Advanced
New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2020.07.01 Taiwan Stock Exchange Corporation Articles of Incorporation
2. 2020.06.11 Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
3. 2020.06.10 Taipei Exchange Operation Directions for the Implementation of Direct Market Access by Securities Brokers
4. 2020.05.28 Taipei Exchange Procedures for the Review of Call (Put) Warrants
5. 2020.05.28 Taipei Exchange Procedures for Verification and Disclosure of Material Information of TPEx Listed Call (Put) Warrant Issuers
6. 2020.05.21 Taipei Exchange Procedures for the Review of Securities for TPEx Listing
7. 2020.05.21 Taipei Exchange Procedures for Review of TPEx Trading of Foreign Securities
8. 2020.05.19 Securities and Exchange Act
9. 2020.05.05 Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
10. 2020.05.05 Taipei Exchange Rules Governing Securities Trading on the TPEx
11. 2020.05.05 Taipei Exchange Rules Governing Information to be Published in Prospectuses for Applications for Trading of Securities on the TPEx
12. 2020.05.05 Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
13. 2020.04.29 Regulations Governing the Organization and Deliberation Procedures of the CPA Discipline Committee and the CPA Disciplinary Rehearing Committee
14. 2020.04.15 Taiwan Futures Exchange Corporation Trading Rules for FTSE4Good TIP Taiwan ESG Index Futures Contracts
15. 2020.04.15 TAIFEX「 FTSE4Good TIP Taiwan ESG Index Futures」 Contract Specification
16. 2020.04.15 Taiwan Futures Exchange Corporation Trading Rules for TIP Taiwan Market Biotechnology and Medical Care Index Futures Contracts
17. 2020.04.15 TAIFEX "TIP Taiwan Market Biotechnology and Medical Care Index Futures" Contract Specification
18. 2020.04.15 Taiwan Futures Exchange Corporation Exchange Fee Schedule
19. 2020.04.15 Taiwan Futures Clearing Service Fee Schedule
20. 2020.03.18 Regulations Governing the Preparation of Financial Reports by Securities Issuers
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
2. Futures Trading Act
3. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
4. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
5. Regulations Governing Futures Trust Funds
6. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
7. Rules for Futures Commission Merchants in Reporting Default by Principals
8. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
9. Regulations Governing Futures Clearing Houses
10. Regulations Governing Futures Commission Merchants
11. Regulations Governing Managed Futures Enterprises
12. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
13. Futures Trading Act Enforcement Rules
14. Standards Governing the Establishment of Managed Futures Enterprises
15. Regulations Governing Futures Advisory Enterprises
16. Standards Governing the Establishment of Futures Commission Merchants
17. Standards Governing the Establishment of Futures Advisory Enterprises
18. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
19. Standards Governing the Establishment of Futures Exchanges
20. Regulations Governing Futures Trust Enterprises
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
2. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
3. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
4. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
5. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
6. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
7. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
8. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
9. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
10. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
11. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
12. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
13. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
14. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
15. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
16. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
17. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
18. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
19. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570
20. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553