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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2019.01.04 Taiwan Stock Exchange Corporation Rules Governing the Preparation and Filing of Corporate Social Responsibility Reports by TWSE Listed Companies
2. 2018.12.28 Taipei Exchange Regulations Governing the Trading of Call (Put) Warrants
3. 2018.12.28 Taipei Exchange Operation Directions Governing Liquidity Providers of Call (Put) Warrants
4. 2018.12.28 Taipei Exchange Operation Directions Governing Liquidity Providers of Exchange-Traded Fund Beneficial Certificates
5. 2018.12.28 Taipei Exchange Rules Governing the Trading of Emerging Stocks on the TPEx
6. 2018.12.26 Regulations Governing the Applicable Scope of Special Circumstances for the Public Announcement and Filing of Financial Reports and Operational Status Reports by Public Companies
7. 2018.12.20 Sample Template of "Self-Evaluation or Peer Evaluation of the Board of Directors of XX Co., Ltd."
8. 2018.12.18 Taipei Exchange Rules Governing the Trading of Convertible Corporate Bonds, Exchangeable Corporate Bonds, and Bond Conversion Entitlement Certificates
9. 2018.12.12 Corporate Governance Best Practice Principles for TWSE/TPEx Listed Companies
10. 2018.12.10 Regulations Governing the Go Incubation Board for Startup and Acceleration Firms
11. 2018.12.05 Securities and Exchange Act
12. 2018.12.03 Taipei Exchange Rules Governing Information Reporting by Companies with TPEx Listed Securities
13. 2018.12.03 Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
14. 2018.11.30 Taipei Exchange Procedures for Review of TPEx Trading of Foreign Securities
15. 2018.11.30 Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
16. 2018.11.30 Taipei Exchange Rules Governing Securities Trading on the TPEx
17. 2018.11.28 Detailed Numerical Standards and Exceptions to the Irregularity Standards in the Subparagraphs under Article 4, paragraph 1 of the Taipei Exchange Directions for Announcement or Notice of Attention to Trading Information and Dispositions on the TPEx
18. 2018.11.26 Regulations Governing the Acquisition and Disposal of Assets by Public Companies
19. 2018.11.22 Taipei Exchange Rules Governing Trading of Exchange-Traded Fund Beneficial Certificates
20. 2018.11.19 Taipei Exchange Directions for Creation and Redemption of Exchange Traded Fund Beneficial Certificates
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Taipei Exchange Rules Governing Securities Trading on the TPEx
2. Operating Rules of the Taiwan Futures Exchange Corporation
3. Securities and Exchange Act
4. Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
5. Operating Rules of the Taiwan Stock Exchange Corporation
6. Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities
7. Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings
8. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts
9. Taipei Exchange Procedures for the Review of Securities for TPEx Listing
10. Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
11. Securities Investment Trust and Consulting Act
12. Regulations Governing the Offering and Issuance of Securities by Securities Issuers
13. Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
14. Taipei Exchange Rules Governing Management of Foreign Currency Denominated International Bonds
15. Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
16. Regulations Governing Securities Firms
17. Futures Trading Act
18. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts
19. Operating Rules for Securities Lending by Securities Firms
20. Regulations Governing Offshore Funds
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
2. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
3. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
4. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
5. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
6. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
7. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570
8. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553
9. 2018.07.02 Financial-Supervisory-Securities-Firms-10703209866
10. 2018.06.08 Financial-Supervisory-Securities-Firms-1070320242
11. 2018.04.03 Financial-Supervisory-Securities-Corporate-1070106121
12. 2018.02.09 Financial-Supervisory-Securities-Firms-1070302423
13. 2018.01.11 Financial-Supervisory-Securities-Firms-1070300104
14. 2017.11.20 Financial-Supervisory-Securities-Firms-1060041459
15. 2017.06.26 Financial-Supervisory-Securities-Auditing-1060023292
16. 2017.06.03 Financial-Supervisory-Securities-SITC-1060012978
17. 2017.05.22 Financial-Supervisory-Securities-Firms-10600152051
18. 2017.05.22 Financial-Supervisory-Securities-Firms-1060015205
19. 2017.04.19 Financial-Supervisory-Securities-Firms-1060003019
20. 2017.04.14 Financial-Supervisory-Securities-Futures-10600130881