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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2018.08.13 Taipei Exchange Procedures for Applications by TPEx Listed Companies for the Delisting of Securities
2. 2018.08.09 Taipei Exchange Procedures for the Review of Call (Put) Warrants
3. 2018.08.08 Regulations Governing CPA Pre-Professional Training and Continuing Professional Education
4. 2018.08.08 Regulations Governing Applications for CPA Certificates and Practice Registration
5. 2018.08.06 Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis
6. 2018.07.30 Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
7. 2018.07.30 Regulations Governing the Preparation of Financial Reports by Securities Firms
8. 2018.07.30 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises
9. 2018.07.27 Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
10. 2018.07.27 Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
11. 2018.07.27 Regulations Governing the Preparation of Financial Reports by Company-Type Stock Exchanges
12. 2018.07.23 Taipei Exchange Operation Directions Governing Liquidity Providers of Call (Put) Warrants
13. 2018.07.23 Regulations Governing Securities Investment Trust Funds
14. 2018.07.13 Regulations Governing Offshore Funds
15. 2018.07.13 Regulations Governing the Preparation of Financial Reports by Securities Issuers
16. 2018.07.11 Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
17. 2018.07.09 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
18. 2018.07.09 Taipei Exchange Rules Governing the Collection of Securities Listing Application Review Fees
19. 2018.06.28 Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
20. 2018.06.28 Regulations Governing the Issuance of Exchange Traded Notes by Securities Firms
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Operating Rules of the Taiwan Futures Exchange Corporation
2. Taipei Exchange Rules Governing Securities Trading on the TPEx
3. Operating Rules of the Taiwan Stock Exchange Corporation
4. Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
5. Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
6. Securities and Exchange Act
7. Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
8. Futures Trading Act
9. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts
10. Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
11. Regulations Governing Securities Firms
12. Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
13. Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
14. Securities Investment Trust and Consulting Act
15. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts
16. Regulations Governing the Offering and Issuance of Securities by Securities Issuers
17. Operating Rules for Securities Lending by Securities Firms
18. Taipei Exchange Rules Governing Management of Foreign Currency Denominated International Bonds
19. Taipei Exchange Procedures for the Review of Securities for TPEx Listing
20. Regulations Governing Offshore Funds
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553
2. 2018.07.02 Financial-Supervisory-Securities-Firms-10703209866
3. 2018.06.08 Financial-Supervisory-Securities-Firms-1070320242
4. 2018.04.03 Financial-Supervisory-Securities-Corporate-1070106121
5. 2018.02.09 Financial-Supervisory-Securities-Firms-1070302423
6. 2018.01.11 Financial-Supervisory-Securities-Firms-1070300104
7. 2017.11.20 Financial-Supervisory-Securities-Firms-1060041459
8. 2017.06.26 Financial-Supervisory-Securities-Auditing-1060023292
9. 2017.06.03 Financial-Supervisory-Securities-SITC-1060012978
10. 2017.05.22 Financial-Supervisory-Securities-Firms-10600152051
11. 2017.05.22 Financial-Supervisory-Securities-Firms-1060015205
12. 2017.04.19 Financial-Supervisory-Securities-Firms-1060003019
13. 2017.04.14 Financial-Supervisory-Securities-Futures-10600130881
14. 2017.03.15 Financial-Supervisory-Securities-Firms-1060004899
15. 2017.03.13 Financial-Supervisory-Securities-Firms-1060007307
16. 2017.01.09 Financial-Supervisory-Securities-Firms-1050050072
17. 2016.12.28 Financial-Supervisory-Securities-Corporate-1050042349
18. 2016.11.11 Financial-Supervisory-Securities-Corporate-1050044504
19. 2016.08.12 Financial-Supervisory-Securities-Firms-1050029770
20. 2016.08.12 Financial-Supervisory-Securities-Firms-10500297701