Advanced
New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2021.06.03 Taipei Exchange Foundation Administrative Rules Governing the Host Co-Location Service
2. 2021.06.03 Taipei Exchange Foundation Host Co-Location Service Agreement
3. 2021.05.11 Taiwan Stock Exchange Corporation Co-Location Service Management Regulations
4. 2021.04.29 Taipei Exchange Operation Directions for Sustainable Bonds
5. 2021.04.29 Taipei Exchange Operational Directions for Green Bonds
6. 2021.04.26 TAIFEX Taiwan Stock Exchange Electronic Sector Index Futures Contract Specifications
7. 2021.04.26 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronic Sector Index Futures Contracts
8. 2021.04.26 Taiwan Futures Exchange Corporation Trading Rules for Mini Taiwan Stock Exchange Electronics Sector Index Futures Contracts
9. 2021.04.26 TAIFEX Mini Taiwan Stock Exchange Electronics Sector Index Futures Contract Specifications
10. 2021.03.31 Directions for Announcements or Notices of Attention to Trading Information and Dispositions for Emerging Stocks
11. 2021.03.31 Taipei Exchange Rules Governing the Trading of Emerging Stocks on the TPEx
12. 2021.03.31 Taipei Exchange Directions for the Termination of Trading of the Shares of Foreign Emerging Stock Companies on the TPEx Emerging Stock Market
13. 2021.03.31 Taipei Exchange Handling Procedures for Regulation of Financial and Business Affairs of Emerging Stock Companies
14. 2021.03.31 Taipei Exchange Directions Governing the Particulars to be Recorded in the Internal Operating Rules of Recommending Securities Firms of Emerging Stock Board Stocks
15. 2021.03.31 Taipei Exchange Rules Governing the Registration and Trading of Spot Gold
16. 2021.03.31 Taipei Exchange Measures for Responding to Natural Disasters
17. 2021.03.31 Taipei Exchange Operational Directions for Omnibus Trading Accounts
18. 2021.03.31 Taipei Exchange Emerging Stock Market Emerging Stock Board (ESB) Stock Risk Disclosure Statement (Template)
19. 2021.03.31 Taipei Exchange Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund
20. 2021.03.31 Taipei Exchange Emerging Stock Market Pioneer Stock Board (PSB) Stock Risk Disclosure Statement (Template)
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
2. Futures Trading Act
3. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
4. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
5. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
6. Rules for Futures Commission Merchants in Reporting Default by Principals
7. Regulations Governing Futures Trust Funds
8. Regulations Governing Futures Advisory Enterprises
9. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
10. Regulations Governing Futures Clearing Houses
11. Regulations Governing Futures Commission Merchants
12. Regulations Governing Managed Futures Enterprises
13. Regulations Governing Futures Trust Enterprises
14. Standards Governing the Establishment of Futures Commission Merchants
15. Futures Trading Act Enforcement Rules
16. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
17. Standards Governing the Establishment of Managed Futures Enterprises
18. Standards Governing the Establishment of Futures Exchanges
19. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
20. Standards Governing the Establishment of Futures Advisory Enterprises
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2021.03.31 Financial-Supervisory-Securities-Corporate-1090150022
2. 2021.03.31 Financial-Supervisory-Securities-Corporate-10901500221
3. 2021.03.23 Financial-Supervisory-Securities-Firms-11003334781
4. 2021.03.23 Financial-Supervisory-Securities-Firms-1100333478
5. 2020.11.30 Financial-Supervisory-Securities-Futures-1090365253
6. 2020.11.02 Financial-Supervisory-Securities-Firms-1090359321
7. 2020.09.10 Financial-Supervisory-Securities-Firms-1090364120
8. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
9. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
10. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
11. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
12. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
13. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
14. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
15. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
16. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
17. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
18. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
19. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
20. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331