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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2019.02.22 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers
2. 2019.02.12 Operation Directions for Applications by Overseas Chinese, Foreign Nationals, and Mainland Area Investors for Registration to Invest in Domestic Securities or Trade Domestic Futures
3. 2019.02.12 Operating Rules of the Taiwan Stock Exchange Corporation
4. 2019.02.12 Operating Rules for Securities Business Money Lending by Securities Firms
5. 2019.02.12 Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities
6. 2019.01.24 Regulations Governing Auditing and Attestation of Financial Statements by Certified Public Accountants
7. 2019.01.16 Futures Trading Act
8. 2019.01.09 Taipei Exchange Rules Governing Information Reporting by Companies with TPEx Listed Securities
9. 2019.01.04 Taiwan Stock Exchange Corporation Rules Governing the Preparation and Filing of Corporate Social Responsibility Reports by TWSE Listed Companies
10. 2019.01.02 Taipei Exchange Regulations Governing the Conduct of Equity Crowdfunding by Securities Firms
11. 2018.12.28 Taipei Exchange Account Opening Agreement for Securities Trading on the TPEx
12. 2018.12.28 Taipei Exchange Rules Governing Securities Trading on the TPEx
13. 2018.12.28 Taipei Exchange Regulations Governing the Trading of Call (Put) Warrants
14. 2018.12.28 Taipei Exchange Operation Directions Governing Liquidity Providers of Call (Put) Warrants
15. 2018.12.28 Taipei Exchange Operation Directions Governing Liquidity Providers of Exchange-Traded Fund Beneficial Certificates
16. 2018.12.28 Taipei Exchange Rules Governing the Trading of Emerging Stocks on the TPEx
17. 2018.12.27 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Companies with TPEx Listed Securities
18. 2018.12.26 Regulations Governing the Applicable Scope of Special Circumstances for the Public Announcement and Filing of Financial Reports and Operational Status Reports by Public Companies
19. 2018.12.20 Sample Template of "Self-Evaluation or Peer Evaluation of the Board of Directors of XX Co., Ltd."
20. 2018.12.18 Taipei Exchange Rules Governing the Trading of Convertible Corporate Bonds, Exchangeable Corporate Bonds, and Bond Conversion Entitlement Certificates
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Taipei Exchange Rules Governing Securities Trading on the TPEx
2. Operating Rules of the Taiwan Futures Exchange Corporation
3. Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
4. Securities and Exchange Act
5. Operating Rules of the Taiwan Stock Exchange Corporation
6. Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
7. Taipei Exchange Procedures for the Review of Securities for TPEx Listing
8. Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
9. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts
10. Regulations Governing the Offering and Issuance of Securities by Securities Issuers
11. Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
12. Securities Investment Trust and Consulting Act
13. Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
14. Futures Trading Act
15. Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
16. Taipei Exchange Rules Governing Management of Foreign Currency Denominated International Bonds
17. Regulations Governing Securities Firms
18. Operating Rules for Securities Lending by Securities Firms
19. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts
20. Regulations Governing Offshore Funds
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
2. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
3. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
4. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
5. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
6. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
7. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570
8. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553
9. 2018.07.02 Financial-Supervisory-Securities-Firms-10703209866
10. 2018.06.08 Financial-Supervisory-Securities-Firms-1070320242
11. 2018.04.03 Financial-Supervisory-Securities-Corporate-1070106121
12. 2018.02.09 Financial-Supervisory-Securities-Firms-1070302423
13. 2018.01.11 Financial-Supervisory-Securities-Firms-1070300104
14. 2017.11.20 Financial-Supervisory-Securities-Firms-1060041459
15. 2017.06.26 Financial-Supervisory-Securities-Auditing-1060023292
16. 2017.06.03 Financial-Supervisory-Securities-SITC-1060012978
17. 2017.05.22 Financial-Supervisory-Securities-Firms-10600152051
18. 2017.05.22 Financial-Supervisory-Securities-Firms-1060015205
19. 2017.04.19 Financial-Supervisory-Securities-Firms-1060003019
20. 2017.04.14 Financial-Supervisory-Securities-Futures-10600130881