2021.05.28 Taiwan Futures Exchange Corporation Rules Governing the Dynamic Price Banding Mechanism
20. 2021.05.25 Guidelines for the Work-From-Home Application by Securities Firms in Response to COVID-19
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Futures Trading Act
2. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
3. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
4. Regulations Governing Futures Commission Merchants
5. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
6. Rules for Futures Commission Merchants in Reporting Default by Principals
7. Regulations Governing Futures Advisory Enterprises
8. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
9. Regulations Governing Managed Futures Enterprises
10. Regulations Governing Futures Trust Enterprises
11. Regulations Governing Futures Clearing Houses
12. Regulations Governing Futures Trust Funds
13. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
14. Standards Governing the Establishment of Futures Commission Merchants
15. Futures Trading Act Enforcement Rules
16. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
17. Standards Governing the Establishment of Futures Exchanges
18. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
19. Standards Governing the Establishment of Futures Advisory Enterprises
20. Standards Governing the Establishment of Managed Futures Enterprises
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2021.08.04 Financial-Supervisory-Securities-Corporate-11003362463
2. 2021.04.15 Financial-Supervisory-Securities-Corporate-11003362462
3. 2021.03.31 Financial-Supervisory-Securities-Corporate-1090150022
4. 2021.03.31 Financial-Supervisory-Securities-Corporate-10901500221
5. 2021.03.23 Financial-Supervisory-Securities-Firms-11003334781
6. 2021.03.23 Financial-Supervisory-Securities-Firms-1100333478
7. 2020.11.30 Financial-Supervisory-Securities-Futures-1090365253
8. 2020.11.02 Financial-Supervisory-Securities-Firms-1090359321
9. 2020.09.10 Financial-Supervisory-Securities-Firms-1090364120
10. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
11. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
12. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
13. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
14. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
15. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
16. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
17. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
18. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
19. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
20. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118