ITEM DATE LAW NAME 1 2010.06.09 Futures Trading Act 2 2010.05.20 Taiwan Stock Exchange Corporation Procedures for the Verification and Public Disclosure of Material Information on Secondary-Listed Foreign Stocks 3 2010.05.04 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Listed Companies 4 2010.04.28 Operating Rules of the Taiwan Stock Exchange Corporation 5 2010.04.22 GreTai Securities Market Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms 6 2010.04.19 Detailed Numerical Standards and Exceptions to the Irregularity Standards in Point 4 of the GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Dispositions on Over-the-Counter Markets 7 2010.04.12 Taiwan Stock Exchange Corporation Rules Governing Information Reporting by Companies with Listed Securities and Offshore Fund Institutions with Listed Offshore Exchange-Traded Funds 8 2010.03.31 Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities 9 2010.03.19 GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement 10 2010.03.19 GreTai Securities Market Rules Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets 11 2010.03.16 Regulations Governing Securities Firms 12 2010.03.10 GreTai Securities Market Rules Governing Review of Emerging Stocks Traded on the Over-the-Counter Market 13 2010.03.09 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings 14 2010.03.05 GreTai Securities Market Regulations Governing Trading of Call (Put) Warrants 15 2010.02.25 GTSM Securities Market Rules Governing Review of OTC Trading of Foreign Securities 16 2010.02.23 Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms 17 2010.02.06 Corporate Social Responsibility Best Practice Principles for TWSE/GTSM-Listed Companies 18 2010.02.05 GreTai Securities Market Rules Governing Management of Foreign Currency Denominated International Bonds 19 2010.02.01 Taiwan Stock Exchange Corporation Rules Governing Trading of Call (Put) Warrants 20 2010.02.01 GreTai Securities Market Rules Governing Review of Call (put) Warrants Traded on Over-the-Counter Markets 21 2010.01.29 Financial-Supervisory-Securities-VIII-09800176692 22 2010.01.26 Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings 23 2010.01.26 Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading 24 2010.01.18 Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules 25 2010.01.14 GreTai Securities Market Rules Governing Information Reporting by OTC Companies 26 2010.01.14 GreTai Securities Market Rules for Review of Over-the-Counter (OTC) Listing of Securities 27 2010.01.13 Securities and Exchange Act 28 2010.01.11 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of OTC Companies 29 2010.01.05 Taiwan Futures Exchange Corporation Guidelines Governing Applications by Institutional Investors to Increase Position Limits 30 2010.01.05 Taiwan Futures Exchange Corporation Regulations Governing the Brokerage Contracts of Futures Brokers 31 2009.12.31 Taiwan Futures Exchange Corporation Exchange Fee Schedule 32 2009.12.31 Taiwan Futures Clearing Service Fee Schedule 33 2009.12.30 Securities Transaction Tax Act 34 2009.12.29 Regulations Governing Public Tender Offers for Securities of Public Companies 35 2009.12.25 Detailed Numerical Standards and Exceptions to the Irregularity Standards in Article 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions 36 2009.12.25 Taiwan Stock Exchange Corporation Rules for Announcement or Notice of Attention to Trading Information and Dispositions 37 2009.12.25 Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings 38 2009.12.24 Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC) 39 2009.12.23 Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation 40 2009.12.23 Financial-Supervisory-Securities-0980067168 41 2009.12.22 Regulations Governing Information to be Published in Public Offering and Issuance Prospectuses 42 2009.12.22 Regulations Governing Information to be Published in Annual Reports of Public Companies 43 2009.12.21 Taiwan Futures Exchange Operational Rules Governing Market Makers 44 2009.12.11 Financial-Supervisory-Securities-0980061724 45 2009.12.11 Directions for Domestic Futures Trading by Overseas Chinese and Foreign Nationals 46 2009.12.11 Taiwan Stock Exchange Corporation Standards Governing Securities Firm Sites and Facilities 47 2009.12.10 GreTai Securities Market Rules Governing Securities Trading on Over-the-Counter Markets 48 2009.11.11 Taiwan Futures Exchange Corporation Criteria for Clearing Membership 49 2009.11.11 Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants 50 2009.11.10 Financial-Supervisory-Securities-Firms-09800569731 51 2009.11.10 Financial-Supervisory-Securities-Firms-0980056973 52 2009.11.04 Financial-Supervisory-Securities-Firms-09800571361 53 2009.11.04 Financial-Supervisory-Securities-Firms-09800415751 54 2009.11.03 Financial-Supervisory-Securities-Firms-0980053778 55 2009.10.29 Corporate Governance Best-Practice Principles for Futures Commission Merchants 56 2009.10.29 Financial-Supervisory-Securities-Firms-0980056781 57 2009.10.22 Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises 58 2009.10.20 Taiwan Futures Exchange Corporation Rules Governing Surveillance Of Market Positions 59 2009.10.20 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members 60 2009.10.20 Taiwan Futures Exchange Corporation Methods and Standards for Receipt of Clearing Margins 61 2009.10.20 Taiwan Futures Exchange Method of Calculating Accumulated New Taiwan Dollar Realized Gains for Offshore Overseas Chinese and Foreign Nationals Engaging in Futures Trading 62 2009.10.19 Taiwan Futures Exchange Corporation Trading Rules for Single Stock Futures Contracts 63 2009.10.19 Taiwan Futures Exchange Corporation Trading Rules for Stock Option Contracts 64 2009.10.15 GreTai Securities Market Regulations Governing Over-the-Counter Listing Contracts for Call (Put) Warrants 65 2009.09.28 Financial-Supervisory-Securities-Firms-09800506161 66 2009.09.28 Financial-Supervisory-Securities-Firms-0980048493 67 2009.09.21 Taiwan Stock Exchange Corporation Guidelines Governing the Particulars to be Recorded in a Public Offering Prospectus for Call (Put) Warrants 68 2009.09.21 Taiwan Stock Exchange Corporation Rules Governing Call (Put) Warrant Listing Contracts 69 2009.09.21 Taiwan Stock Exchange Corporation Guidelines for the Exercise of Call (Put) Warrants 70 2009.09.21 Financial-Supervisory-Securities-Firms-0980049418 71 2009.09.14 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Financial Holding Companies 72 2009.09.14 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Investment Holding Companies 73 2009.09.14 Supplementary Provisions to the Taiwan Stock Exchange Corporation Rules for Review of Securities Listings 74 2009.09.09 GreTai Securities Market Supplemental Directions for Applications by Financial Holding Companies for Over-the-Counter Listing 75 2009.09.09 Standards for Determining Unsuitability for OTC Listing under Article 10, Paragraph 1 of the GreTai Securities Market Rules Governing Review of Securities Traded on Over-the-Counter Markets 76 2009.08.28 Regulations Governing the Preparation of Financial Reports by Securities Firms 77 2009.08.28 Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants 78 2009.08.21 Financial-Supervisory-Securities-Firms-0980041547 79 2009.08.21 Financial-Supervisory-Securities-Firms-09800426012 80 2009.08.21 Financial-Supervisory-Securities-Firms-09800426013 81 2009.08.21 Financial-Supervisory-Securities-Firms-0980042601 82 2009.08.21 Financial-Supervisory-Securities-Firms-09800426011 83 2009.08.21 Financial-Supervisory-Securities-Firms-0980043062 84 2009.08.21 Financial-Supervisory-Securities-Firms-09800415471 85 2009.08.20 Standards Governing the Establishment of Securities Investment Consulting Enterprises 86 2009.08.20 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises 87 2009.08.10 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions 88 2009.08.10 Operating Rules for Securities Business Money Lending by Securities Firms 89 2009.08.10 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Suspending and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements 90 2009.08.04 Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Beneficial Certificates 91 2009.07.30 Regulations Governing the Securities Investor and Futures Trader Protection Institution 92 2009.07.30 Regulations Governing Payment Operations of Securities Investor and Futures Trader Protection Funds 93 2009.07.24 Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Securities in a Real Estate Investment Trust or Real Estate Asset Trust 94 2009.07.22 Standards Governing Eligibility of Securities for Margin Purchase and Short Sale 95 2009.07.22 Regulations Governing Securities Finance Enterprises 96 2009.07.17 Guidelines for Pre-Account Opening Procedures by FCM-Appointed Introducing Brokers Outside of the place of business 97 2009.07.15 Financial-Supervisory-Securities-Firms-0980035757 98 2009.07.15 Financial-Supervisory-Securities-Firms-09800357571 99 2009.07.15 Financial-Supervisory-Securities-Firms-09800357573 100 2009.07.15 Financial-Supervisory-Securities-Firms-09800357572 101 2009.07.14 Financial-Supervisory-Securities-Firms-0980030770 102 2009.07.09 Points For Attention for Futures Commission Merchants Engaging Securities Firms to Operate Futures Introducing Broker Business 103 2009.07.08 Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms 104 2009.07.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Securities Investment Trust Companies with Listed Securities Investment Trust Funds and Offshore Fund Entities with Listed Offshore Exchange-Traded Funds 105 2009.06.26 GreTai Securities Market Rules Governing Use of Trading Information on Securities Transactions 106 2009.06.18 Financial-Supervisory-Securities-Firms-0980028342 107 2009.06.18 Financial-Supervisory-Securities-Firms-09800283421 108 2009.06.16 Standards Governing the Establishment of Securities Firms 109 2009.06.15 Operating Rules of the Taiwan Futures Exchange Corporation 110 2009.06.12 Taiwan Stock Exchange Corporation Guidelines for Securities Brokers in Reporting Failed Trades and Default by Principals 111 2009.06.10 Certified Public Accountant Act 112 2009.06.09 Taiwan Stock Exchange Corporation Rules Governing Purchase of Listed Securities by Reverse Auction 113 2009.06.09 Taiwan Stock Exchange Corporation Rules Governing Auction of Listed Securities by Consignment 114 2009.06.09 Financial-Supervisory-Securities-Firms-0980025539 115 2009.06.09 Regulations Governing The Use Of Trading Information 116 2009.06.06 Regulations Governing Futures Trust Funds 117 2009.06.06 Regulations Governing Offshore Funds 118 2009.06.06 Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies 119 2009.06.06 Financial-Supervisory-Securities-Firms-0980019483 120 2009.06.05 Taiwan Futures Exchange Corporation Contract for Clearing and Settlement of Futures Trading 121 2009.05.27 Regulations Governing the Offering and Issuance of Securities by Securities Issuers 122 2009.05.27 Company Act 123 2009.05.26 GreTai Securities Market Regulations Governing Review of Securities Traded on Over-the-Counter Markets 124 2009.05.26 GreTai Securities Market Rules for Review of OTC Trading of Foreign Securities 125 2009.05.26 GreTai Securities Market Supplemental Rules Governing Applications by Consortiums for Over-the-Counter Listing of Stock 126 2009.05.21 Regulations Governing Certification of Corporate Stock and Bond Issues by Public Companies 127 2009.05.20 Securities Investor and Futures Trader Protection Act 128 2009.05.13 Taiwan Futures Exchange Corporation Rules Governing Online Reporting Procedures for Futures Commission Merchants 129 2009.05.11 Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers 130 2009.05.08 Directions for Public Companies Conducting Private Placements of Securities 131 2009.05.06 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants and Clearing Members Conducting Operations in Relation to the pledging of securities as Margin Collateral 132 2009.04.30 Regulations Governing Securities Investment and Futures Trading in Taiwan by Mainland Area Investors 133 2009.04.30 Operation Directions for Applications by Overseas Chinese, Foreign Nationals, and Mainland China Area Investors for Registration to Invest in Domestic Securities or Trade Domestic Futures 134 2009.04.30 Financial-Supervisory-Securities-VIII-09800176693 135 2009.04.30 Financial-Supervisory-Securities-VIII-09800176694 136 2009.04.30 Financial-Supervisory-Securities-VIII-09800176691 137 2009.04.30 GreTai Securities Market Rules Governing Over-the-Counter Trading of Emerging Stocks 138 2009.04.10 Taiwan Stock Exchange Corporation Measures for Responding to Natural Disasters 139 2009.04.10 GreTai Securities Market Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of OTC Companies 140 2009.04.10 GreTai Securities Market Procedures for Review of Financial Reports of OTC Companies 141 2009.04.01 Taiwan Stock Exchange Corporation Rules Governing Trading of Securities in the Altered-Trading-Method Category 142 2009.03.31 Model Money Laundering Control Guidelines for Securities Firms 143 2009.03.30 GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Dispositions on Over-the-Counter Markets 144 2009.03.30 Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies 145 2009.03.30 Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies 146 2009.03.27 Taiwan Stock Exchange Corporation Regulations Governing Trading of Foreign Stocks 147 2009.03.20 Guidelines for Anti-Money Laundering Noticeable Items for Securities Investment Trust Business and Security Investment Consulting Business 148 2009.03.16 Regulations Governing Establishment of Internal Control Systems by Public Companies 149 2009.03.10 GreTai Securities Market Procedures for Press Conferences Concerning Material Information of OTC companies 150 2009.03.06 Guidelines for Account Opening and Futures Trading by Insiders of Futures Commission Merchants 151 2009.03.06 Guidelines for Account Opening and Futures Trading by Insiders of Futures Introducing Brokers Opening Accounts to Engage in Futures Trading 152 2009.03.04 Regulations Governing Futures Commission Merchants 153 2009.02.13 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants Appointing Introducing Brokers to Assist in Processing Margin Withdrawal Requests from Futures Traders 154 2009.02.11 Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities 155 2009.02.02 Taiwan Futures Exchange Corporation Operation Directions Governing the Sending of Reconciliation Statements and the Cancellation of Accounts by Futures Commission Merchants 156 2009.01.21 Clauses of the Real Estate Securitization Act 157 2009.01.15 Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 158 2009.01.15 Regulations Governing Loaning of Funds and Making of Endorsements/Guarantees by Public Companies 159 2009.01.10 Regulations Governing the Preparation of Financial Reports by Securities Issuers 160 2008.12.31 Taiwan Stock Exchange Corporation Rules for Review of Call (Put) Warrant Listings 161 2008.12.31 Taiwan Stock Exchange Corporation Operation Directions Governing Liquidity Providers of Call (Put) Warrants 162 2008.12.31 GreTai Securities Market Directions for Review of Call (Put) Warrants 163 2008.12.31 GreTai Securities Market Directions for Information to be Published in Public Offering Prospectuses for Call (Put) Warrants 164 2008.12.30 The Banking Act of The Republic of China 165 2008.12.29 Regulations Governing Applications for Issuance of Call (Put) Warrants by Issuers 166 2008.12.25 Taiwan Stock Exchange Corporation Rules Governing Block Trading of Listed Securities 167 2008.12.24 Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 168 2008.12.24 Taiwan Futures Exchange Corporation Trading Rules for the Gold Options Contract 169 2008.12.24 Taiwan Stock Exchange Corporation Operational Guidelines for Omnibus Trading Accounts 170 2008.12.24 Taiwan Futures Exchange Corporation (TAIFEX) Operational Guidelines for Determining the NT Dollar-denominated Gold Futures Contract and Gold Options Contract Final Settlement Price 171 2008.12.22 Regulations Governing Responsible Persons and Associated Persons of Securities Firms 172 2008.12.18 Regulations Governing the Offering and Issuance of Securities by Foreign Securities Issuers 173 2008.12.15 GreTai Securities Market Rules Governing When-issued Trading of Central Government Bonds at Places of Business of Securities Firms 174 2008.12.15 GreTai Securities Market Rules Governing the Electronic Bond Trading System 175 2008.11.28 Taiwan Futures Exchange Corporation Directions for Applications by Futures Commission Merchants to Continue Operation After Force Majeure Events 176 2008.11.27 Regulations Governing Securities Investment Trust Funds (93.10.30) 177 2008.11.21 Taiwan Stock Exchange Corporation Rules Governing the Collection of Securities Listing Application Review Fees 178 2008.11.21 Taiwan Stock Exchange Corporation Rate Table for Securities Listing Fees 179 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan Stock Index SM Futures Contracts 180 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts 181 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts 182 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronic Sector Index Futures Contracts 183 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Options Contracts 184 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts 185 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Futures Contracts 186 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Taiwan 50 Index Futures Contracts 187 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for Mini-TAIEX Futures Contracts 188 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Futures Contract 189 2008.11.05 Taiwan Futures Exchange Directions For Clearing And Settlement Operations By Mandated Clearing Members 190 2008.11.05 Taiwan Futures Exchange Corporation Points for Attention by Futures Commission Merchants and Clearing Members Depositing Proprietary Funds in Segregated Margin Accounts 191 2008.11.04 GreTai Securities Market Guidelines for Lead Recommending Securities Firms Mandated to Assist Primary OTC Listed Companies in Complying with the Laws of the ROC and the GreTai Securities Market Rules Related to OTC listing 192 2008.10.30 Standards Governing the Establishment of Futures Trust Enterprises 193 2008.10.30 Regulations Governing Futures Trust Enterprises 194 2008.09.26 Operating Rules for Securities Lending by Securities Firms 195 2008.09.23 Agreement for Futures Trust Enterprise Engaging Other Professional Institution with Discretionary Power to Utilize Futures Trust Fund (Exemplar) 196 2008.09.04 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers 197 2008.09.04 Taiwan Stock Exchange Corporation Direction for Auditing Internal Control Systems of Listed Companies 198 2008.09.03 Guidelines for Settlement-Driven Securities Borrowing and Covering of Cash Collateral Shortfall by Securities Firms 199 2008.09.03 Taiwan Stock Exchange Corporation Guidelines for Creation and Redemption of Exchange Traded Funds 200 2008.08.22 Taiwan Stock Exchange Corporation Procedures for Press Conferences Concerning Material Information of Listed Companies 201 2008.08.06 Futures Transaction Tax Act 202 2008.08.04 Regulations Governing Approval of Securities and Futures Transactions Between the Taiwan Area and the Mainland China Area 203 2008.08.04 Regulations Governing Securities Investment Trust Enterprises 204 2008.07.30 Regulations Governing the Offering and Issuance of Overseas Securities by Issuers 205 2008.07.21 Taiwan Futures Exchange Corporation Rules for Determining the Final Settlement Price for Gold Futures Contracts 206 2008.07.11 Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans 207 2008.07.10 Regulations Governing Share Repurchase by Exchange-Listed and OTC-Listed Companies 208 2008.06.27 Regulations Governing Futures Advisory Enterprises 209 2008.06.27 Standards Governing the Establishment of Futures Advisory Enterprises 210 2008.06.26 Taiwan Stock Exchange Corporation Regulations Governing Trading of Depositary Receipts 211 2008.06.23 Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers 212 2008.06.09 GreTai Securities Market Regulations Governing Bond Payment Settlement Reserves for the Electronic Bond Trading System 213 2008.05.20 Rules and Review Procedures for Director and Supervisor Share Ownership Ratios at Public Companies 214 2008.05.16 Regulations Governing Approval of Certified Public Accountants to Audit and Attest to the Financial Reports of Public Companies 215 2008.05.16 Regulations Governing Auditing and Certification of Financial Statements by Certified Public Accountants 216 2008.05.12 Regulations Governing the Establishment of Internal Control Systems by Securities Investment Trust Enterprises and by Securities Investment Consulting Enterprises Conducting Discretionary Investment Business 217 2008.05.02 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises 218 2008.05.02 Regulations Governing Securities Investment Consulting Enterprises (93.10.30 Announced) 219 2008.04.23 Taiwan Futures Exchange Corporation Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Futures Commission Merchants and Clearing Members 220 2008.04.11 Directions for the Conduct of Wealth Management Business by Securities Firms 221 2008.04.08 Corporate Governance Best-Practice Principles for SITEs/SICEs 222 2008.03.19 Regulations Governing Information to be Published in Prospectuses for Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 223 2008.03.17 Standards Governing the Establishment of Securities Investment Trust Enterprises 224 2008.03.14 Taiwan Futures Exchange Corporation Guidelines for Application by Futures Commission Merchants for Emergency Measures against Insufficient Adjusted Net Capital 225 2008.03.10 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises 226 2008.03.10 Regulations Governing Applications for CPA Certificates and Practice Registration 227 2008.02.29 Taiwan Futures Exchange Corporation Rules for Encouraging Reporting of Unlawful Activities on the Futures Market 228 2008.02.26 Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates 229 2008.02.21 Mandate Contract Template 230 2008.02.21 Discretionary Investment Services Contract Template（For Customer Entrusting Assets to the Custodian Institution） 231 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Engaging the Custodian Institution） 232 2008.02.21 Discretionary Investment Services Contract Template（For Trust Enterprises Mandating SITEs or SICEs） 233 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Entrusting Assets to the Custodian Institution） 234 2008.02.21 Trust Agreement Template 235 2008.02.21 Discretionary Investment Services Contract Template 236 2008.02.19 Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers 237 2008.02.18 Directions for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises 238 2008.01.30 Regulations Governing Information to be Published in Prospectuses by Securities Investment Trust Enterprises Offering Securities Investment Trust Funds 239 2008.01.22 Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities 240 2008.01.22 Taiwan Stock Exchange Corporation Rules Governing Implementation of the Stock Market Surveillance System 241 2008.01.11 Taiwan Futures Exchange Corporation Trading Rules for NT Dollar Denominated Gold Futures Contracts 242 2008.01.11 Regulations Governing Procedure for Board of Directors Meetings of Public Companies 243 2008.01.08 Securities and Exchange Act Enforcement Rules 244 2007.12.31 Standards Governing the Establishment of Managed Futures Enterprises 245 2007.12.31 Regulations Governing Managed Futures Enterprises 246 2007.12.21 Regulations Governing Content and Compliance Requirements for Shareholders' Meeting Agenda Handbooks of Public Companies 247 2007.12.18 Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets 248 2007.12.07 Taiwan Futures Exchange Corporation Trading Rules for 10-Year Government Bond Futures Contracts 249 2007.11.16 Financial-Supervisory-Securities-VI-0960058234 250 2007.11.15 Financial-Supervisory-Securities-VIII-0960057430 251 2007.10.25 Financial-Supervisory-Securities-VIII-0960056366 252 2007.10.02 Standards Governing the Establishment of Futures Commission Merchants 253 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 254 2007.09.28 Taiwan Futures Exchange Corporation Trading Rules for 30-Day Commercial Paper Rate Futures Contracts 255 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 256 2007.09.27 Guidelines for Pre-Account Opening Procedures by Futures Commission Merchants Outside Their Place of Business 257 2007.09.27 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Options Contract 258 2007.08.01 Financial-Supervisory-Securities-VIII-0960032781 259 2007.07.30 Financial-Supervisory-Securities-VIII-0960027617 260 2007.07.17 Taiwan Futures Exchange Operational Guidelines for the Implementation of Direct Market Access by Futures Brokers 261 2007.07.10 Regulations Governing Information to be Published in Prospectuses by Futures Trust Enterprises Offering Futures Trust Funds 262 2007.06.15 Financial-Supervisory-Securities-VIII-0960027033 263 2007.06.11 Taiwan Stock Exchange Corporation Directions For the Recognition of the Qualifications of Issuers of Exchange-Traded Funds and Underlying Indexes 264 2007.06.05 Taiwan Futures Exchange Corporation Trading Information Usage Contract (Applicable for Telecommunications Enterprises, Information Companies, News Media Institutions, Radio and Television Enterprises, Internet Firms, and Qualified Foreign Institutional Investors ) 265 2007.04.23 The Securities Investment Trust and Consulting Association Guidelines for Advertisements and Business Activities Performed by Members and Their Sales Agents 266 2007.04.14 Financial-Supervisory-Securities-VIII-0960013898 267 2007.03.21 Financial-Supervisory-Securities-VIII-09600008090 268 2007.03.14 Operational Guidelines for Futures Commission Merchants Completing and Submitting Trading Order Forms Electronically 269 2007.03.12 Regulations Governing the Preparation of Financial Reports by Company-Type Securities Exchanges 270 2007.03.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Real Estate Securitization Trustee Institutions 271 2007.03.06 Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms 272 2007.02.14 Regulations Governing the Administration of Shareholder Services of Public Companies 273 2007.02.14 GreTai Securities Market Supplemental Directions for Applications by Construction Companies for Over-the-Counter Listing 274 2007.02.14 Rules Relating to Article 3, Paragraph 1, Subparagraph 4 of the GreTai Securities Market Rules Governing Review of Securities Traded on Over-the-Counter Markets 275 2007.02.07 Taiwan Futures Exchange Corporation Rules for Auditing Futures Commission Merchants and Clearing Members 276 2007.02.05 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises of Securities Investment Trust and Consulting Association of the ROC 277 2007.01.19 Regulations Governing the Acquisition and Disposal of Assets by Public Companies 278 2007.01.17 Taiwan Futures Exchange Corporation Guidelines for the Management of Futures Auction Terminals 279 2007.01.12 Financial-Supervisory-Securities-VIII-0950159353 280 2006.12.29 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan IndexSM Options Contracts 281 2006.12.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Finance Sector Index Option Contracts 282 2006.12.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronics Sector Index Option Contracts 283 2006.12.29 Taiwan Futures Exchange Corporation Trading Rules for Gold Futures Contracts 284 2006.12.20 Taiwan Futures Exchange Corporation Procedures for Suspension or Termination of Futures Commission Merchant and Clearing Member Operations 285 2006.12.15 Financial-Supervisory-Securities-VIII-0950154093 286 2006.12.01 Corporate Governance Best-Practice Principles for TSEC/GTSM Listed Companies 287 2006.11.22 Key Points of the ROC Over-the-Counter Stock Exchange for Classifying and Adjusting Categories of Industries of OTC Companies 288 2006.11.15 Taiwan Stock Exchange Corporation Key Points for Classifying and Adjusting Categories of Industries of Listed Companies 289 2006.11.15 Financial-Supervisory-Securities-VIII-0950150335 290 2006.10.23 Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms 291 2006.09.13 Financial-Supervisory-Securities-VIII-0950004331 292 2006.09.06 Rules For The Reporting And Handling Of Out-Trades By Futures Commission Merchants 293 2006.08.28 Organizational Rules of the Taiwan Futures Exchange Corporation Trading Committee 294 2006.08.28 Organizational Rules of the Taiwan Futures Exchange Corporation Clearing Committee 295 2006.08.28 Organizational Rules of the Taiwan Futures Exchange Corporation Disciplinary Committee 296 2006.08.18 Financial-Supervisory-Securities-VIII-0950003928 297 2006.08.11 Regulations Governing Securities Lending by Securities Firms 298 2006.08.04 Directions for Accounting Firms Applying to Bring Foreign Students to the Republic of China for Internships 299 2006.08.04 Financial-Supervisory-Securities-VIII-0950131021 300 2006.07.14 Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers 301 2006.07.14 Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers 302 2006.06.27 Regulations Governing Over-the-Counter Trading Enterprises 303 2006.06.27 Regulations Governing Securities and Futures Holding Companies 304 2006.06.20 Financial-Supervisory-Securities-VIII-0950002861 305 2006.06.14 Regulations Governing Centralized Securities Depository Enterprises 306 2006.06.13 Rules Governing Futures Clearing Houses 307 2006.06.13 Rules Governing Stock Exchanges 308 2006.06.13 Rules Governing Management of the Futures Exchange 309 2006.06.08 Regulations Governing the Review of Professional Development Institutions for Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 310 2006.06.08 Regulations Governing the Qualification Requirements and Professional Development of Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 311 2006.06.06 Adjusted Net Capital Reporting Procedures for Futures Commission Merchants 312 2006.05.30 Regulations Governing the Scope of Material Information and the Means of its Public Disclosure Under Article 157-1, Paragraph 4, of the Securities and Exchange Act 313 2006.05.24 Business Accounting Act 314 2006.05.19 Directions for Filing Reports on Acquisition of Shares in Accordance With Article 43-1, Paragraph 1 of the Securities and Exchange Law 315 2006.05.16 Financial-Supervisory-Securities-VIII-0950111572 316 2006.05.15 Rules for Futures Commission Merchants in Reporting Default by Principals 317 2006.04.18 Regulations to Encourage the Reporting of Cases of Illegal Use of Proxies for Shareholder meetings of Public Companies 318 2006.04.12 Financial-Supervisory-Securities-VIII-0950001805 319 2006.03.29 Principles for Assignment of Stock Codes in the ROC Securities Markets 320 2006.03.28 Regulations Governing the Exercise of Powers by Audit Committees of Public Companies 321 2006.03.28 Regulations Governing Appointment of Independent Directors and Compliance Matters for Public Companies 322 2006.03.27 Guidelines for Registration Processing for Managed Futures Enterprises Accepting Joint Mandates for Discretionary Futures Trading 323 2006.03.27 Taiwan Futures Exchange Guidelines for Applications by Institutional Investors to Open Hedge Accounts for Futures Trading 324 2006.03.23 Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals 325 2006.03.23 Financial-Supervisory-Securities-VIII-0950001424 326 2006.03.23 Financial-Supervisory-Securities-VIII-0950001425 327 2006.03.10 Financial-Supervisory-Securities-VIII-0950103817 328 2006.03.06 Regulations Governing Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 329 2006.03.02 GreTai Securities Market Supplemental Directions for Applications by Investment Holding Companies for Over-the-Counter Listing 330 2006.02.24 Financial-Supervisory-Securities-VIII-0950000911 331 2006.02.08 Sample Sales Agent Agreement (Two Parties) 332 2006.02.08 Sample Sales Agent Agreement (Three Parties) 333 2006.02.03 Financial-Supervisory-Securities-VIII-0950000538 334 2006.01.24 Regulations Governing the Establishment, Supervision, and Management of Urban Renewal Investment Trust Companies 335 2006.01.24 Regulations Governing the Preparation of Financial Reports by Financial Holding Companies 336 2006.01.20 Regulations for the Prevention of Conflicts of Interest Where a Securities Investment Trust Enterprise Concurrently Operates a Securities Investment Consulting Enterprise or Vice Versa, or a Securities Investment Trust Enterprise or Securities Investment Consulting Enterprise Concurrently Operates Another Enterprise, or is Concurrently Operated by Another Enterprise 337 2005.12.26 Regulations Governing Information to be Published in Financial Institution Prospectuses for Offering and Issuance of Securities 338 2005.12.19 Financial-Supervisory-Securities-VIII-0940149297 339 2005.12.19 Taiwan Stock Exchange Corporation Procedures for Review of the Listing of REIT and REAT Beneficial Interest Securities 340 2005.12.01 Securities Investment Trust & Consulting Association of R.O.C. Sample Investor Brochure on Offshore Funds 341 2005.11.28 Financial-Supervisory-Securities-VIII-0940144395 342 2005.11.10 Taiwan Stock Exchange Corporation Procedures for Suspension or Termination of Securities Firm Operations 343 2005.11.10 Taiwan Stock Exchange Corporation Procedures for Handling Default on Settlement Obligations by Securities Firms 344 2005.10.03 The Securities Investment Trust & Consulting Association Guidelines Governing Items to be Contained in the Information Cooperation Agreement of Offshore Funds 345 2005.09.16 Securities Investment Trust and Consulting Association Guidelines Governing Items to be Contained in the General Agent Agreement and Sales Agent Agreement 346 2005.09.09 The Securities Investment Trust and Consulting Association Guidelines Governing Advertisement and Promotional Activities for Offshore Funds 347 2005.09.08 The Securities Investment Trust and Consulting Association Key Points for Staff Training Plan of Offshore Funds 348 2005.08.30 Taiwan Stock Exchange Corporation Regulations Governing Applications by Securities Firms for Resumption of Business after Suspension 349 2005.08.26 Taiwan Futures Exchange Corporation Measures for Handling Malfunctions and Telecommunications Disruptions in Trading Systems or Trading Information Transmission Systems 350 2005.08.08 The Securities Investment Trust & Consulting Association Directions Governing Handling of Operating Bonds for Offshore Funds 351 2005.07.29 Financial-Supervisory-Securities-VIII-0940003432 352 2005.07.22 Financial-Supervisory-Securities-VIII-0940003332 353 2005.06.30 Taiwan Futures Exchange Corporation Standards for Determining Whether User Applicants or Data Subscribers Are Evading or Refusing Inspection Visits, and Rules Governing Emergency Response Measures 354 2005.06.22 Regulations Governing Information to be Published in Public Tender Offer Prospectuses 355 2005.05.13 Financial-Supervisory-Securities-VIII-0940002053 356 2005.05.13 Financial-Supervisory-Securities-VIII-0940002054 357 2005.05.12 GreTai Securities Market Supplemental Directions for Applications by Private Institutions Participating in Public Infrastructure Projects for Over-the-Counter Listing 358 2005.05.11 Taiwan Securities Association Directions Governing the Underwriting Procedures to be Followed by Underwriters in Conducting an Initial Listing on a Stock Exchange or Over-the-Counter Market 359 2005.05.03 Financial-Supervisory-Securities-VIII-0940113469 360 2005.03.22 Regulations Governing Implementation of the Over-the-Counter Securities Market Surveillance System 361 2005.03.15 Financial-Supervisory-Securities-VIII-0940001089 362 2005.02.23 GreTai Securities Market Directions for Securities Firms Operating Over-the-Counter New Taiwan Dollar Derivatives Trading Business 363 2005.02.23 GreTai Securities Market Directions for Securities Firms Engaged in OTC Trading of Convertible Bond Asset Swaps and Structured Notes 364 2005.01.20 Procedures and Timeframes for Handling Events Under Article 50 of the Taiwan Stock Exchange Corporation 365 2005.01.12 Financial-Supervisory-Securities-VIII-0940000164 366 2004.12.22 Taiwan Futures Exchange Corporation Trading Information Use Contract (Applicable For Clearing Members, Futures Commission Merchants, And Futures Introducing Brokers) 367 2004.12.22 Taiwan Futures Exchange Corporation Standards for Collection of Trading Information User Fees 368 2004.12.22 Taiwan Futures Exchange Corporation Contract for Computer Connection to the Centralized Futures Exchange Market 369 2004.12.22 Taiwan Futures Exchange Regulations Governing the Use of Trading Information 370 2004.12.22 Taiwan Futures Exchange Corporation Standards for Collection of Information Equipment User Fees 371 2004.12.21 Financial-Supervisory-Securities-VIII-0930006119 372 2004.12.21 Financial-Supervisory-Securities-VIII-0930155913 373 2004.12.09 Regulations Governing the Publication of Financial Forecasts of Public Companies 374 2004.11.25 Taiwan Futures Exchange Procedures for Resumption of Operations or Resumption of Clearing and Settlement Operations by Futures Commission Merchants or Clearing Members 375 2004.11.24 XXX Co., Ltd. Self-Regulatory Rules on Disclosure of Merger and Acquisition Information, Template Version 376 2004.10.30 Regulations Governing Information to be Published in Private Placement Memoranda by Securities Investment Trust Enterprises When Privately Offering Securities Investment Trust Funds 377 2004.10.30 Regulations Governing the Management of the Securities Investment Trust and Consulting Association 378 2004.10.30 Regulations Governing Securities Investment Trust Fund Beneficiaries Meetings 379 2004.10.30 Regulations for Selection of Non-Member Directors and Supervisors for the Securities Investment Trust and Consulting Association of the ROC 380 2004.10.30 Regulations Governing Book-Entry Operations for Centrally Deposited Securities 381 2004.10.20 Rules Governing Securities Investment Consulting Enterprises 382 2004.10.20 Rules Governing Securities Investment Trust Enterprises 383 2004.10.20 Regulations Governing the Operation of Discretionary Investment Services by Securities Investment Consulting Enterprises and Securities Investment Trust Enterprises 384 2004.10.12 RISK MANAGEMENT BEST-PRACTICE PRINCIPLES FOR SECURITIES FIRMS 385 2004.10.11 Agreement for Depositing Underlying Securities as Trading Margin in Taiwan Futures Exchange Corporation Stock Option Contract Call Writing (Reference Template) 386 2004.10.08 Taiwan Futures Exchange Corporation Directions for Futures Commission Merchants and Clearing Members Handling Deposits by Stock Call Option Writers of Underlying Securities as Margin 387 2004.09.29 Taiwan Futures Exchange Corporation Regulations Governing Clearing Member Deposits to the Clearing and Settlement Fund Following Clearing and Settlement Operations 388 2004.09.22 Financial-Supervisory-Securities-VIII-0930004539 389 2004.08.09 Chinese Securities Association Guidelines for Information to be Published in Assessments of Securities Underwriters for Offering and Issuance of Securities by Foreign Issuers 390 2004.08.06 Corporate Governance Best-Practice Principles for Securities Firms 391 2004.07.30 Securities-Futures-VIII-0930003685 392 2004.07.20 Financial-Supervisory-Securities-VIII-0930125763 393 2004.06.30 Taiwan-Finance-Securities-VIII-0930002985 394 2004.06.30 Securities Investment Trust and Consulting Act 395 2004.06.17 GreTai Securities Market Directions Concerning the Requirement that a Public Company Applying for OTC Trading of Its Stock Engage a Recommending Securities Firms to Carry Out Underwriting and the Underwriter Subscription Ratio 396 2004.06.16 Taiwan-Finance-Securities-VIII-0930002716 397 2004.05.21 Guidelines for Futures Trading by Overseas Chinese and Foreign Nationals 398 2004.05.14 Taiwan-Finance-Securities-VIII-0930115633 399 2004.04.29 Taiwan-Finance-Securities-VIII-0930001733 400 2004.03.05 Taiwan-Finance-Securities-VIII-0930107280 401 2004.02.24 Application Procedures for Terminating the Listing of Securities by Listed Companies 402 2003.12.26 Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises 403 2003.12.01 Taiwan Futures Exchange Operating Procedures for Use of Backup Futures Trading Accounts 404 2003.11.03 Regulations for the Administration of Futures Industry Associations 405 2003.10.01 Taiwan-Finance-Securities-VIII-0920004044 406 2003.10.01 Taiwan-Finance-Securities-VIII-0920004043 407 2003.09.24 Taiwan Stock Exchange Corporation Directions for the Review of Listing of Beneficiary Securities and Asset-Backed Securities 408 2003.08.29 Application For Opening Account With Taiwan Stock Exchange Corporation For Lending And Borrowing 409 2003.08.29 Table For Declaration Of Withholding Tax Rate On Lending And Borrowing Of Securities 410 2003.07.24 Taiwan Futures Exchange Corporation Procedures For The Handling By Clearing Members Of Positions Of Consigning Futures Commission Merchants 411 2003.07.24 Taiwan Futures Exchange Corporation Clearing Member Application Procedures 412 2003.07.17 Application for Securities Borrowing in Demand out of Strategic Transactions 413 2003.07.09 Taiwan-Finance-Securities-VIII-0920132097 414 2003.07.09 Taiwan-Finance-Securities-VIII-0920002839 415 2003.07.09 Taiwan-Finance-Securities-VIII-0920002840 416 2003.07.09 Taiwan-Finance-Securities-VIII-0920002841 417 2003.06.27 Taiwan-Finance-Securities-VIII-0920002690 418 2003.06.27 Taiwan-Finance-Securities-VIII-0920002691 419 2003.06.02 Regulations Governing the Preparation of Financial Reports by Publicly Held Bills Finance Companies 420 2003.06.02 Regulations Governing the Preparation of Financial Reports by Public Banks 421 2003.05.12 Guidelines for Reporting by Securities Brokers of Consignment Sale of Stock Not Owned by the Principal 422 2003.05.06 Guidelines for Public Subscription and Private Placement of Securities 423 2003.04.30 Regulations Governing Securities Investment Trust Funds 424 2003.03.21 GreTai Securities Market Supplemental Directions for Applications by Software Companies for Over-the-Counter Listing of Stock 425 2003.03.14 GreTai Securities Market Procedures for Verification and Disclosure of Material Information on Over-the-Counter Call (Put) Warrant Issuers 426 2003.03.10 Taiwan Stock Exchange Corporation Directions for Verification and Disclosure of Material Information of Trustee Institutions and Special Purpose Companies 427 2003.01.20 Guidelines for Establishment of Internal Control Systems in Securities and Futures Service Enterprises 428 2003.01.13