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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2017.04.21 Taipei Exchange Operational Directions for Green Bonds
2. 2017.04.11 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers
3. 2017.04.10 Taiwan Stock Exchange Corporation Directions for Auditing Internal Control Systems of Listed Companies
4. 2017.04.10 Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies
5. 2017.04.10 Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies
6. 2017.03.31 Regulations Governing Securities Trading on the Taipei Exchange
7. 2017.03.28 Operation Directions for the Calculation of the Number of Shares of Margin Buyers for the Purposes of Share Transfers Upon Special Shareholders Meetings
8. 2017.03.28 Operating Rules for Securities Business Money Lending by Securities Firms
9. 2017.03.28 Operating Rules for Securities Lending by Securities Firms
10. 2017.03.28 Regulations Governing Performance Bonds for Securities Borrowing and Lending by Securities Firms and Securities Finance Enterprises
11. 2017.03.28 Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules
12. 2017.03.17 Taiwan Futures Exchange Corporation Trading Rules for S&P 500 Index Futures Contracts
13. 2017.03.17 Taiwan Futures Exchange Corporation Trading Rules for Dow Jones Industrial Average Index Futures contracts
14. 2017.03.17 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
15. 2017.03.17 Standard Operation Procedure and Directions for Control of "Internal Decision-making Process of Shareholders Meetings Attended by Securities Firms Holing the Companies' Shares and Appointment of Persons to Exercise the Voting Right"
16. 2017.03.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
17. 2017.02.24 Operating Rules of the Taiwan Futures Exchange Corporation
18. 2017.02.24 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts
19. 2017.02.24 Taiwan Futures Exchange Corporation Rules Governing Surveillance Of Market Positions
20. 2017.02.24 Rules For The Reporting And Handling Of Out-Trades and Account Number Corrections By Futures Commission Merchants
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Securities and Exchange Act
2. Taipei Exchange Rules Governing Securities Trading on the TPEx
3. Operating Rules of the Taiwan Futures Exchange Corporation
4. Company Act
5. Regulations Governing Securities Firms
6. Operating Rules of the Taiwan Stock Exchange Corporation
7. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts
8. Futures Trading Act
9. Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
10. Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
11. Regulations Governing Offshore Funds
12. Regulations Governing Futures Commission Merchants
13. Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
14. Corporate Governance Best Practice Principles for TWSE/TPEx Listed Companies
15. Regulations Governing the Offering and Issuance of Securities by Securities Issuers
16. Regulations Governing Securities Investment Trust Funds
17. Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
18. Regulations Governing Responsible Persons and Associated Persons of Securities Firms
19. Securities Investment Trust and Consulting Act
20. Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2017.03.15 Financial-Supervisory-Securities-Firms-1060004899
2. 2017.03.13 Financial-Supervisory-Securities-Firms-1060007307
3. 2017.01.09 Financial-Supervisory-Securities-Firms-1050050072
4. 2016.12.28 Financial-Supervisory-Securities-Corporate-1050042349
5. 2016.11.11 Financial-Supervisory-Securities-Corporate-1050044504
6. 2016.08.12 Financial-Supervisory-Securities-Firms-1050029770
7. 2016.08.12 Financial-Supervisory-Securities-Firms-10500297701
8. 2016.08.12 Financial-Supervisory-Securities-Firms-10500297702
9. 2016.07.13 Financial-Supervisory-Securities-Firms-10500250095
10. 2016.01.12 Financial-Supervisory-Securities-Firms-1040050964
11. 2016.01.06 Financial-Supervisory-Securities-Firms-1040048721
12. 2016.01.05 Financial-Supervisory-Securities-Corporate-1040042207
13. 2015.12.28 Financial-Supervisory-Securities-Firms-10400407581
14. 2015.11.27 Financial-Supervisory-Securities-Firms-10400483981
15. 2015.11.27 Financial-Supervisory-Securities-Firms-1040048398
16. 2015.10.30 Financial-Supervisory-Securities-Firms-1040038321
17. 2015.10.26 Financial-Supervisory-Securities-SITC-1040042824
18. 2015.10.22 Financial-Supervisory-Securities-Firms-1040036865
19. 2015.10.15 Financial-Supervisory-Securities-SITC-10400393765
20. 2015.04.22 Financial-Supervisory-Securities-Firms-1040013178