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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2021.07.26 Taiwan Stock Exchange Corporation Directions for Announcement or Notice of Attention to Trading Information and Dispositions
2. 2021.07.26 Numerical Standards for and Exceptions to the Irregularity Standards in Article 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions
3. 2021.07.02 The TAIEX Methodology
4. 2021.06.03 Taipei Exchange Foundation Administrative Rules Governing the Host Co-Location Service
5. 2021.06.03 Taipei Exchange Foundation Host Co-Location Service Agreement
6. 2021.05.13 Taipei Exchange Standards Governing the Places of Business and Facilities of Securities Firms and Securities Introducing Brokers
7. 2021.05.12 Taipei Exchange Rules Governing Information to be Published in Prospectuses for Applications for Trading of Securities on the TPEx
8. 2021.05.11 Taiwan Stock Exchange Corporation Co-Location Service Management Regulations
9. 2021.05.06 Standards Governing the Establishment of Securities Firms
10. 2021.05.06 Regulations Governing Securities Firms
11. 2021.05.06 Regulations Governing Responsible Persons and Associated Persons of Securities Firms
12. 2021.04.29 Taipei Exchange Operation Directions for Sustainable Bonds
13. 2021.04.29 Taipei Exchange Operational Directions for Green Bonds
14. 2021.04.29 Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
15. 2021.04.29 Taipei Exchange Procedures for Verification and Disclosure of Material Information of Companies with TPEx Listed Securities
16. 2021.04.26 TAIFEX Taiwan Stock Exchange Electronic Sector Index Futures Contract Specifications
17. 2021.04.26 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronics Sector Index Futures Contracts
18. 2021.04.26 Taiwan Futures Exchange Corporation Trading Rules for Mini Taiwan Stock Exchange Electronics Sector Index Futures Contracts
19. 2021.04.26 TAIFEX Mini Taiwan Stock Exchange Electronics Sector Index Futures Contract Specifications
20. 2021.04.26 Operating Rules of the Taiwan Futures Exchange Corporation
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
2. Futures Trading Act
3. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
4. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
5. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
6. Rules for Futures Commission Merchants in Reporting Default by Principals
7. Regulations Governing Futures Commission Merchants
8. Regulations Governing Futures Advisory Enterprises
9. Regulations Governing Futures Trust Funds
10. Regulations Governing Managed Futures Enterprises
11. Regulations Governing Futures Clearing Houses
12. Regulations Governing Futures Trust Enterprises
13. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
14. Standards Governing the Establishment of Futures Commission Merchants
15. Futures Trading Act Enforcement Rules
16. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
17. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
18. Standards Governing the Establishment of Futures Exchanges
19. Standards Governing the Establishment of Futures Advisory Enterprises
20. Standards Governing the Establishment of Managed Futures Enterprises
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2021.03.31 Financial-Supervisory-Securities-Corporate-1090150022
2. 2021.03.31 Financial-Supervisory-Securities-Corporate-10901500221
3. 2021.03.23 Financial-Supervisory-Securities-Firms-11003334781
4. 2021.03.23 Financial-Supervisory-Securities-Firms-1100333478
5. 2020.11.30 Financial-Supervisory-Securities-Futures-1090365253
6. 2020.11.02 Financial-Supervisory-Securities-Firms-1090359321
7. 2020.09.10 Financial-Supervisory-Securities-Firms-1090364120
8. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
9. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
10. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
11. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
12. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
13. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
14. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
15. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
16. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
17. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
18. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
19. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
20. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331