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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2019.07.22 Taiwan Futures Exchange Corporation Trading Rules for TPEx 200 Index Futures Contracts
2. 2019.07.22 Taiwan Futures Exchange Corporation Trading Rules for Nasdaq-100 Index Futures Contracts
3. 2019.06.14 Taipei Exchange Rules Governing Management of Foreign Currency Denominated International Bonds
4. 2019.05.24 Guidelines for Depositing Funds for Securities Offered and Issued by Issuers into Specialized Accounts
5. 2019.05.15 Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
6. 2019.05.15 Regulations Governing Managed Futures Enterprises
7. 2019.05.14 Taiwan Futures Exchange Corporation Trading Rules for Gold Futures Contracts
8. 2019.05.14 Taiwan Futures Exchange Corporation Trading Rules for NT Dollar Denominated Gold Futures Contracts
9. 2019.05.14 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronic Sector Index Futures Contracts
10. 2019.05.14 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts
11. 2019.05.14 Taiwan Futures Exchange Corporation Trading Rules for FTSE/TWSE Taiwan 50 Index Futures Contracts
12. 2019.05.14 Taiwan Futures Exchange Corporation Trading Rules for 10-Year Government Bond Futures Contracts (Repealed effective from 17 September 2019)
13. 2019.05.14 Taiwan Futures Exchange Corporation Trading Rules for Taipei Exchange Stock Index Futures Contracts
14. 2019.05.14 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Futures Contracts
15. 2019.05.14 Taiwan Futures Exchange Corporation Rules Governing the Dynamic Price Banding Mechanism
16. 2019.05.14 Operating Rules of the Taiwan Futures Exchange Corporation
17. 2019.05.14 Guidelines for Pre-Account Opening Procedures by Futures Commission Merchants Outside Their Place of Business
18. 2019.05.14 Guidelines for Pre-Account Opening Procedures by FCM-Appointed Introducing Brokers Outside of the Place of Business
19. 2019.05.06 Taipei Exchange Rules Governing Information Reporting by Companies with TPEx Listed Securities
20. 2019.05.03 Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Futures Trading Act
2. Taipei Exchange Rules Governing Securities Trading on the TPEx
3. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
4. Operating Rules of the Taiwan Futures Exchange Corporation
5. Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
6. Regulations Governing Futures Commission Merchants
7. Taipei Exchange Procedures for the Review of Securities for TPEx Listing
8. Securities and Exchange Act
9. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
10. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
11. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
12. Rules for Futures Commission Merchants in Reporting Default by Principals
13. Futures Trading Act Enforcement Rules
14. Operating Rules of the Taiwan Stock Exchange Corporation
15. Regulations Governing Futures Trust Funds
16. Standards Governing the Establishment of Futures Advisory Enterprises
17. Standards Governing the Establishment of Futures Exchanges
18. Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts
19. Regulations Governing Futures Clearing Houses
20. Regulations Governing Futures Trust Enterprises
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
2. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
3. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
4. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
5. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
6. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
7. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
8. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
9. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570
10. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553
11. 2018.07.02 Financial-Supervisory-Securities-Firms-10703209866
12. 2018.06.08 Financial-Supervisory-Securities-Firms-1070320242
13. 2018.04.03 Financial-Supervisory-Securities-Corporate-1070106121
14. 2018.02.09 Financial-Supervisory-Securities-Firms-1070302423
15. 2018.01.11 Financial-Supervisory-Securities-Firms-1070300104
16. 2017.11.20 Financial-Supervisory-Securities-Firms-1060041459
17. 2017.06.26 Financial-Supervisory-Securities-Auditing-1060023292
18. 2017.06.03 Financial-Supervisory-Securities-SITC-1060012978
19. 2017.05.22 Financial-Supervisory-Securities-Firms-10600152051
20. 2017.05.22 Financial-Supervisory-Securities-Firms-1060015205