ITEM DATE LAW NAME 1 2011.11.09 The Banking Act of The Republic of China 2 2011.10.27 Taiwan Futures Exchange Corporation Operational Regulations for Block Trading 3 2011.10.27 Operating Rules of the Taiwan Futures Exchange Corporation 4 2011.10.27 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts 5 2011.10.27 Taiwan Futures Exchange Corporation Trading Rules for Mini-TAIEX Futures Contracts 6 2011.10.27 Taiwan Stock Exchange Corporation Regulations Governing Contracts for the Listing of Foreign Stocks 7 2011.10.27 Taiwan Stock Exchange Corporation Rules Governing Contracts for the Listing of Taiwan Depositary Receipts 8 2011.10.27 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts 9 2011.10.26 Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers 10 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronics Sector Index Option Contracts 11 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Finance Sector Index Option Contracts 12 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Futures Contract 13 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for FTSE/TWSE Taiwan 50 Index Futures Contracts 14 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Options Contract 15 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Single Stock Futures Contracts 16 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Stock Option Contracts 17 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Options Contracts 18 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronic Sector Index Futures Contracts 19 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts 20 2011.10.13 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Futures Contracts 21 2011.10.05 Principles for Assignment of Ticker Symbols in the Republic of China Securities Markets 22 2011.09.30 GreTai Securities Market Regulations Governing the Trading of Call (Put) Warrants 23 2011.09.30 GreTai Securities Market Rules Governing the Review of Call (put) Warrants for Trading on the GTSM 24 2011.09.21 Operating Rules of the Taiwan Stock Exchange Corporation 25 2011.09.13 GreTai Securities Market Rules Governing Securities Trading on the GTSM 26 2011.09.09 Taiwan Stock Exchange Corporation Standards Governing Securities Firm Sites and Facilities 27 2011.08.26 Taiwan Stock Exchange Corporation Rules Governing Block Trading of Listed Securities 28 2011.08.26 Taiwan Stock Exchange Corporation Measures for Responding to Natural Disasters 29 2011.08.26 Taiwan Stock Exchange Corporation Guidelines for Securities Brokers in Reporting Failed Trades and Defaults by Principals 30 2011.08.26 Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 31 2011.08.22 Taiwan Futures Exchange Corporation Exchange Fee Schedule 32 2011.08.22 Taiwan Futures Clearing Service Fee Schedule 33 2011.08.22 Corporate Social Responsibility Best Practice Principles for TWSE/GTSM-Listed Companies 34 2011.08.19 Taiwan Stock Exchange Corporation Guidelines for Creation and Redemption of Exchange Traded Funds 35 2011.08.15 GreTai Securities Market Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of GTSM Listed Companies 36 2011.08.15 Regulations Governing the Preparation of Financial Reports by Company-Type Stock Exchanges 37 2011.08.15 Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses 38 2011.08.15 Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges 39 2011.08.15 Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants 40 2011.08.11 Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings 41 2011.08.08 Standards for Determining Unsuitability for GTSM Listing under Article 10, Paragraph 1 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 42 2011.08.08 GreTai Securities Market Supplemental Rules Governing Applications by Group Enterprises for GTSM Listing of Stock 43 2011.08.08 GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 44 2011.08.04 Regulations Governing Appointment of Independent Directors and Compliance Matters for Public Companies 45 2011.07.27 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of Companies with GTSM Listed Securities 46 2011.07.21 Taiwan Futures Exchange Corporation Operational Guidelines for Futures Commission Merchants Completing and Submitting Trading Order Forms Electronically 47 2011.07.07 Regulations Governing the Preparation of Financial Reports by Securities Issuers 48 2011.06.30 Directions for Use by Securities Investment Trust Enterprises of Securities Investment Trust Funds for Trading of Securities-Related Products 49 2011.06.29 Company Act 50 2011.06.15 GreTai Securities Market Procedures for the Review of Securities for GTSM Listing 51 2011.06.09 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings 52 2011.06.08 Taiwan Futures Exchange Corporation Criteria for Clearing Membership 53 2011.06.08 Taiwan Futures Exchange Corporation Procedural Guidelines For Clearing Members Unable To Maintain Conformance With Clearing Member Standards 54 2011.06.03 Taiwan Stock Exchange Corporation Rules Governing Trading of Call (Put) Warrants 55 2011.06.03 GreTai Securities Market Rules Governing Management of Foreign Currency Denominated International Bonds 56 2011.06.01 GreTai Securities Market Rules Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets 57 2011.05.18 Taiwan Stock Exchange Corporation Rules Governing Implementation of the Stock Market Surveillance System 58 2011.05.10 GreTai Securities Market Rules Governing Information Reporting by Companies with GTSM-listed Securities 59 2011.05.04 GreTai Securities Market Procedures for Review of GTSM Trading of Foreign Securities 60 2011.04.21 Taiwan Futures Exchange Corporation Guidelines Governing Applications by Institutional Investors to Increase Position Limits 61 2011.04.15 GreTai Securities Market Regulations Governing GTSM Listing Contracts for Call (Put) Warrants 62 2011.04.15 GreTai Securities Market Directions for Information to be Published in Public Offering Prospectuses for Call (Put) Warrants 63 2011.04.14 GreTai Securities Market Procedures for the Review of Financial Reports of GTSM Listed Companies 64 2011.03.31 Corporate Governance Best-Practice Principles for TWSE/GTSM Listed Companies 65 2011.03.25 GreTai Securities Market Regulations Governing the Trading of Financial Derivatives on the GTSM 66 2011.03.18 Directions for Collateral Management in Fixed-price and Competitive Auction Securities Borrowing and Lending Transactions 67 2011.03.18 GreTai Securities Market Procedures for Press Conferences Concerning Material Information of Companies with GTSM Listed Securities 68 2011.03.18 Regulations Governing the Appointment and Exercise of Powers by the Remuneration Committee of a Company Whose Stock is Listed on the Stock Exchange or Traded Over the Counter 69 2011.03.10 Taiwan Stock Exchange Corporation Procedures for Press Conferences Concerning Material Information of Listed Companies 70 2011.03.03 Supplementary Provisions to the Taiwan Stock Exchange Corporation Rules for Review of Securities Listings 71 2011.03.03 Operation Directions for Applications by Overseas Chinese, Foreign Nationals, and Mainland China Area Investors for Registration to Invest in Domestic Securities or Trade Domestic Futures 72 2011.03.02 GreTai Securities Market Rules Governing the Review of Emerging Stocks for Trading on the GTSM 73 2011.03.02 GTSM Securities Market Rules Governing the Review of Foreign Securities for Trading on the GTSM 74 2011.02.25 Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings 75 2011.02.24 Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation 76 2011.02.11 GreTai Securities Market Rules Governing the Trading of Emerging Stocks on the GTSM 77 2011.02.01 Corporate Governance Best-Practice Principles for Futures Commission Merchants 78 2011.01.31 Matters Required to be Included in the Corporate Bylaws of Credit Rating Agencies 79 2011.01.28 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members 80 2011.01.26 Taiwan Stock Exchange Corporation Measures for Handling Malfunctions or Telecommunication Disruptions in Trading Systems or Trading Transmission Systems 81 2011.01.26 GreTai Securities Market Procedures for the Review of Call (Put) Warrants 82 2011.01.12 Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates 83 2011.01.12 Regulations Governing Information to be Published in Public Offering and Issuance Prospectuses 84 2011.01.12 Regulations Governing Information to be Published in Annual Reports of Public Companies 85 2011.01.11 Regulations Governing Futures Commission Merchants 86 2011.01.11 Regulations Governing Securities Firms 87 2010.12.31 Taiwan Stock Exchange Corporation Rules Governing Information Reporting by Companies with Exchange-Listed Securities and Offshore Fund Institutions with Exchange-Listed Offshore Exchange-Traded Funds 88 2010.12.31 Taiwan Stock Exchange Corporation Rules Governing Trading of Securities in the Altered-Trading-Method Category 89 2010.12.29 Regulations Governing Information to be Published in Prospectuses by Securities Investment Trust Enterprises Offering Securities Investment Trust Funds 90 2010.12.29 Taiwan Stock Exchange Corporation Rules Governing Call (Put) Warrant Listing Contracts 91 2010.12.29 Securities Transaction Tax Act 92 2010.12.24 Taiwan Depository & Clearing Corporation Operating Rules for Short-Term Bills 93 2010.12.22 Regulations Governing the Scope of Material Information and the Means of its Public Disclosure Under Article 157-1, Paragraphs 5 and 6 of the Securities and Exchange Act 94 2010.12.21 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities 95 2010.12.20 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises 96 2010.12.20 Regulations Governing Securities Investment Consulting Enterprises (93.10.30 Announced) 97 2010.12.09 Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules 98 2010.12.02 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Suspending and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements 99 2010.12.02 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions 100 2010.11.30 Detailed Numerical Standards and Exceptions to the Irregularity Standards in Article 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions 101 2010.11.30 GreTai Securities Market Operation Directions for Announcement or Notice of Attention to Trading Information and Dispositions on the GTSM 102 2010.11.30 Taiwan Stock Exchange Corporation Directions for Announcement or Notice of Attention to Trading Information and Dispositions 103 2010.11.30 Financial-Supervisory-Securities-Firms-0990066528 104 2010.11.29 Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 105 2010.11.29 Taiwan Stock Exchange Corporation Guidelines for the Exercise of Call (Put) Warrants 106 2010.11.29 Taiwan Futures Exchange Corporation Operation Directions Governing the Sending of Reconciliation Statements and the Cancellation of Accounts by Futures Commission Merchants 107 2010.11.29 Taiwan Futures Exchange Corporation Rules Governing Online Reporting Procedures for Futures Commission Merchants 108 2010.11.29 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants Appointing Introducing Brokers to Assist in Processing Margin Withdrawal Requests from Futures Traders 109 2010.11.29 Taiwan Stock Exchange Corporation Rules for Review of Call (Put) Warrant Listings 110 2010.11.25 Regulations Governing Book-Entry Operations for Centrally Deposited Securities 111 2010.11.24 Securities and Exchange Act 112 2010.11.11 Financial-Supervisory-Securities-Firms-0990064095 113 2010.11.10 Regulations Governing Securities Investment Trust Funds (93.10.30) 114 2010.11.03 Regulations Governing Registration Procedures and Fees in Applications for Computer-Processed Personal Data by Securities and Futures Enterprises 115 2010.10.28 Regulations Governing the Administration of Credit Rating Agencies 116 2010.10.19 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan IndexSM Options Contracts 117 2010.10.19 Taiwan Futures Exchange Corporation Trading Rules for the Gold Options Contract 118 2010.10.18 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants and Clearing Members Conducting Operations in Relation to the pledging of securities as Margin Collateral 119 2010.10.14 Financial-Supervisory-Securities-Firms-0990056693 120 2010.10.13 Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities 121 2010.10.13 Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies 122 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Clearing Committee 123 2010.10.13 Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies 124 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Trading Committee 125 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Disciplinary Committee 126 2010.10.11 Regulations Governing Futures Trust Enterprises 127 2010.10.11 Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants 128 2010.10.11 Regulations Governing Responsible Persons and Associated Persons of Securities Firms 129 2010.10.11 Regulations Governing Managed Futures Enterprises 130 2010.10.11 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises 131 2010.10.11 Regulations Governing Securities Finance Enterprises 132 2010.10.06 Regulations Governing Securities Investment and Futures Trading in Taiwan by Mainland Area Investors 133 2010.10.04 Financial-Supervisory-Securities-Firms-0990054351 134 2010.09.29 Regulations Governing the Offering and Issuance of Securities by Securities Issuers 135 2010.09.29 Financial-Supervisory-Securities-Firms-0990046578 136 2010.09.21 Directions for Futures Trading by Overseas Chinese and Foreign Nationals 137 2010.09.14 Financial-Supervisory-Securities-Firms-0990042998 138 2010.09.03 Ethical Corporate Management Best Practice Principles for TWSE/GTSM-Listed Companies 139 2010.09.03 Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises 140 2010.09.03 Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities 141 2010.09.03 Regulations Governing Offshore Funds 142 2010.09.01 Directions for Public Companies Conducting Private Placements of Securities 143 2010.08.31 Taiwan Futures Exchange Method of Calculating Accumulated New Taiwan Dollar Realized Gains for Offshore Overseas Chinese, Foreign Nationals, and Mainland Area Investors Engaging in Futures Trading 144 2010.08.20 Taiwan Securities Association Directions for Information to be Published in Securities Underwriter Evaluation Reports for the Public Offering and Issuance of Securities by Foreign Securities Issuers 145 2010.08.19 Regulations Governing The Use Of Trading Information 146 2010.08.16 Taiwan Futures Exchange Corporation Rules Governing Surveillance Of Market Positions 147 2010.08.16 Standards Governing Eligibility of Securities for Margin Purchase and Short Sale 148 2010.08.10 Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms 149 2010.08.06 Taiwan Stock Exchange Corporation Regulations Governing Trading of Depositary Receipts 150 2010.08.02 Regulations Governing Futures Exchanges 151 2010.08.02 Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms 152 2010.08.02 Regulations Governing Futures Clearing Houses 153 2010.08.02 Regulations Governing Futures Advisory Enterprises 154 2010.07.30 Operating Rules for Securities Lending by Securities Firms 155 2010.07.21 Directions for Filing Reports on Acquisition of Shares in Accordance With Article 43-1, Paragraph 1 of the Securities and Exchange Act 156 2010.07.16 Operating Rules for Securities Business Money Lending by Securities Firms 157 2010.07.13 Financial-Supervisory-Securities-Firms-0990020823 158 2010.07.13 Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers 159 2010.07.08 Financial-Supervisory-Securities-Firms-09900311421 160 2010.07.06 Financial-Supervisory-Securities-Firms-09900311422 161 2010.07.06 Regulations Governing Securities Lending by Securities Firms 162 2010.07.01 Regulations Governing the Preparation of Financial Reports by Securities Firms 163 2010.06.09 Securities Investment Trust and Consulting Act 164 2010.06.09 Futures Trading Act 165 2010.06.07 Agreement for Futures Trust Enterprise Engaging Other Professional Institution with Discretionary Power to Utilize Futures Trust Fund (Exemplar) 166 2010.05.26 Personal Information Protection Act 167 2010.05.21 Financial-Supervisory-Securities-Firms-0990015005 168 2010.05.20 Taiwan Stock Exchange Corporation Procedures for the Verification and Public Disclosure of Material Information on Secondary-Listed Foreign Stocks 169 2010.05.19 Regulations Governing the Offering and Issuance of Securities by Foreign Issuers 170 2010.05.18 Financial-Supervisory-Securities-Firms-0990017341 171 2010.05.11 Regulations Governing the Offering and Issuance of Overseas Securities by Issuers 172 2010.05.07 Financial-Supervisory-Securities-Firms-09900194881 173 2010.05.06 XXX Co., Ltd. Self-Regulatory Rules on Disclosure of Merger and Acquisition Information, Template Version 174 2010.04.30 The Securities Investment Trust and Consulting Association Guidelines for Advertisements and Business Activities Performed by Members and Their Sales Agents 175 2010.04.19 Financial-Supervisory-Securities-Firms-0990016418 176 2010.04.19 Detailed Numerical Standards and Exceptions to the Irregularity Standards in Point 4 of the GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Dispositions on the GTSM 177 2010.04.13 Financial-Supervisory-Securities-Firms-0990012963 178 2010.04.07 Regulations Governing Applications for Issuance of Call (Put) Warrants by Issuers 179 2010.04.02 Taiwan Futures Exchange Corporation Regulations Governing the Brokerage Contracts of Futures Brokers 180 2010.03.24 Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets 181 2010.03.24 Regulations Governing the Establishment of Internal Control Systems by Securities Investment Trust Enterprises and by Securities Investment Consulting Enterprises Conducting Discretionary Investment Business 182 2010.03.23 Taiwan Futures Exchange Corporation Directions for Futures Commission Merchants and Clearing Members Handling Deposits by Stock Call Option Writers of Underlying Securities as Margin 183 2010.03.19 Regulations Governing Loaning of Funds and Making of Endorsements/Guarantees by Public Companies 184 2010.03.19 GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement 185 2010.03.16 Regulations Governing Approval and Management of Securities and Futures Transactions and Investment Between the Taiwan Area and the Mainland Area 186 2010.03.16 Regulations Governing Securities Investment Trust Enterprises 187 2010.03.11 Financial-Supervisory-Securities-Firms-0990004326 188 2010.02.12 Financial-Supervisory-Securities-Firms-09800706991 189 2010.02.11 Regulations Governing the Administration of Shareholder Services of Public Companies 190 2010.02.04 Regulations Governing the Organization and Mediation Procedures of Securities Investor and Futures Trader Protection Institution Mediation Committees 191 2010.02.04 Standards Governing the Establishment of Futures Trust Enterprises 192 2010.02.04 Regulations Governing the Establishment, Supervision, and Management of Urban Renewal Investment Trust Companies 193 2010.02.04 Regulations Governing the Qualification Requirements and Professional Development of Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 194 2010.02.04 Standards Governing the Establishment of Securities Investment Trust Enterprises 195 2010.02.04 Standards Governing the Establishment of Securities Investment Consulting Enterprises 196 2010.02.04 Financial-Supervisory-Securities-Firms-0980069092 197 2010.01.27 Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers 198 2010.01.27 Risk Management Best-Practice Principles For Futures Commission Merchants 199 2010.01.26 Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading 200 2010.01.21 Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers 201 2010.01.21 Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers 202 2010.01.15 Financial-Supervisory-Securities-Firms-0990002770 203 2010.01.13 Financial-Supervisory-Securities-Firms-0980067784 204 2010.01.13 Financial-Supervisory-Securities-Firms-09800677841 205 2010.01.06 Regulations Governing Securities Dealers Associations 206 2009.12.29 Regulations Governing Public Tender Offers for Securities of Public Companies 207 2009.12.29 Regulations Governing Information to be Published in Public Tender Offer Prospectuses 208 2009.12.24 Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC) 209 2009.12.23 Financial-Supervisory-Securities-0980067168 210 2009.12.21 Taiwan Futures Exchange Operational Rules Governing Market Makers 211 2009.12.11 Financial-Supervisory-Securities-0980061724 212 2009.12.11 Regulations Governing Content and Compliance Requirements for Shareholders' Meeting Agenda Handbooks of Public Companies 213 2009.12.10 GreTai Securities Market Rules Governing the Electronic Bond Trading System 214 2009.11.10 Financial-Supervisory-Securities-Firms-0980056973 215 2009.11.10 Financial-Supervisory-Securities-Firms-09800569731 216 2009.11.06 Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants 217 2009.11.04 Financial-Supervisory-Securities-Firms-09800415751 218 2009.11.04 Financial-Supervisory-Securities-Firms-09800571361 219 2009.11.03 Financial-Supervisory-Securities-Firms-0980053778 220 2009.10.29 Financial-Supervisory-Securities-Firms-0980056781 221 2009.10.20 Taiwan Futures Exchange Corporation Methods and Standards for Receipt of Clearing Margins 222 2009.10.20 Taiwan Stock Exchange Operating Procedures for the Handling of an Appeal by a Securities Firm or Securities Firm Employee Against an Enforcement Action on a Deficiency Identified in an Audit 223 2009.09.28 Financial-Supervisory-Securities-Firms-09800506161 224 2009.09.28 Financial-Supervisory-Securities-Firms-0980048493 225 2009.09.25 Regulations Governing the Operation of Discretionary Investment Services by Securities Investment Consulting Enterprises and Securities Investment Trust Enterprises 226 2009.09.25 Regulations Governing Securities Investment Trust Funds 227 2009.09.25 Rules Governing Securities Investment Trust Enterprises 228 2009.09.25 Rules Governing Securities Investment Consulting Enterprises 229 2009.09.22 Contract for the Listing of Foreign Stock 230 2009.09.21 Taiwan Stock Exchange Corporation Guidelines Governing the Particulars to be Recorded in a Public Offering Prospectus for Call (Put) Warrants 231 2009.09.21 Financial-Supervisory-Securities-Firms-0980049418 232 2009.09.21 Taiwan Stock Exchange Corporation Operation Directions Governing Liquidity Providers of Call (Put) Warrants 233 2009.09.14 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Financial Holding Companies 234 2009.09.14 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Investment Holding Companies 235 2009.09.09 GreTai Securities Market Supplemental Directions for Applications by Financial Holding Companies for GTSM Listing 236 2009.09.09 GreTai Securities Market Supplemental Directions for Applications by Investment Holding Companies for Over-the-Counter Listing 237 2009.08.21 Financial-Supervisory-Securities-Firms-0980042601 238 2009.08.21 Financial-Supervisory-Securities-Firms-09800426012 239 2009.08.21 Financial-Supervisory-Securities-Firms-0980041547 240 2009.08.21 Financial-Supervisory-Securities-Firms-09800426013 241 2009.08.21 Financial-Supervisory-Securities-Firms-09800415471 242 2009.08.21 Financial-Supervisory-Securities-Firms-09800426011 243 2009.08.21 Financial-Supervisory-Securities-Firms-0980043062 244 2009.08.20 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises 245 2009.08.13 Contract for Trading International Bonds on the GTSM 246 2009.08.04 Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Beneficial Certificates 247 2009.07.30 Regulations Governing the Securities Investor and Futures Trader Protection Institution 248 2009.07.30 Regulations Governing Payment Operations of Securities Investor and Futures Trader Protection Funds 249 2009.07.30 Taiwan Stock Exchange Corporation Regulations Governing Trading of Foreign Stocks 250 2009.07.24 Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Securities in a Real Estate Investment Trust or Real Estate Asset Trust 251 2009.07.22 Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms 252 2009.07.17 Guidelines for Pre-Account Opening Procedures by FCM-Appointed Introducing Brokers Outside of the place of business 253 2009.07.15 Financial-Supervisory-Securities-Firms-0980035757 254 2009.07.15 Financial-Supervisory-Securities-Firms-09800357573 255 2009.07.15 Financial-Supervisory-Securities-Firms-09800357572 256 2009.07.15 Financial-Supervisory-Securities-Firms-09800357571 257 2009.07.14 Financial-Supervisory-Securities-Firms-0980030770 258 2009.07.09 Points For Attention for Futures Commission Merchants Engaging Securities Firms to Operate Futures Introducing Broker Business 259 2009.07.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Securities Investment Trust Companies with Listed Securities Investment Trust Funds and Offshore Fund Entities with Listed Offshore Exchange-Traded Funds 260 2009.06.26 GreTai Securities Market Rules Governing the Use of Securities Trading Information 261 2009.06.18 Financial-Supervisory-Securities-Firms-0980028342 262 2009.06.18 Financial-Supervisory-Securities-Firms-09800283421 263 2009.06.16 Standards Governing the Establishment of Securities Firms 264 2009.06.10 Certified Public Accountant Act 265 2009.06.09 Financial-Supervisory-Securities-Firms-0980025539 266 2009.06.09 Taiwan Stock Exchange Corporation Rules Governing Purchase of Listed Securities by Reverse Auction 267 2009.06.09 Taiwan Stock Exchange Corporation Operational Guidelines for Omnibus Trading Accounts 268 2009.06.09 Taiwan Stock Exchange Corporation Rules Governing Auction of Listed Securities by Consignment 269 2009.06.06 Financial-Supervisory-Securities-Firms-0980019483 270 2009.06.06 Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies 271 2009.06.06 Regulations Governing Futures Trust Funds 272 2009.06.05 Taiwan Futures Exchange Corporation Contract for Clearing and Settlement of Futures Trading 273 2009.06.03 Business Entity Accounting Act 274 2009.05.21 Regulations Governing Certification of Corporate Stock and Bond Issues by Public Companies 275 2009.05.20 Securities Investor and Futures Trader Protection Act 276 2009.04.30 Financial-Supervisory-Securities-VIII-09800176691 277 2009.04.30 Financial-Supervisory-Securities-VIII-09800176694 278 2009.04.30 Financial-Supervisory-Securities-VIII-09800176692 279 2009.04.30 Financial-Supervisory-Securities-VIII-09800176693 280 2009.03.31 Model Money Laundering Control Guidelines for Securities Firms 281 2009.03.20 Guidelines for Anti-Money Laundering Noticeable Items for Securities Investment Trust Business and Security Investment Consulting Business 282 2009.03.16 Regulations Governing Establishment of Internal Control Systems by Public Companies 283 2009.03.06 Guidelines for Account Opening and Futures Trading by Insiders of Futures Introducing Brokers Opening Accounts to Engage in Futures Trading 284 2009.03.06 Financial-Supervisory-Securities-VII-09800079231 285 2009.03.06 Guidelines for Account Opening and Futures Trading by Insiders of Futures Commission Merchants 286 2009.02.11 Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities 287 2009.01.21 Clauses of the Real Estate Securitization Act 288 2008.12.24 Taiwan Futures Exchange Corporation (TAIFEX) Operational Guidelines for Determining the NT Dollar-denominated Gold Futures Contract and Gold Options Contract Final Settlement Price 289 2008.12.15 GreTai Securities Market Rules Governing When-issued Trading of Central Government Bonds on the GTSM 290 2008.11.28 Taiwan Futures Exchange Corporation Directions for Applications by Futures Commission Merchants to Continue Operation After Force Majeure Events 291 2008.11.21 Taiwan Stock Exchange Corporation Rate Table for Securities Listing Fees 292 2008.11.21 Taiwan Stock Exchange Corporation Rules Governing the Collection of Securities Listing Application Review Fees 293 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan Stock Index SM Futures Contracts 294 2008.11.05 Taiwan Futures Exchange Corporation Points for Attention by Futures Commission Merchants and Clearing Members Depositing Proprietary Funds in Segregated Margin Accounts 295 2008.11.05 Taiwan Futures Exchange Directions For Clearing And Settlement Operations By Mandated Clearing Members 296 2008.11.05 Procedural Guidelines for Changes of Consigned Clearing Members by Futures Commission Merchants 297 2008.11.04 GreTai Securities Market Guidelines for Lead Recommending Securities Firms Mandated to Assist GTSM Primary Listed Companies in Complying with the Laws of the ROC and the GreTai Securities Market Rules Related to GTSM Listing 298 2008.09.04 Taiwan Stock Exchange Corporation Direction for Auditing Internal Control Systems of Listed Companies 299 2008.09.04 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers 300 2008.09.03 Guidelines for Settlement-Driven Securities Borrowing and Covering of Cash Collateral Shortfall by Securities Firms 301 2008.08.06 Futures Transaction Tax Act 302 2008.07.21 Taiwan Futures Exchange Corporation Rules for Determining the Final Settlement Price for Gold Futures Contracts 303 2008.07.11 Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans 304 2008.07.10 Regulations Governing Share Repurchase by Exchange-Listed and OTC-Listed Companies 305 2008.06.27 Standards Governing the Establishment of Futures Advisory Enterprises 306 2008.06.09 GreTai Securities Market Regulations Governing Bond Payment Settlement Reserves for the Electronic Bond Trading System 307 2008.05.20 Rules and Review Procedures for Director and Supervisor Share Ownership Ratios at Public Companies 308 2008.05.16 Regulations Governing Approval of Certified Public Accountants to Audit and Attest to the Financial Reports of Public Companies 309 2008.05.16 Regulations Governing Auditing and Attestation of Financial Statements by Certified Public Accountants 310 2008.04.23 Taiwan Futures Exchange Corporation Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Futures Commission Merchants and Clearing Members 311 2008.04.11 Directions for the Conduct of Wealth Management Business by Securities Firms 312 2008.04.08 Corporate Governance Best-Practice Principles for SITEs/SICEs 313 2008.03.19 Regulations Governing Information to be Published in Prospectuses for Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 314 2008.03.14 Taiwan Futures Exchange Corporation Guidelines for Application by Futures Commission Merchants for Emergency Measures against Insufficient Adjusted Net Capital 315 2008.03.10 Regulations Governing Applications for CPA Certificates and Practice Registration 316 2008.02.29 Taiwan Futures Exchange Corporation Rules for Encouraging Reporting of Unlawful Activities on the Futures Market 317 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Engaging the Custodian Institution） 318 2008.02.21 Discretionary Investment Services Contract Template 319 2008.02.21 Discretionary Investment Services Contract Template（For Customer Entrusting Assets to the Custodian Institution） 320 2008.02.21 Discretionary Investment Services Contract Template（For Trust Enterprises Mandating SITEs or SICEs） 321 2008.02.21 Mandate Contract Template 322 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Entrusting Assets to the Custodian Institution） 323 2008.02.21 Trust Agreement Template 324 2008.01.11 Regulations Governing Procedure for Board of Directors Meetings of Public Companies 325 2008.01.11 Taiwan Futures Exchange Corporation Trading Rules for NT Dollar Denominated Gold Futures Contracts 326 2008.01.08 Securities and Exchange Act Enforcement Rules 327 2007.12.31 Standards Governing the Establishment of Managed Futures Enterprises 328 2007.12.07 Taiwan Futures Exchange Corporation Trading Rules for 10-Year Government Bond Futures Contracts 329 2007.11.16 Financial-Supervisory-Securities-VI-0960058234 330 2007.11.15 Financial-Supervisory-Securities-VIII-0960057430 331 2007.10.25 Financial-Supervisory-Securities-VIII-0960056366 332 2007.10.02 Standards Governing the Establishment of Futures Commission Merchants 333 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 334 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for 30-Day Commercial Paper Rate Futures Contracts 335 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 336 2007.09.27 Guidelines for Pre-Account Opening Procedures by Futures Commission Merchants Outside Their Place of Business 337 2007.08.01 Financial-Supervisory-Securities-VIII-0960032781 338 2007.07.30 Financial-Supervisory-Securities-VIII-0960027617 339 2007.07.17 Taiwan Futures Exchange Operational Guidelines for the Implementation of Direct Market Access by Futures Brokers 340 2007.07.10 Regulations Governing Information to be Published in Prospectuses by Futures Trust Enterprises Offering Futures Trust Funds 341 2007.06.15 Financial-Supervisory-Securities-VIII-0960027033 342 2007.06.11 Taiwan Stock Exchange Corporation Directions For the Recognition of the Qualifications of Issuers of Exchange-Traded Funds and Underlying Indexes 343 2007.06.05 Taiwan Futures Exchange Corporation Standards for Collection of Trading Information User Fees 344 2007.06.05 Taiwan Futures Exchange Corporation Trading Information Usage Contract (Applicable for Telecommunications Enterprises, Information Companies, News Media Institutions, Radio and Television Enterprises, Internet Firms, and Qualified Foreign Institutional Investors ) 345 2007.06.05 Taiwan Futures Exchange Rules Governing the Use of Trading Information 346 2007.04.14 Financial-Supervisory-Securities-VIII-0960013898 347 2007.03.21 Financial-Supervisory-Securities-VIII-09600008090 348 2007.03.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Real Estate Securitization Trustee Institutions 349 2007.03.03 Establishment of an Information and Communications Security Inspection System for Futures Commission Merchants 350 2007.02.14 GreTai Securities Market Supplemental Directions for Applications by Construction Companies for GTSM Listing 351 2007.02.14 Rules Relating to Article 3, Paragraph 1, Subparagraph 4 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 352 2007.02.07 Taiwan Futures Exchange Corporation Rules for Auditing Futures Commission Merchants and Clearing Members 353 2007.02.05 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises of Securities Investment Trust and Consulting Association of the ROC 354 2007.01.19 Regulations Governing the Acquisition and Disposal of Assets by Public Companies 355 2007.01.17 Taiwan Futures Exchange Corporation Guidelines for the Management of Futures Auction Terminals 356 2007.01.12 Operation Directions for Electronic Certificate Delivery by Securities Firms and Futures Commission Merchants 357 2007.01.12 Financial-Supervisory-Securities-VIII-0950159353 358 2006.12.29 Taiwan Futures Exchange Corporation Trading Rules for Gold Futures Contracts 359 2006.12.20 Taiwan Futures Exchange Corporation Procedures for Suspension or Termination of Futures Commission Merchant and Clearing Member Operations 360 2006.12.15 Financial-Supervisory-Securities-VIII-0950154093 361 2006.11.22 GreTai Securities Market Directions for Classifying and Adjusting the Industry Categories of GTSM Listed Companies 362 2006.11.15 Taiwan Stock Exchange Corporation Key Points for Classifying and Adjusting Categories of Industries of Listed Companies 363 2006.11.15 Financial-Supervisory-Securities-VIII-0950150335 364 2006.10.23 Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms 365 2006.09.13 Financial-Supervisory-Securities-VIII-0950004331 366 2006.09.06 Rules For The Reporting And Handling Of Out-Trades By Futures Commission Merchants 367 2006.08.18 Financial-Supervisory-Securities-VIII-0950003928 368 2006.08.04 Financial-Supervisory-Securities-VIII-0950131021 369 2006.08.04 Directions for Accounting Firms Applying to Bring Foreign Students to the Republic of China for Internships 370 2006.06.27 Regulations Governing Over-the-Counter Trading Enterprises 371 2006.06.27 Regulations Governing Securities and Futures Holding Companies 372 2006.06.20 Financial-Supervisory-Securities-VIII-0950002861 373 2006.06.14 Regulations Governing Centralized Securities Depository Enterprises 374 2006.06.13 Rules Governing Stock Exchanges 375 2006.06.08 Regulations Governing the Review of Professional Development Institutions for Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 376 2006.06.06 Adjusted Net Capital Reporting Procedures for Futures Commission Merchants 377 2006.05.16 Financial-Supervisory-Securities-VIII-0950111572 378 2006.05.15 Rules for Futures Commission Merchants in Reporting Default by Principals 379 2006.05.03 Contract for the Listing of Taiwan Depositary Receipts 380 2006.04.18 Regulations to Encourage the Reporting of Cases of Illegal Use of Proxies for Shareholder meetings of Public Companies 381 2006.04.12 Financial-Supervisory-Securities-VIII-0950001805 382 2006.03.28 Regulations Governing the Exercise of Powers by Audit Committees of Public Companies 383 2006.03.27 Taiwan Futures Exchange Guidelines for Applications by Institutional Investors to Open Hedge Accounts for Futures Trading 384 2006.03.27 Guidelines for Futures Trading by Overseas Chinese and Foreign Nationals 385 2006.03.27 Guidelines for Registration Processing for Managed Futures Enterprises Accepting Joint Mandates for Discretionary Futures Trading 386 2006.03.23 Financial-Supervisory-Securities-VIII-0950001424 387 2006.03.23 Financial-Supervisory-Securities-VIII-0950001425 388 2006.03.23 Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals 389 2006.03.10 Financial-Supervisory-Securities-VIII-0950103817 390 2006.03.06 Regulations Governing Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 391 2006.02.24 Financial-Supervisory-Securities-VIII-0950000911 392 2006.02.08 Sample Sales Agent Agreement (Two Parties) 393 2006.02.08 Sample Sales Agent Agreement (Three Parties) 394 2006.02.03 Financial-Supervisory-Securities-VIII-0950000538 395 2006.01.24 Regulations Governing the Preparation of Financial Reports by Financial Holding Companies