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New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2021.02.24 The TAIEX Methodology
2. 2020.11.25 Regulations Governing Securities Investment Trust Fund Beneficiaries Meetings
3. 2020.11.23 Taiwan Futures Exchange Corporation Trading Rules for TAIFEX USD/JPY FX Futures Contracts
4. 2020.11.23 TAIFEX USD/JPY FX Futures Contract Specifications
5. 2020.11.23 Taiwan Futures Exchange Corporation Trading Rules for TAIFEX GBP/USD FX Futures Contracts
6. 2020.11.23 TAIFEX GBP/USD FX Futures Contract Specifications
7. 2020.11.23 Taiwan Futures Exchange Corporation Trading Rules for TAIFEX EUR/USD FX Futures Contracts
8. 2020.11.23 TAIFEX EUR/USD FX Futures Contract Specifications
9. 2020.11.23 Taiwan Futures Exchange Corporation Trading Rules for TAIFEX AUD/USD FX Futures Contracts
10. 2020.11.23 TAIFEX AUD/USD FX Futures Contract Specifications
11. 2020.11.19 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts
12. 2020.11.16 Taiwan Stock Exchange Corporation Rules Governing Early Warnings for Overall Operational Risk of Securities Firms
13. 2020.11.09 Taiwan Depository & Clearing Corporation Directions for Book-Entry Operations of Fixed-Income Securities
14. 2020.11.06 Regulations Governing the Securities Investor and Futures Trader Protection Institution
15. 2020.11.06 Regulations Governing the Organization and Mediation Procedures of Securities Investor and Futures Trader Protection Institution Mediation Committees
16. 2020.10.29 Taiwan Futures Exchange Corporation Trading Rules for S&P 500® Index Futures Contracts
17. 2020.10.29 Taiwan Futures Exchange Corporation Trading Rules for Nasdaq-100 Index Futures Contracts
18. 2020.10.29 Taiwan Futures Exchange Corporation Trading Rules for Dow Jones Industrial Average® Index Futures contracts
19. 2020.10.29 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members
20. 2020.10.29 Rules For The Reporting And Handling Of Out-Trades and Account Number Corrections By Futures Commission Merchants
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
2. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
3. Futures Trading Act
4. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
5. Regulations Governing Futures Trust Funds
6. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
7. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
8. Rules for Futures Commission Merchants in Reporting Default by Principals
9. Regulations Governing Futures Clearing Houses
10. Regulations Governing Managed Futures Enterprises
11. Regulations Governing Futures Commission Merchants
12. Regulations Governing Futures Advisory Enterprises
13. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
14. Regulations Governing Futures Trust Enterprises
15. Futures Trading Act Enforcement Rules
16. Standards Governing the Establishment of Futures Commission Merchants
17. Standards Governing the Establishment of Managed Futures Enterprises
18. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
19. Standards Governing the Establishment of Futures Advisory Enterprises
20. Standards Governing the Establishment of Futures Exchanges
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2020.11.30 Financial-Supervisory-Securities-Futures-1090365253
2. 2020.11.02 Financial-Supervisory-Securities-Firms-1090359321
3. 2020.09.10 Financial-Supervisory-Securities-Firms-1090364120
4. 2020.06.09 Financial-Supervisory-Securities-Trading-1090362707
5. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
6. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
7. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
8. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
9. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
10. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
11. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
12. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
13. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
14. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
15. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
16. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
17. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
18. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
19. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
20. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946