Advanced
New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2020.08.28 Guide to Regulations Governing Independent Directors
2. 2020.07.01 Taiwan Stock Exchange Corporation Articles of Incorporation
3. 2020.06.19 Taipei Exchange Procedures for the Handling of Inquiries Submitted by Securities Investment Trust and Consulting Enterprises on Behalf of Employees and Their Spouses and Minor Children Regarding Securities Account and Trading Data
4. 2020.06.11 Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
5. 2020.06.10 Taipei Exchange Operation Directions for the Implementation of Direct Market Access by Securities Brokers
6. 2020.06.10 Securities Investor and Futures Trader Protection Act
7. 2020.05.28 Taipei Exchange Procedures for the Review of Call (Put) Warrants
8. 2020.05.28 Taipei Exchange Procedures for Verification and Disclosure of Material Information of TPEx Listed Call (Put) Warrant Issuers
9. 2020.05.26 ○○○○Corp. 2019 Annual Report
10. 2020.05.21 Taipei Exchange Procedures for the Review of Securities for TPEx Listing
11. 2020.05.21 Taipei Exchange Procedures for Review of TPEx Trading of Foreign Securities
12. 2020.05.19 Securities and Exchange Act
13. 2020.05.05 Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
14. 2020.05.05 Taipei Exchange Rules Governing Securities Trading on the TPEx
15. 2020.05.05 Taipei Exchange Rules Governing Information to be Published in Prospectuses for Applications for Trading of Securities on the TPEx
16. 2020.05.05 Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
17. 2020.04.29 Regulations Governing the Organization and Deliberation Procedures of the CPA Discipline Committee and the CPA Disciplinary Rehearing Committee
18. 2020.04.15 Taiwan Futures Exchange Corporation Trading Rules for FTSE4Good TIP Taiwan ESG Index Futures Contracts
19. 2020.04.15 TAIFEX「 FTSE4Good TIP Taiwan ESG Index Futures」 Contract Specification
20. 2020.04.15 Taiwan Futures Exchange Corporation Trading Rules for TIP Taiwan Market Biotechnology and Medical Care Index Futures Contracts
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
2. Futures Trading Act
3. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
4. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
5. Regulations Governing Futures Trust Funds
6. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
7. Rules for Futures Commission Merchants in Reporting Default by Principals
8. Regulations Governing Futures Clearing Houses
9. Regulations Governing Futures Commission Merchants
10. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
11. Regulations Governing Managed Futures Enterprises
12. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
13. Futures Trading Act Enforcement Rules
14. Standards Governing the Establishment of Managed Futures Enterprises
15. Regulations Governing Futures Advisory Enterprises
16. Standards Governing the Establishment of Futures Commission Merchants
17. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
18. Standards Governing the Establishment of Futures Advisory Enterprises
19. Regulations Governing Futures Trust Enterprises
20. Standards Governing the Establishment of Futures Exchanges
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
2. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
3. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
4. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
5. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
6. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
7. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
8. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
9. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
10. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
11. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
12. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
13. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
14. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
15. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
16. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
17. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
18. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
19. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570
20. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553