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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2020.11.23 Taiwan Futures Exchange Corporation Trading Rules for TAIFEX USD/JPY FX Futures Contracts
2. 2020.11.23 TAIFEX USD/JPY FX Futures Contract Specifications
3. 2020.11.23 Taiwan Futures Exchange Corporation Trading Rules for TAIFEX GBP/USD FX Futures Contracts
4. 2020.11.23 TAIFEX GBP/USD FX Futures Contract Specifications
5. 2020.11.23 Taiwan Futures Exchange Corporation Trading Rules for TAIFEX EUR/USD FX Futures Contracts
6. 2020.11.23 TAIFEX EUR/USD FX Futures Contract Specifications
7. 2020.11.23 Taiwan Futures Exchange Corporation Trading Rules for TAIFEX AUD/USD FX Futures Contracts
8. 2020.11.23 TAIFEX AUD/USD FX Futures Contract Specifications
9. 2020.11.19 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts
10. 2020.11.06 Regulations Governing the Securities Investor and Futures Trader Protection Institution
11. 2020.11.06 Regulations Governing the Organization and Mediation Procedures of Securities Investor and Futures Trader Protection Institution Mediation Committees
12. 2020.10.29 Taiwan Futures Exchange Corporation Trading Rules for S&P 500® Index Futures Contracts
13. 2020.10.29 Taiwan Futures Exchange Corporation Trading Rules for Nasdaq-100 Index Futures Contracts
14. 2020.10.29 Taiwan Futures Exchange Corporation Trading Rules for Dow Jones Industrial Average® Index Futures contracts
15. 2020.10.29 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members
16. 2020.10.29 Rules For The Reporting And Handling Of Out-Trades and Account Number Corrections By Futures Commission Merchants
17. 2020.10.26 Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
18. 2020.10.26 Regulations Governing Managed Futures Enterprises
19. 2020.10.26 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises
20. 2020.10.26 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
2. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
3. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
4. Futures Trading Act
5. Regulations Governing Futures Trust Funds
6. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
7. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
8. Rules for Futures Commission Merchants in Reporting Default by Principals
9. Regulations Governing Futures Clearing Houses
10. Regulations Governing Managed Futures Enterprises
11. Regulations Governing Futures Commission Merchants
12. Regulations Governing Futures Advisory Enterprises
13. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
14. Futures Trading Act Enforcement Rules
15. Standards Governing the Establishment of Managed Futures Enterprises
16. Standards Governing the Establishment of Futures Commission Merchants
17. Regulations Governing Futures Trust Enterprises
18. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
19. Standards Governing the Establishment of Futures Advisory Enterprises
20. Standards Governing the Establishment of Futures Exchanges
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2020.09.10 Financial-Supervisory-Securities-Firms-1090364120
2. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
3. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
4. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
5. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
6. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
7. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
8. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
9. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
10. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
11. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
12. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
13. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
14. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
15. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
16. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
17. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
18. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
19. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
20. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570