Advanced
New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2019.12.12 The TAIEX Methodology
2. 2019.10.29 Operating Rules for Securities Lending by Securities Firms
3. 2019.10.15 Taiwan Stock Exchange Corporation Regulations Governing the Handling of Errors by Certified Public Accountants in Auditing of Initial Applications for Market Listing
4. 2019.10.15 Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation
5. 2019.10.15 Taiwan Stock Exchange Corporation "Securities Listing Review Committee Charter"
6. 2019.10.15 Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings
7. 2019.10.09 Directions for Filing Reports on Acquisition of Shares in Accordance With Article 43-1, Paragraph 1 of the Securities and Exchange Act
8. 2019.10.09 Taiwan Stock Exchange Corporation Rules Governing Information Filing by Companies with TWSE Listed Securities and Offshore Fund Institutions with TWSE Listed Offshore Exchange-Traded Funds
9. 2019.10.07 Regulations Governing the Declaration of Acquisition of Shares in Accordance with Article 43-1, Paragraph 1 of the Securities and Exchange Act
10. 2019.09.26 Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules
11. 2019.09.24 Regulations Governing Certification of Corporate Stock and Bond Issues by Public Companies
12. 2019.09.16 Contract for Supply and Use of Trading Information of Taipei Exchange
13. 2019.09.10 Operating Rules of the Taiwan Stock Exchange Corporation
14. 2019.09.10 Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies
15. 2019.09.10 Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies
16. 2019.09.10 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers
17. 2019.09.10 Procedures and Timeframes for Handling Events Under Article 50 of the Operating Rules of the Taiwan Stock Exchange Corporation
18. 2019.09.10 Taiwan Stock Exchange Corporation Regulations Governing Alteration of Trading Method and Suspension of Trading of Listed Securities
19. 2019.09.10 Taipei Exchange Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of TPEx Listed Companies
20. 2019.09.10 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Companies with TPEx Listed Securities
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Futures Trading Act
2. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
3. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
4. Regulations Governing Futures Commission Merchants
5. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
6. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
7. Regulations Governing Futures Trust Funds
8. Futures Trading Act Enforcement Rules
9. Rules for Futures Commission Merchants in Reporting Default by Principals
10. Regulations Governing Futures Clearing Houses
11. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
12. Standards Governing the Establishment of Managed Futures Enterprises
13. Regulations Governing Managed Futures Enterprises
14. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
15. Regulations Governing Futures Trust Enterprises
16. Regulations Governing Futures Advisory Enterprises
17. Standards Governing the Establishment of Futures Commission Merchants
18. Standards Governing the Establishment of Futures Advisory Enterprises
19. Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area
20. Standards Governing the Establishment of Futures Exchanges
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
2. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
3. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
4. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
5. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
6. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
7. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
8. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
9. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
10. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
11. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
12. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
13. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
14. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570
15. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553
16. 2018.07.02 Financial-Supervisory-Securities-Firms-10703209866
17. 2018.06.08 Financial-Supervisory-Securities-Firms-1070320242
18. 2018.04.03 Financial-Supervisory-Securities-Corporate-1070106121
19. 2018.02.09 Financial-Supervisory-Securities-Firms-1070302423
20. 2018.01.11 Financial-Supervisory-Securities-Firms-1070300104