New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2020.10.08 TAIFEX FTSE® 100 Index Futures Contract Specifications
2. 2020.10.08 Taiwan Futures Exchange Corporation Trading Rules for FTSE® 100 Index Futures Contracts
3. 2020.08.28 Guide to Regulations Governing Independent Directors
4. 2020.08.05 Standards Governing Eligibility of Securities for Margin Purchase and Short Sale
5. 2020.07.24 Taiwan Futures Exchange Corporation Guidelines for Application by Futures Commission Merchants for Emergency Measures against Insufficient Adjusted Net Capital
6. 2020.07.01 Taiwan Stock Exchange Corporation Articles of Incorporation
7. 2020.07.01 Taipei Exchange Operational Directions for Green Bonds
8. 2020.06.19 Taipei Exchange Procedures for the Handling of Inquiries Submitted by Securities Investment Trust and Consulting Enterprises on Behalf of Employees and Their Spouses and Minor Children Regarding Securities Account and Trading Data
9. 2020.06.11 Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
10. 2020.06.10 Taipei Exchange Operation Directions for the Implementation of Direct Market Access by Securities Brokers
11. 2020.06.10 Securities Investor and Futures Trader Protection Act
12. 2020.05.28 Taipei Exchange Procedures for the Review of Call (Put) Warrants
13. 2020.05.28 Taipei Exchange Procedures for Verification and Disclosure of Material Information of TPEx Listed Call (Put) Warrant Issuers
14. 2020.05.26 ○○○○Corp. 2019 Annual Report
15. 2020.05.21 Taipei Exchange Procedures for the Review of Securities for TPEx Listing
16. 2020.05.21 Taipei Exchange Procedures for Review of TPEx Trading of Foreign Securities
17. 2020.05.19 Securities and Exchange Act
18. 2020.05.18 Taipei Exchange Directions for Securities Brokers Preparing Trade Order Records for Trading Using the Internet or Other Electronic Means
19. 2020.05.18 Taipei Exchange Operation Directions for Securities Brokers Providing Investors a Function to Place Conditional Trade Orders
20. 2020.05.05 Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
2. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
3. Futures Trading Act
4. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
5. Regulations Governing Futures Trust Funds
6. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
7. Rules for Futures Commission Merchants in Reporting Default by Principals
8. Regulations Governing Futures Clearing Houses
9. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
10. Regulations Governing Futures Commission Merchants
11. Regulations Governing Managed Futures Enterprises
12. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
13. Futures Trading Act Enforcement Rules
14. Standards Governing the Establishment of Managed Futures Enterprises
15. Regulations Governing Futures Advisory Enterprises
16. Standards Governing the Establishment of Futures Commission Merchants
17. Standards Governing the Establishment of Futures Advisory Enterprises
18. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
19. Regulations Governing Futures Trust Enterprises
20. Standards Governing the Establishment of Futures Exchanges
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months