ITEM DATE LAW NAME 1 2014.12.31 Corporate Governance Best Practice Principles for TWSE/GTSM Listed Companies 2 2014.12.26 GreTai Securities Market Rules Governing the Review of Foreign Securities for Trading on the GTSM 3 2014.12.25 Taiwan Stock Exchange Corporation Procedures for Review of Call (Put) Warrant Listings 4 2014.12.25 Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings 5 2014.12.19 GreTai Securities Market Rules Governing Securities Trading on the GTSM 6 2014.12.18 GreTai Securities Market Supplemental Rules Governing Applications by Group Enterprises for GTSM Listing of Stock 7 2014.12.16 Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules 8 2014.12.16 GreTai Securities Market (GTSM) Standards for Determining Whether a GTSM listed Company Is Required Publish Complete Financial Forecasts 9 2014.12.11 Operating Rules of the Taiwan Stock Exchange Corporation 10 2014.11.28 Operation Directions for Applications by Overseas Chinese, Foreign Nationals, and Mainland Area Investors for Registration to Invest in Domestic Securities or Trade Domestic Futures 11 2014.11.28 Regulations Governing Securities Investment Trust Enterprises 12 2014.11.28 Standards Governing the Establishment of Securities Investment Trust Enterprises 13 2014.11.26 Financial-Supervisory-Securities-SITC-1030043688 14 2014.11.26 Taiwan Stock Exchange Corporation Rules Governing Information Filing by Companies with TWSE Listed Securities and Offshore Fund Institutions with TWSE Listed Offshore Exchange-Traded Funds 15 2014.11.26 Taiwan Stock Exchange Corporation Rules Governing the Preparation and Filing of Corporate Social Responsibility Reports by TWSE Listed Companies 16 2014.11.24 Financial-Supervisory-Securities-Firms-1030042872 17 2014.11.21 Financial-Supervisory-Securities-Firms-1030043860 18 2014.11.20 Directions for Internal Control of Securities Firms Using Modelling in Management Operations 19 2014.11.07 Corporate Social Responsibility Best Practice Principles for TWSE/GTSM Listed Companies 20 2014.11.07 Ethical Corporate Management Best Practice Principles for TWSE/GTSM Listed Companies 21 2014.11.06 Taiwan Stock Exchange Corporation Standards for Determining Whether a TWSE Listed Company Shall Publish Complete Financial Forecasts 22 2014.11.06 Taiwan Stock Exchange Corporation Operation Directions for the Appointment of Independent Directors by TWSE Listed Companies 23 2014.11.06 Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies 24 2014.11.04 Taiwan Stock Exchange Corporation Regulations Governing Applications by Securities Firms for Resumption of Business after Suspension 25 2014.11.04 Taiwan Stock Exchange Corporation Guidelines for Securities Brokers in Reporting Failed Trades and Defaults by Principals 26 2014.11.04 Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers 27 2014.10.27 Taiwan Stock Exchange Corporation Procedures for Handling the Registration of Offering and Issuance of Securities by Domestic and Foreign Issuers 28 2014.10.27 Taiwan Stock Exchange Corporation Directions for Lead Securities Underwriters Mandated to Assist Primary Listed Companies in Complying with ROC Laws and Regulations and the Taiwan Stock Exchange Corporation Rules Related to TWSE Listing 29 2014.10.27 GreTai Securities Market Registration Directions for the Offering and Issuance of Securities by Domestic and Foreign Securities Issuers 30 2014.10.24 Regulations Governing the Offering and Issuance of Securities by Foreign Issuers 31 2014.10.24 Regulations Governing the Offering and Issuance of Securities by Securities Issuers 32 2014.10.24 Regulations Governing the Offering and Issuance of Overseas Securities by Issuers 33 2014.10.21 Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises 34 2014.10.16 Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings 35 2014.10.16 Supplementary Provisions to the Taiwan Stock Exchange Corporation Rules for Review of Securities Listings 36 2014.10.13 Directions for Settlement by the Offsetting of Margin Purchases and Short Sales in Margin Trading 37 2014.10.13 Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities 38 2014.10.09 GreTai Securities Market Operation Directions for the Administration of GTSM primary Listed Companies 39 2014.10.02 Taiwan Stock Exchange Corporation Principles for Handling Information Disclosure on the Key Financials Section of the Market Observation Post System (MOPS) 40 2014.09.30 GreTai Securities Market Supplemental Directions for Applications by Investment Holding Companies for Over-the-Counter Listing 41 2014.09.30 GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 42 2014.09.30 Determination Standards for the Provisions of Article 50, Paragraph 1, Subparagraph 14, and Article 50-3, Paragraph 1, Subparagraph 11 of the Operating Rules of the Taiwan Stock Exchange Corporation 43 2014.09.24 Taiwan Stock Exchange Corporation Rules Governing Awards for Reporting on Unlawful Activities on the Securities Market 44 2014.09.23 GreTai Securities Market Rules Governing Management of Foreign Currency Denominated International Bonds 45 2014.09.23 GreTai Securities Market Regulations Governing Bond Payment Settlement Reserves for the Electronic Bond Trading System 46 2014.09.23 GTSM Directions Governing Clearing and Settlement Operations for Securities Traded on the GTSM 47 2014.09.23 GreTai Securities Market Rules Governing the Electronic Bond Trading System 48 2014.09.22 Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets 49 2014.09.22 Regulations Governing Establishment of Internal Control Systems by Public Companies 50 2014.09.18 Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 51 2014.09.15 Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges 52 2014.09.15 Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses 53 2014.09.15 Regulations Governing the Preparation of Financial Reports by Company-Type Stock Exchanges 54 2014.09.11 Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants 55 2014.09.11 Regulations Governing the Preparation of Financial Reports by Securities Firms 56 2014.09.10 Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates 57 2014.09.10 Risk Disclosure Statement for Beneficial Certificates of Leveraged and Inverse Exchange Traded Funds 58 2014.09.10 Taiwan Stock Exchange Corporation Guidelines for Creation and Redemption of Beneficial Certificates 59 2014.09.09 GreTai Securities Market Standards Governing Sites and Facilities of Securities Firms and Trading Assistants 60 2014.09.04 Regulations Governing Securities Investment Consulting Enterprises (93.10.30 Announced) 61 2014.09.03 Taiwan Stock Exchange Corporation Standards Governing the Places of Business and Facilities of Securities Firms and Securities Introducing Brokers 62 2014.08.28 Directions for the Conduct of Wealth Management Business by Securities Firms 63 2014.08.28 Standards Governing the Establishment of Securities Investment Consulting Enterprises 64 2014.08.28 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises 65 2014.08.25 Financial-Supervisory-Securities-Firms-10300286541 66 2014.08.25 Financial-Supervisory-Securities-Firms-1030028654 67 2014.08.25 Financial-Supervisory-Securities-Firms-10300286542 68 2014.08.22 Guidelines for the Commission Agency Services of Securities Firms for Investment in the Money Market of Settlement Money Payable to Clients from Securities Transactions Undertaken on Behalf of Clients 69 2014.08.22 Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings 70 2014.08.20 Taiwan Futures Exchange Corporation Trading Rules for Stock Option Contracts 71 2014.08.20 Taiwan Futures Exchange Corporation Trading Rules for Single Stock Futures Contracts 72 2014.08.15 Taiwan Stock Exchange Corporation Rules Governing Early Warnings for Overall Operational Risk of Securities Firms 73 2014.08.13 Regulations Governing the Preparation of Financial Reports by Securities Issuers 74 2014.08.13 Regulations Governing Auditing and Attestation of Financial Statements by Certified Public Accountants 75 2014.08.12 GreTai Securities Market Operation Directions for Announcement or Notice of Attention to Trading Information and Dispositions 76 2014.08.12 Detailed Numerical Standards and Exceptions to the Irregularity Standards in the Subparagraphs under Article 4, paragraph 1 of the GreTai Securities Market Directions for Announcement or Notice of Attention to Trading Information and Dispositions on the GTSM 77 2014.08.08 Taiwan Stock Exchange Corporation Contract for the Listing of Foreign Stock 78 2014.08.08 Taiwan Stock Exchange Corporation Regulations Governing Contracts for the Listing of Foreign Stocks 79 2014.08.08 Taiwan Stock Exchange Corporation Rules Governing Call (Put) Warrant Listing Contracts 80 2014.08.08 Taiwan Stock Exchange Corporation Listing Contract for Call (Put) Warrants 81 2014.08.08 Taiwan Stock Exchange Corporation Rules Governing Contracts for the Listing of Taiwan Depositary Receipts 82 2014.08.08 Taiwan Stock Exchange Corporation Directions for Announcement or Notice of Attention to Trading Information and Dispositions 83 2014.08.08 Numerical Standards for and Exceptions to the Irregularity Standards in Article 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions 84 2014.07.18 Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Beneficial Certificates 85 2014.07.16 Operating Rules of the Taiwan Futures Exchange Corporation 86 2014.07.16 Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms 87 2014.07.15 Taiwan Stock Exchange Corporation Rules Governing Trading of Call (Put) Warrants 88 2014.07.15 Taiwan Stock Exchange Corporation Guidelines Governing the Particulars to be Recorded in a Public Offering Prospectus for Call (Put) Warrants 89 2014.07.15 Taiwan Stock Exchange Corporation Guidelines for the Exercise of Call (Put) Warrants 90 2014.07.08 Directions for Use by Securities Investment Trust Enterprises of Securities Investment Trust Funds for Trading of Securities-Related Products 91 2014.07.04 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions 92 2014.07.04 Taiwan Stock Exchange Corporation Specific Standards and Procedures for Halting and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements 93 2014.07.03 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of Companies with GTSM Listed Securities 94 2014.07.03 Regulations Governing Securities Investment Trust Funds 95 2014.07.03 GreTai Securities Market Rules Governing the Review of Emerging Stocks for Trading on the GTSM 96 2014.07.03 GreTai Securities Market Procedures for Press Conferences Concerning Material Information of Companies with GTSM Listed Securities 97 2014.07.03 GreTai Securities Market Rules Governing Information Reporting by Companies with GTSM Listed Securities 98 2014.07.02 Chinese National Futures Association Guidelines for Anti-Money Laundering and Countering Terrorism Financing for Futures Commission Merchants (Template) 99 2014.07.01 Chinese National Futures Association Guidelines for Anti-Money Laundering and Countering Terrorism Financing for Futures Trust Enterprises and Manage Futures Enterprises (Template) 100 2014.06.27 Regulations Governing Securities Firms 101 2014.06.27 Regulations Governing Responsible Persons and Associated Persons of Securities Firms 102 2014.06.26 Financial-Supervisory-Securities-Corporate-10300230002 103 2014.06.26 Financial-Supervisory-Securities-Corporate-1030023000 104 2014.06.26 Financial-Supervisory-Securities-Corporate-10300230001 105 2014.06.24 Principles for Assignment of Ticker Symbols in the Republic of China Securities Markets 106 2014.06.20 GreTai Securities Market Regulations Governing After-Hour Fixed-Price Trading 107 2014.06.19 GreTai Securities Market Rules Governing the Review of Call (Put) Warrants for Trading on the GTSM 108 2014.06.19 GreTai Securities Market Procedures for the Review of Call (Put) Warrants 109 2014.06.18 Taiwan Stock Exchange Corporation Procedures for Press Conferences Concerning Material Information of Listed Companies 110 2014.06.18 Business Entity Accounting Act 111 2014.06.18 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Companies with Listed Securities 112 2014.06.16 Operational Rules Governing Day Trades of Securities 113 2014.06.16 Taiwan Stock Exchange Corporation Regulations Governing After-Hours Fixed-Price Trading 114 2014.06.16 Taiwan Stock Exchange Corporation Directions For the Recognition of the Qualifications of Issuers of Exchange-Traded Funds and Underlying Indexes 115 2014.06.16 Taiwan Stock Exchange Corporation Operation Directions Governing Liquidity Providers of Call (Put) Warrants 116 2014.06.16 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Trust Enterprises with TWSE Listed Beneficial Certificates and Offshore Fund Institutions 117 2014.06.13 GreTai Securities Market Rules Governing the Trading of Emerging Stocks on the GTSM 118 2014.06.11 Operational Procedures for the Review of Foreign Securities for Listing by the Taiwan Stock Exchange Corporation 119 2014.06.04 The Banking Act of The Republic of China 120 2014.06.04 Financial Asset Securitization Act 121 2014.05.29 Standards Governing the Establishment of Futures Trust Enterprises 122 2014.05.29 Regulations Governing Futures Trust Enterprises 123 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronic Sector Index Futures Contracts 124 2014.05.29 Regulations Governing Futures Trust Funds 125 2014.05.29 Taiwan Futures Exchange Corporation Regulations Governing the Brokerage Contracts of Futures Brokers 126 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Banking and Insurance Sector Index Futures Contracts 127 2014.05.29 Regulations Governing Offshore Funds 128 2014.05.29 Regulations Governing Managed Futures Enterprises 129 2014.05.29 Taiwan Futures Exchange Corporation Criteria for Clearing Membership 130 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Electronics Sector Index Option Contracts 131 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Finance Sector Index Option Contracts 132 2014.05.29 Regulations Governing Futures Commission Merchants 133 2014.05.29 Standards Governing the Establishment of Futures Commission Merchants 134 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Mini-TAIEX Futures Contracts 135 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for FTSE/TWSE Taiwan 50 Index Futures Contracts 136 2014.05.29 Regulations Governing Futures Advisory Enterprises 137 2014.05.29 Standards Governing the Establishment of Managed Futures Enterprises 138 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Stock Index (TAIEX) Futures Contracts 139 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange Capitalization Weighted Stock Index Options Contracts 140 2014.05.29 Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms 141 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Futures Contract 142 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for the Gold Options Contract 143 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Options Contracts 144 2014.05.29 Regulations Governing the Issuance of Call (Put) Warrants by Issuers 145 2014.05.29 Regulations Governing Leverage Transaction Merchants 146 2014.05.29 Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers 147 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for NT Dollar Denominated Gold Futures Contracts 148 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for Taiwan Stock Exchange NonFinance NonElectronics Sub-Index Futures Contracts 149 2014.05.29 Taiwan Futures Exchange Corporation Trading Rules for GreTai Securities Market Stock Index Options Contract 150 2014.05.29 Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants 151 2014.05.14 The Securities Investment Trust and Consulting Association of the R.O.C.'s template for Anti-Money Laundering and Countering Terrorism Financing Guidelines for securities investment trust and consulting business 152 2014.05.06 GreTai Securities Market Rules Governing the Use of the Gofunding Zone 153 2014.04.25 Taiwan Futures Exchange Corporation Methods and Standards for Receipt of Clearing Margins 154 2014.04.25 Taiwan Futures Clearing Service Fee Schedule 155 2014.04.25 Standards Governing Eligibility of Securities for Margin Purchase and Short Sale 156 2014.04.25 Regulations Governing Information to be Published in Prospectuses by Futures Trust Enterprises Offering Futures Trust Funds 157 2014.04.24 Taiwan Futures Exchange Corporation Exchange Fee Schedule 158 2014.04.22 GreTai Securities Market Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms 159 2014.04.21 GreTai Securities Market Standards for Calculation of Trading Information User Fees 160 2014.04.14 Taiwan Futures Exchange Method of Calculating Accumulated New Taiwan Dollar Realized Gains for Offshore Overseas Chinese, Foreign Nationals, and Mainland Area Investors Engaging in Futures Trading 161 2014.04.09 Taiwan Stock Exchange Corporation Procedures for Handling Appeals Filed by Employees of Securities Firms in Disposition Cases 162 2014.04.01 Financial-Supervisory-Securities-Corporate-10300058811 163 2014.04.01 Financial-Supervisory-Securities-Corporate-1030005881 164 2014.03.27 Taiwan Futures Exchange Operational Key Points of Clearing and Settlement for Futures Commission Merchants and Clearing Members 165 2014.03.18 Taiwan Stock Exchange Corporation Enforcement Guidelines Governing Pre-Listing Performance Presentations for Initial Securities Listing 166 2014.03.18 Taiwan Stock Exchange Corporation "Securities Listing Review Committee Charter" 167 2014.03.17 Financial-Supervisory-Securities-Firms-1030006062 168 2014.03.13 Directions for Futures Trading by Overseas Chinese and Foreign Nationals 169 2014.03.12 Standards for Determining Unsuitability for GTSM Listing under Article 10, Paragraph 1 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 170 2014.03.11 Financial-Supervisory-Securities-Firms-1030005251 171 2014.03.10 Taiwan Futures Exchange Corporation Measures for Handling Malfunctions and Telecommunications Disruptions in Trading Systems or Trading Information Transmission Systems 172 2014.02.27 Taiwan Stock Exchange Corporation Rules Governing Trading of Securities in the Altered-Trading-Method Category 173 2014.02.27 Operation Directions for the Advance Collection of Funds and Securities by Securities Brokers in Brokerage Trading 174 2014.02.21 Sample Template for XXX Co., Ltd. Rules Governing Financial and Business Matters Between this Corporation and its Affiliated Enterprises 175 2014.02.21 GreTai Securities Market Procedures for Verification and Disclosure of Material Information of GTSM Listed Call (Put) Warrant Issuers 176 2014.02.19 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Issuers of Call (Put) Warrants 177 2014.02.18 Financial-Supervisory-Securities-Firms-10300032444 178 2014.02.18 Financial-Supervisory-Securities-Firms-10300032441 179 2014.02.18 Financial-Supervisory-Securities-Firms-1030003244 180 2014.02.18 Financial-Supervisory-Securities-Firms-10300032445 181 2014.02.18 Financial-Supervisory-Securities-Firms-10300032442 182 2014.02.18 Financial-Supervisory-Securities-Firms-10300032443 183 2014.02.18 GreTai Securities Market Directives for Auditing Internal Control Systems of GTSM listed Companies 184 2014.02.14 Standards Governing the Security of Personal Data Files in the Securities and Futures Industries 185 2014.02.14 Procedures and Fees for Inquiry, Examination, and Issuance of Copies of Computer-Processed Personal Data in the Securities and Futures Industries 186 2014.02.12 Taiwan Stock Exchange Corporation Direction for Auditing Internal Control Systems of Listed Companies 187 2014.02.11 Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals 188 2014.02.10 Financial-Supervisory-Securities-Firms-1030000889 189 2014.02.07 Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans 190 2014.01.28 Financial-Supervisory-Securities-Firms-10300014311 191 2014.01.28 Financial-Supervisory-Securities-Firms-1030001431 192 2014.01.13 Financial-Supervisory-Securities-Auditing-10200546801 193 2014.01.06 GreTai Securities Market Operation Directions Governing Liquidity Providers of Exchange-Traded Fund Beneficiary Certificates 194 2014.01.03 Directions Governing Anti-Money Laundering and Countering Terrorism Financing of Securities and Futures Sector 195 2014.01.02 GreTai Securities Market Rules Governing Bond Repurchase and Reverse Purchase Transactions on Over-the-Counter Markets 196 2013.12.31 Regulations Governing the Publication of Financial Forecasts of Public Companies 197 2013.12.31 Taiwan Stock Exchange Operating Procedures for the Handling of an Appeal by a Securities Firm or Securities Firm Employee Against an Enforcement Action on a Deficiency Identified in an Audit 198 2013.12.31 Regulations Governing Information to be Published in Annual Reports of Public Companies 199 2013.12.31 Regulations Governing Information to be Published in Public Offering and Issuance Prospectuses 200 2013.12.31 GreTai Securities Market Handling Procedures for Routine Regulation and Regulation by Exception of Financial and Business Affairs of GTSM Listed Companies 201 2013.12.31 GreTai Securities Market Procedures for the Review of Financial Reports of GTSM Listed Companies 202 2013.12.30 Regulations Governing the Acquisition and Disposal of Assets by Public Companies 203 2013.12.30 Regulations Governing the Go Incubation Board for Startup and Acceleration Firms 204 2013.12.30 Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants 205 2013.12.30 Taiwan Stock Exchange Corporation Directions Governing the Particulars to be Recorded in the Securities Underwriter's Assessment Report 206 2013.12.30 Taiwan Stock Exchange Corporation Procedures for Review of Financial Reports of Listed Companies 207 2013.12.30 Regulations Governing Approval for Mainland-Area Professionals to Engage in Professional Activities in Taiwan 208 2013.12.26 Offshore Banking Act Enforcement Rules 209 2013.12.26 Regulations Governing Offshore Securities Branches 210 2013.12.23 Regulations Governing the Administration of Shareholder Services of Public Companies 211 2013.12.19 GreTai Securities Market Operational Rules for Computerized Trading of GTSM Instruments 212 2013.12.05 Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC) 213 2013.12.04 Taiwan Stock Exchange Corporation Rules for Regulating Primary Listed Foreign Issuers 214 2013.11.27 Financial-Supervisory-Securities-Corporate-1020047887 215 2013.11.26 GreTai Securities Market Directions for Classifying and Adjusting the Industry Categories of GTSM Listed Companies 216 2013.11.13 GreTai Securities Market Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 217 2013.11.13 GreTai Securities Market Guidelines for Securities Brokers Reporting Delayed Settlement and Default by Customers 218 2013.11.12 Standards Governing the Establishment of Securities Firms 219 2013.11.06 Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers 220 2013.11.06 Financial-Supervisory-Securities-Corporate-1020040173 221 2013.11.01 GreTai Securities Market Regulations Governing the Trading of Call (Put) Warrants 222 2013.10.16 Rules Governing the Proprietary Trading of Foreign Bonds by Securities Firms 223 2013.10.01 Directions for Announcements or Notices of Attention to Trading Information and Dispositions for Emerging Stocks 224 2013.09.06 Financial-Supervisory-Securities-Firms-1020029252 225 2013.09.05 Operating Rules for Securities Lending by Securities Firms 226 2013.09.02 Taiwan Futures Exchange Corporation Operational Regulations for Block Trading 227 2013.08.27 Financial-Supervisory-Securities-Corporate-10200293699 228 2013.08.27 Financial-Supervisory-Securities-Corporate-10200293696 229 2013.08.27 Financial-Supervisory-Securities-Corporate-10200293698 230 2013.08.27 Financial-Supervisory-Securities-Corporate-10200293697 231 2013.08.20 Futures Trading Act Enforcement Rules 232 2013.08.06 Regulations Governing CPA Pre-Professional Training and Continuing Professional Education 233 2013.08.05 GreTai Securities Market Procedures for the Review of Securities for GTSM Listing 234 2013.07.26 GreTai Securities Market Guidelines for Lead Recommending Securities Firms Mandated to Assist GTSM Primary Listed Companies in Complying with the Laws of the ROC and the GreTai Securities Market Rules Related to GTSM Listing 235 2013.07.26 GreTai Securities Market Procedures for Review of GTSM Trading of Foreign Securities 236 2013.07.17 Financial-Supervisory-Securities-Auditing-1020024132 237 2013.07.04 Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms 238 2013.06.26 Establishment of an Information and Communications Security Inspection System for Futures Commission Merchants 239 2013.06.21 Taiwan Futures Exchange Corporation Guidelines Governing Applications by Institutional Investors to Increase Position Limits 240 2013.06.20 Taiwan Futures Exchange Corporation Procedures for Suspension or Termination of Futures Commission Merchant and Clearing Member Operations 241 2013.06.20 Taiwan Futures Exchange Corporation Trading Rules for 30-Day Commercial Paper Rate Futures Contracts 242 2013.06.19 Offshore Banking Act 243 2013.06.06 Taiwan Futures Exchange Corporation Rules Governing Surveillance Of Market Positions 244 2013.06.05 Securities and Exchange Act 245 2013.05.31 Financial-Supervisory-Securities-Firms-1020014375 246 2013.05.31 Financial-Supervisory-Securities-Firms-10200143751 247 2013.05.30 Guidelines for Pre-Account Opening Procedures by FCM-Appointed Introducing Brokers Outside of the Place of Business 248 2013.05.30 Guidelines for Pre-Account Opening Procedures by Futures Commission Merchants Outside Their Place of Business 249 2013.04.25 Taiwan Futures Exchange Corporation Rules Governing Online Reporting Procedures for Futures Commission Merchants 250 2013.04.11 GreTai Securities Market Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading 251 2013.04.11 Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies 252 2013.04.03 Rules for Futures Commission Merchants in Reporting Default by Principals 253 2013.04.03 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants and Clearing Members Conducting Operations in Relation to the pledging of securities as Margin Collateral 254 2013.03.29 Taiwan Futures Exchange Corporation Standards for Collection of On-line Processing Fees 255 2013.03.29 Taiwan Futures Exchange Corporation Contract for Computer Connection to the Centralized Futures Exchange Market 256 2013.03.15 GreTai Securities Market Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions 257 2013.03.15 GreTai Securities Market Specific Standards and Procedures for Suspending and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements 258 2013.03.14 GreTai Securities Market Operation Directions for the System for Early Settlement of Financial Derivatives Transactions 259 2013.03.12 Operating Rules for Securities Business Money Lending by Securities Firms 260 2013.02.27 Sample Template for XXX Co., Ltd. Rules of Procedure for Shareholders Meetings 261 2013.02.22 Guidelines for Account Opening and Futures Trading by Insiders of Futures Commission Merchants 262 2013.02.22 Guidelines for Account Opening and Futures Trading by Insiders of Futures Introducing Brokers Opening Accounts to Engage in Futures Trading 263 2013.02.20 Taiwan Futures Exchange Corporation Trading Rules for Gold Futures Contracts 264 2013.02.04 GreTai Securities Market Principles for Handling Information Disclosure on the Taiwan Depository Receipt Key Financials Section of the Market Observation Post System 265 2013.02.04 GreTai Securities Market Principles for Handling Information Disclosure on the Key Financials Section of the Market Observation Post System (MOPS) 266 2013.01.30 Company Act 267 2013.01.30 GreTai Securities Market Supplemental Directions for Applications by Construction Companies for GTSM Listing 268 2013.01.30 GreTai Securities Market Supplemental Directions for Applications by Financial Holding Companies for GTSM Listing 269 2013.01.29 GreTai Securities Market Procedures for Applications by GTSM Listed Companies for the Delisting of Securities 270 2013.01.29 Procedures and Timeframes for Handling Events Under Article 12-1 of the GreTai Securities Market Rules Governing Securities Trading on the GTSM 271 2013.01.28 Regulations Governing The Use Of Trading Information 272 2013.01.28 Criteria for Charging Fees 273 2013.01.28 Taiwan Depository & Clearing Corporation Operating Rules for Short-Term Bills 274 2013.01.23 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Financial Holding Companies 275 2013.01.23 Operation Directions for the Implementation Procedures for Article 50-1, Paragraph 6 of the Operating Rules of the Taiwan Stock Exchange Corporation 276 2013.01.23 Taiwan Stock Exchange Corporation Procedures for Applications by TWSE Listed Companies for the Delisting of Securities 277 2013.01.23 Taiwan Stock Exchange Corporation Rules for the Review of Stock Exchange Listing Applications by Investment Holding Companies 278 2013.01.22 Taiwan Stock Exchange Corporation Principles for Handling Information Disclosure on the Taiwan Depositary Receipt Key Financials Section of the Market Observation Post System (MOPS) 279 2013.01.21 Taiwan Securities Association Directions for Information to be Published in Securities Underwriter Evaluation Reports for the Public Offering and Issuance of Securities by Foreign Securities Issuers 280 2013.01.15 Taiwan Stock Exchange Corporation Procedures for the Review of Financial Reports of TWSE Secondary Listed Companies Receipts 281 2013.01.08 Directions for Public Companies Conducting Private Placements of Securities 282 2012.12.28 Taiwan Futures Exchange Corporation Regulations Governing Clearing Member Deposits to the Clearing and Settlement Fund Following Clearing and Settlement Operations 283 2012.12.25 Taiwan Futures Exchange Corporation Operational Guidelines for Futures Commission Merchants Completing and Submitting Trading Order Forms Electronically 284 2012.12.25 Taiwan Futures Exchange Corporation Guidelines for the Management of Futures Auction Terminals 285 2012.12.13 Directions for Secondary Reviews of Financial Reports of Companies with a Secondary Listing on the Exchange (or OTC) Market 286 2012.12.07 Regulations Governing the Organization and Deliberation Procedures of the CPA Discipline Committee and the CPA Disciplinary Rehearing Committee 287 2012.11.23 Securities and Exchange Act Enforcement Rules 288 2012.11.16 Financial-Supervisory-Securities-Firms-1010049802 289 2012.11.12 GreTai Securities Market Operation Directions for the Appointment of Independent Directors by GTSM Listed Companies 290 2012.11.08 Taiwan Futures Exchange Corporation Points for Attention by Futures Commission Merchants and Clearing Members Depositing Proprietary Funds in Segregated Margin Accounts 291 2012.11.08 Sample Template for XXX Co., Ltd. Rules of Procedure for Board of Directors Meetings 292 2012.11.05 GreTai Securities Market Rules Governing the Repurchase of Taiwan Depositary Receipts by Secondary Listed Companies 293 2012.10.31 GreTai Securities Market Securities Listing Fee Rates 294 2012.10.30 Regulations Governing Information to be Published in Financial Institution Prospectuses for Offering and Issuance of Securities 295 2012.10.26 Taiwan Stock Exchange Corporation Rules Governing the Repurchase of Taiwan Depositary Receipts by Secondary Listed Companies 296 2012.10.19 Taiwan Stock Exchange Corporation Rules for Solicitation of Opinions in Reviews of Initial Applications for TWSE Listing by Public Companies 297 2012.10.18 GreTai Securities Market Directions for Information to be Published in Public Offering Prospectuses for Call (Put) Warrants 298 2012.10.18 GreTai Securities Market Regulations Governing GTSM Listing Contracts for Call (Put) Warrants 299 2012.10.12 GreTai Securities Market Measures for Responding to Natural Disasters 300 2012.10.05 Taiwan Stock Exchange Corporation Regulations for Handling Deficiencies in Evaluation Reports or Other Related Information Submitted by a Securities Underwriter 301 2012.10.05 Taiwan Stock Exchange Corporation Contract for the Listing of Taiwan Depositary Receipts 302 2012.10.02 Regulations Governing the Applicable Scope of Special Circumstances for the Public Announcement and Filing of Financial Reports and Operational Status Reports by Public Companies 303 2012.10.01 The specific purpose and the classification of personal information of the Personal Information Protection Act 304 2012.09.26 Enforcement Rules of the Personal Information Protection Act 305 2012.08.29 Taiwan Futures Exchange Corporation Guidelines for Mergers and Assignment of Operations by Futures Commission Merchants 306 2012.08.29 Taiwan Futures Exchange Corporation Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Futures Commission Merchants and Clearing Members 307 2012.08.22 Regulations Governing Share Repurchase by Exchange-Listed and OTC-Listed Companies 308 2012.08.22 Regulations Governing Procedure for Board of Directors Meetings of Public Companies 309 2012.08.14 Regulations Governing Centralized Securities Depository Enterprises 310 2012.08.01 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises 311 2012.08.01 Taiwan Stock Exchange Corporation Procedures for Review of the Listing of REIT and REAT Beneficial Securities 312 2012.08.01 Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises 313 2012.07.27 Regulations Governing Information to be Published in Private Placement Memoranda by Securities Investment Trust Enterprises When Privately Offering Securities Investment Trust Funds 314 2012.07.27 Regulations Governing Securities Finance Enterprises 315 2012.07.27 Regulations Governing Information to be Published in Prospectuses by Securities Investment Trust Enterprises Offering Securities Investment Trust Funds 316 2012.07.25 Regulations Governing the Qualification Requirements and Professional Development of Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 317 2012.07.12 Regulations Governing Futures Exchanges 318 2012.07.12 Regulations Governing Futures Clearing Houses 319 2012.07.11 Regulations Governing Stock Exchanges 320 2012.07.10 Regulations Governing Securities Trading on the GreTai Securities Market 321 2012.07.09 Taiwan Stock Exchange Corporation Procedures for Merger or Assignment of Operations of Securities Firms 322 2012.07.06 Regulations Governing Loaning of Funds and Making of Endorsements/Guarantees by Public Companies 323 2012.07.05 Regulations Governing Information to be Published in Public Tender Offer Prospectuses 324 2012.07.05 Regulations Governing Public Tender Offers for Securities of Public Companies 325 2012.07.04 Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Securities Firms 326 2012.06.22 Sample Template of XXX Co., Ltd. Charter of Nominating Committee for Directors and Supervisors 327 2012.06.19 GreTai Securities Market Regulations Governing Trading of Foreign Stocks and Taiwan Depository Receipts 328 2012.06.19 GreTai Securities Market Risk Declaration Statement for GTSM-listed Foreign Securities (Template) 329 2012.06.07 Taiwan Stock Exchange Corporation Regulations Governing Trading of Depositary Receipts 330 2012.06.07 Taiwan Stock Exchange Corporation Regulations Governing Trading of Foreign Stocks 331 2012.05.29 Contract for Trading International Bonds on the GTSM 332 2012.05.15 GreTai Securities Market Rules Governing the Review of Exchange Traded Fund Beneficiary Certificates for Trading on GTSM 333 2012.05.15 Rules Governing the Conduct of Shareholders Meetings by Public Companies 334 2012.05.15 Taiwan Stock Exchange Corporation Directions for the Review of Listing of Beneficiary Securities and Asset-Backed Securities 335 2012.04.24 Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading 336 2012.04.13 Regulations Governing the Operation of and Compliance Requirements for Split Voting by Shareholders of Public Companies 337 2012.04.06 GreTai Securities Market Guidelines for Providing Financial Derivative Services to General Customers 338 2012.04.06 GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement 339 2012.03.23 GreTai Securities Market Administration Rules for Financial Derivative Trade Database 340 2012.03.23 GreTai Securities Market Contract for Financial Derivative Trade Database 341 2012.02.17 GreTai Securities Market Supplemental Directions for Applications by Private Institutions Participating in Public Infrastructure Projects for GTSM Listing 342 2012.02.08 GreTai Securities Market Guidelines for the Exercise of Call (Put) Warrants 343 2012.02.04 Taiwan Futures Exchange Corporation Rules for Encouraging Reporting of Unlawful Activities on the Futures Market 344 2012.02.03 GreTai Securities Market Operational Guidelines for Omnibus Trading Accounts 345 2012.02.02 Taiwan Stock Exchange Corporation Operational Guidelines for Omnibus Trading Accounts 346 2012.01.13 GreTai Securities Market Rules for Administration of Additional Deposits by Securities Firms to the Joint Responsibility System Clearing and Settlement Fund 347 2012.01.13 GreTai Securities Market Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund 348 2012.01.11 Taiwan Stock Exchange Corporation Rules for Administration of Additional Deposits by Securities Firms to the Clearing and Settlement Fund 349 2012.01.11 Taiwan Stock Exchange Corporation Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund 350 2011.12.29 GreTai Securities Market Rules Governing the Trading of Convertible Corporate Bonds, Exchangeable Corporate Bonds, and Bond Conversion Entitlement Certificates 351 2011.12.29 Risk Disclosure Statement for Trading of Emerging Stocks (Sample) 352 2011.12.28 GreTai Securities Market Operating Procedures for Replacement Issues of GTSM Listed Securities 353 2011.12.23 Regulations for Departmental Affairs of the Securities and Futures Bureau, Financial Supervisory Commission 354 2011.12.16 GreTai Securities Market Account Opening Agreement for GTSM listed Securities 355 2011.12.14 Taiwan Stock Exchange Corporation Procedures for the Exchange of Securities Certificates by TWSE Listed Companies 356 2011.11.04 Financial-Supervisory-Securities-Firms-1000049000 357 2011.10.20 Financial-Supervisory-Securities-Firms-10000429131 358 2011.10.14 Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers 359 2011.10.14 Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers 360 2011.10.06 GreTai Securities Market Directions for the Termination of Trading of the Shares of Foreign Emerging Stock Companies on the GTSM Emerging Stock Market 361 2011.09.30 GreTai Securities Market Regulations Governing Block Trading of GTSM Listed Securities 362 2011.09.08 Sample Template for XXX Co., Ltd. Remuneration Committee Charter 363 2011.08.26 Taiwan Stock Exchange Corporation Rules Governing Block Trading of Listed Securities 364 2011.08.26 Taiwan Stock Exchange Corporation Measures for Responding to Natural Disasters 365 2011.08.12 Sample Template for XXX Co., Ltd. Procedures for Ethical Management and Guidelines for Conduct 366 2011.08.04 Regulations Governing Appointment of Independent Directors and Compliance Matters for Public Companies 367 2011.08.03 Operation Directions for Administration of Customer Information Inquiries by Employees of Futures Enterprises 368 2011.06.29 Organic Act of the Securities and Futures Bureau, Financial Supervisory Commission 369 2011.06.08 Taiwan Futures Exchange Corporation Procedural Guidelines For Clearing Members Unable To Maintain Conformance With Clearing Member Standards 370 2011.05.18 Taiwan Stock Exchange Corporation Rules Governing Implementation of the Stock Market Surveillance System 371 2011.04.15 GreTai Securities Market Rules Governing Reverse Auction of GTSM Listed Securities 372 2011.03.18 Regulations Governing the Appointment and Exercise of Powers by the Remuneration Committee of a Company Whose Stock is Listed on the Stock Exchange or Traded Over the Counter 373 2011.03.18 Directions for Collateral Management in Fixed-price and Competitive Auction Securities Borrowing and Lending Transactions 374 2011.02.24 Taiwan Stock Exchange Corporation Principles for Time and Agenda Arrangements for Meetings of the Review Committee Concerning Companies' Initial Stock Listing Applications 375 2011.02.24 Taiwan Stock Exchange Corporation Guidelines Governing the Selection and Appointment of External Reviewers of the Securities Listing Review Committee 376 2011.02.24 Taiwan Stock Exchange Corporation "Guidelines for Presentations, Evaluations and Explanations Given by Companies Applying for Initial Stock Listing and Relevant Staff at the Securities Listing Review Committee" 377 2011.02.23 GreTai Securities Market Directives for Handling Advance Collection of Funds and Securities by Securities Brokers 378 2011.02.01 Corporate Governance Best-Practice Principles for Futures Commission Merchants 379 2011.01.31 Matters Required to be Included in the Corporate Bylaws of Credit Rating Agencies 380 2011.01.26 Taiwan Stock Exchange Corporation Rules Governing Purchase of Listed Securities by Reverse Auction 381 2011.01.26 Taiwan Stock Exchange Corporation Measures for Handling Malfunctions or Telecommunication Disruptions in Trading Systems or Trading Transmission Systems 382 2011.01.14 GreTai Securities Market Securities Borrowing and Lending Rules 383 2011.01.12 Taiwan Stock Exchange Corporation Rules Governing Auction of Listed Securities by Consignment 384 2010.12.29 Securities Transaction Tax Act 385 2010.12.22 GreTai Securities Market Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 386 2010.12.22 Regulations Governing the Scope of Material Information and the Means of its Public Disclosure Under Article 157-1, Paragraphs 5 and 6 of the Securities and Exchange Act 387 2010.11.30 Regulations Governing Implementation of the Market Surveillance System for Securities Traded on the GTSM 388 2010.11.30 Financial-Supervisory-Securities-Firms-0990066528 389 2010.11.29 Taiwan Futures Exchange Corporation Operation Directions Governing the Sending of Reconciliation Statements and the Cancellation of Accounts by Futures Commission Merchants 390 2010.11.29 Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants Appointing Introducing Brokers to Assist in Processing Margin Withdrawal Requests from Futures Traders 391 2010.11.29 GreTai Securities Market Directions For the Recognition of the Qualifications of Exchange-Traded Funds and Underlying Indexes 392 2010.11.29 GreTai Securities Market Rules Governing Trading of Exchange-Traded Fund Beneficiary Certificates 393 2010.11.29 GreTai Securities Market Guidelines for Creation and Redemption of Exchange Traded Funds 394 2010.11.25 Regulations Governing Book-Entry Operations for Centrally Deposited Securities 395 2010.11.11 Financial-Supervisory-Securities-Firms-0990064095 396 2010.11.10 Directions for the Implementation of Continuing Education for Directors and Supervisors of TWSE Listed and GTSM Listed Companies 397 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing the Exercise of Rights and Participation in Resolutions by Juristic Person Shareholders With Controlling Power 398 2010.11.10 Sample Template for XXX Co., Ltd. Procedures for Election of Directors and Supervisors 399 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing the Scope of Powers of Independent Directors 400 2010.11.10 Sample Template for XXX Co., Ltd. Rules Governing the Scope of Powers of Supervisors 401 2010.11.03 Regulations Governing Registration Procedures and Fees in Applications for Computer-Processed Personal Data by Securities and Futures Enterprises (Repealed) 402 2010.10.28 Regulations Governing the Administration of Credit Rating Agencies 403 2010.10.19 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan IndexSM Options Contracts 404 2010.10.14 Financial-Supervisory-Securities-Firms-0990056693 405 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Trading Committee 406 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Disciplinary Committee 407 2010.10.13 Organizational Rules of the Taiwan Futures Exchange Corporation Clearing Committee 408 2010.10.06 Regulations Governing Securities Investment and Futures Trading in Taiwan by Mainland Area Investors 409 2010.10.04 Financial-Supervisory-Securities-Firms-0990054351 410 2010.09.29 Financial-Supervisory-Securities-Firms-0990046578 411 2010.09.14 Financial-Supervisory-Securities-Firms-0990042998 412 2010.09.09 GreTai Securities Market Rules Governing the Collection of Securities Listing Application Review Fees 413 2010.09.03 Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities 414 2010.07.21 Directions for Filing Reports on Acquisition of Shares in Accordance With Article 43-1, Paragraph 1 of the Securities and Exchange Act 415 2010.07.13 Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers 416 2010.07.13 Financial-Supervisory-Securities-Firms-0990020823 417 2010.07.08 Financial-Supervisory-Securities-Firms-09900311421 418 2010.07.06 Regulations Governing Securities Lending by Securities Firms 419 2010.07.06 Financial-Supervisory-Securities-Firms-09900311422 420 2010.06.09 Securities Investment Trust and Consulting Act 421 2010.06.09 Futures Trading Act 422 2010.06.07 Agreement for Futures Trust Enterprise Engaging Other Professional Institution with Discretionary Power to Utilize Futures Trust Fund (Exemplar) 423 2010.05.26 Personal Information Protection Act 424 2010.05.21 Financial-Supervisory-Securities-Firms-0990015005 425 2010.05.20 Taiwan Stock Exchange Corporation Procedures for the Verification and Public Disclosure of Material Information on Secondary-Listed Foreign Stocks 426 2010.05.18 Financial-Supervisory-Securities-Firms-0990017341 427 2010.05.07 Financial-Supervisory-Securities-Firms-09900194881 428 2010.05.07 Taiwan Stock Exchange Corporation Operation Directions for the Filing and Public Announcement of Insider Shareholdings by TWSE Primary Listed Companies 429 2010.05.06 XXX Co., Ltd. Self-Regulatory Rules on Disclosure of Merger and Acquisition Information, Template Version 430 2010.04.30 The Securities Investment Trust and Consulting Association Guidelines for Advertisements and Business Activities Performed by Members and Their Sales Agents 431 2010.04.19 Financial-Supervisory-Securities-Firms-0990016418 432 2010.04.13 Financial-Supervisory-Securities-Firms-0990012963 433 2010.03.24 Regulations Governing the Establishment of Internal Control Systems by Securities Investment Trust Enterprises and by Securities Investment Consulting Enterprises Conducting Discretionary Investment Business 434 2010.03.23 Taiwan Futures Exchange Corporation Directions for Futures Commission Merchants and Clearing Members Handling Deposits by Stock Call Option Writers of Underlying Securities as Margin 435 2010.03.16 Regulations Governing Approval and Management of Securities and Futures Transactions and Investment Between the Taiwan Area and the Mainland Area 436 2010.03.11 Financial-Supervisory-Securities-Firms-0990004326 437 2010.02.12 Financial-Supervisory-Securities-Firms-09800706991 438 2010.02.04 Regulations Governing the Organization and Mediation Procedures of Securities Investor and Futures Trader Protection Institution Mediation Committees 439 2010.02.04 Regulations Governing the Establishment, Supervision, and Management of Urban Renewal Investment Trust Companies 440 2010.02.04 Financial-Supervisory-Securities-Firms-0980069092 441 2010.01.27 Risk Management Best-Practice Principles For Futures Commission Merchants 442 2010.01.15 Financial-Supervisory-Securities-Firms-0990002770 443 2010.01.13 Financial-Supervisory-Securities-Firms-0980067784 444 2010.01.13 Financial-Supervisory-Securities-Firms-09800677841 445 2010.01.06 Regulations Governing Securities Dealers Associations 446 2009.12.29 GreTai Securities Market Rules Governing Odd Lot Trading 447 2009.12.23 Financial-Supervisory-Securities-0980067168 448 2009.12.21 Taiwan Futures Exchange Operational Rules Governing Market Makers 449 2009.12.11 Financial-Supervisory-Securities-0980061724 450 2009.12.11 Regulations Governing Content and Compliance Requirements for Shareholders' Meeting Agenda Handbooks of Public Companies 451 2009.11.10 Financial-Supervisory-Securities-Firms-0980056973 452 2009.11.10 Financial-Supervisory-Securities-Firms-09800569731 453 2009.11.04 Financial-Supervisory-Securities-Firms-09800415751 454 2009.11.04 Financial-Supervisory-Securities-Firms-09800571361 455 2009.11.03 Financial-Supervisory-Securities-Firms-0980053778 456 2009.10.29 Financial-Supervisory-Securities-Firms-0980056781 457 2009.10.23 GreTai Securities Market Operating Procedures for Handling Appeals by Securities Firms or Securities Firm Employees Against an Enforcement Action on a Deficiency Identified in an Audit 458 2009.09.28 Financial-Supervisory-Securities-Firms-0980048493 459 2009.09.28 Financial-Supervisory-Securities-Firms-09800506161 460 2009.09.25 Rules Governing Securities Investment Trust Enterprises 461 2009.09.25 Rules Governing Securities Investment Consulting Enterprises 462 2009.09.25 Regulations Governing the Operation of Discretionary Investment Services by Securities Investment Consulting Enterprises and Securities Investment Trust Enterprises 463 2009.09.25 Regulations Governing Securities Investment Trust Funds 464 2009.09.23 Taiwan Stock Exchange Corporation (TWSE) Operation Directions for Direct Market Access by Securities Brokers 465 2009.09.21 Financial-Supervisory-Securities-Firms-0980049418 466 2009.08.21 Financial-Supervisory-Securities-Firms-09800426013 467 2009.08.21 Financial-Supervisory-Securities-Firms-0980041547 468 2009.08.21 Financial-Supervisory-Securities-Firms-09800426012 469 2009.08.21 Financial-Supervisory-Securities-Firms-0980042601 470 2009.08.21 Financial-Supervisory-Securities-Firms-09800415471 471 2009.08.21 Financial-Supervisory-Securities-Firms-0980043062 472 2009.08.21 Financial-Supervisory-Securities-Firms-09800426011 473 2009.08.12 Accounting Treatment of Securities Borrowing and Lending Transactions by Securities Firms 474 2009.07.30 Regulations Governing the Securities Investor and Futures Trader Protection Institution 475 2009.07.30 Regulations Governing Payment Operations of Securities Investor and Futures Trader Protection Funds 476 2009.07.24 Regulations Governing Information to be Recorded in the Prospectus by a Trustee Offering Beneficial Securities in a Real Estate Investment Trust or Real Estate Asset Trust 477 2009.07.22 Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms 478 2009.07.15 Financial-Supervisory-Securities-Firms-09800357571 479 2009.07.15 Financial-Supervisory-Securities-Firms-0980035757 480 2009.07.15 Financial-Supervisory-Securities-Firms-09800357573 481 2009.07.15 Financial-Supervisory-Securities-Firms-09800357572 482 2009.07.14 Financial-Supervisory-Securities-Firms-0980030770 483 2009.07.09 Points For Attention for Futures Commission Merchants Engaging Securities Firms to Operate Futures Introducing Broker Business 484 2009.06.26 GreTai Securities Market Rules Governing the Use of Securities Trading Information 485 2009.06.18 Financial-Supervisory-Securities-Firms-0980028342 486 2009.06.18 Financial-Supervisory-Securities-Firms-09800283421 487 2009.06.10 Certified Public Accountant Act 488 2009.06.09 Financial-Supervisory-Securities-Firms-0980025539 489 2009.06.06 Financial-Supervisory-Securities-Firms-0980019483 490 2009.06.05 Taiwan Futures Exchange Corporation Contract for Clearing and Settlement of Futures Trading 491 2009.05.21 Regulations Governing Certification of Corporate Stock and Bond Issues by Public Companies 492 2009.05.20 Securities Investor and Futures Trader Protection Act 493 2009.04.30 Financial-Supervisory-Securities-VIII-09800176694 494 2009.04.30 Financial-Supervisory-Securities-VIII-09800176691 495 2009.04.30 Financial-Supervisory-Securities-VIII-09800176693 496 2009.04.30 Financial-Supervisory-Securities-VIII-09800176692 497 2009.03.06 Financial-Supervisory-Securities-VII-09800079231 498 2009.02.11 Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities 499 2009.01.21 Clauses of the Real Estate Securitization Act 500 2008.12.24 Taiwan Futures Exchange Corporation (TAIFEX) Operational Guidelines for Determining the NT Dollar-denominated Gold Futures Contract and Gold Options Contract Final Settlement Price 501 2008.12.15 GreTai Securities Market Rules Governing Over-the-Counter When-issued Trading of Central Government Bonds 502 2008.11.28 Taiwan Futures Exchange Corporation Directions for Applications by Futures Commission Merchants to Continue Operation After Force Majeure Events 503 2008.11.21 Taiwan Stock Exchange Corporation Rate Table for Securities Listing Fees 504 2008.11.21 Taiwan Stock Exchange Corporation Rules Governing the Collection of Securities Listing Application Review Fees 505 2008.11.12 Sample Template for XXX Co., Ltd. Procedures for Handling Material Inside Information 506 2008.11.07 Taiwan Futures Exchange Corporation Trading Rules for MSCI Taiwan Stock Index SM Futures Contracts 507 2008.11.05 Procedural Guidelines for Changes of Consigned Clearing Members by Futures Commission Merchants 508 2008.11.05 Taiwan Futures Exchange Directions For Clearing And Settlement Operations By Mandated Clearing Members 509 2008.09.03 Guidelines for Settlement-Driven Securities Borrowing and Covering of Cash Collateral Shortfall by Securities Firms 510 2008.09.03 Guidelines for Reporting by Securities Brokers of Brokerage Sale of Stock Not Owned by the Principal 511 2008.08.06 Futures Transaction Tax Act 512 2008.07.21 Taiwan Futures Exchange Corporation Rules for Determining the Final Settlement Price for Gold Futures Contracts 513 2008.06.27 Standards Governing the Establishment of Futures Advisory Enterprises 514 2008.05.20 Rules and Review Procedures for Director and Supervisor Share Ownership Ratios at Public Companies 515 2008.05.16 Regulations Governing the Preparation of Financial Reports by Incorporated Certified Public Accountant Firms 516 2008.05.16 Taiwan Stock Exchange Corporation Regulations Governing the Handling of Errors by Certified Public Accountants in Auditing of Initial Applications for Market Listing 517 2008.05.16 Directions for Incorporation Registration and Amendment Registration for Incorporated Certified Public Accountant Firms 518 2008.05.16 Regulations Governing Approval of Certified Public Accountants to Audit and Attest to the Financial Reports of Public Companies 519 2008.05.05 Implementation Regulations for Professional Liability Insurance Coverage for Certified Public Accountant Firms 520 2008.04.08 Corporate Governance Best-Practice Principles for SITEs/SICEs 521 2008.03.19 Regulations Governing Information to be Published in Prospectuses for Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 522 2008.03.14 Taiwan Futures Exchange Corporation Guidelines for Application by Futures Commission Merchants for Emergency Measures against Insufficient Adjusted Net Capital 523 2008.03.10 Regulations Governing Applications for CPA Certificates and Practice Registration 524 2008.02.21 Discretionary Investment Services Contract Template（For Customer Entrusting Assets to the Custodian Institution） 525 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Entrusting Assets to the Custodian Institution） 526 2008.02.21 Trust Agreement Template 527 2008.02.21 Discretionary Investment Services Contract Template（For Trust Enterprises Mandating SITEs or SICEs） 528 2008.02.21 Mandate Contract Template 529 2008.02.21 Tripartite Agreement of Discretionary Investment（For Clients Engaging the Custodian Institution） 530 2008.02.21 Discretionary Investment Services Contract Template 531 2008.02.21 Regulations Governing the Selection and Hiring of Scholars and Fair and Impartial Persons for the CPA Discipline Committee and Disciplinary Rehearing Committee 532 2007.12.07 Taiwan Futures Exchange Corporation Trading Rules for 10-Year Government Bond Futures Contracts 533 2007.11.16 Financial-Supervisory-Securities-VI-0960058234 534 2007.11.15 Financial-Supervisory-Securities-VIII-0960057430 535 2007.11.08 GreTai Securities Market Procedures for Verification and Disclosure of Material Information to Issuers of GTSM listed Exchange Traded Funds 536 2007.10.25 Financial-Supervisory-Securities-VIII-0960056366 537 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 538 2007.09.28 Financial-Supervisory-Securities-VIII-0960046295 539 2007.08.01 Financial-Supervisory-Securities-VIII-0960032781 540 2007.07.30 Financial-Supervisory-Securities-VIII-0960027617 541 2007.07.17 Taiwan Futures Exchange Operational Guidelines for the Implementation of Direct Market Access by Futures Brokers 542 2007.06.15 Financial-Supervisory-Securities-VIII-0960027033 543 2007.06.05 Taiwan Futures Exchange Corporation Standards for Collection of Trading Information User Fees 544 2007.06.05 Taiwan Futures Exchange Corporation Trading Information Usage Contract (Applicable for Telecommunications Enterprises, Information Companies, News Media Institutions, Radio and Television Enterprises, Internet Firms, and Qualified Foreign Institutional Investors ) 545 2007.06.05 Taiwan Futures Exchange Rules Governing the Use of Trading Information 546 2007.04.14 Financial-Supervisory-Securities-VIII-0960013898 547 2007.03.21 Financial-Supervisory-Securities-VIII-09600008090 548 2007.03.07 Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Real Estate Securitization Trustee Institutions 549 2007.02.14 Rules Relating to Article 3, Paragraph 1, Subparagraph 4 of the GreTai Securities Market Rules Governing the Review of Securities for Trading on the GTSM 550 2007.02.14 GreTai Securities Market Procedures for Verifying and Disclosing Material Information of Real Estate Securitization Trustee Institutions 551 2007.02.07 Taiwan Futures Exchange Corporation Rules for Auditing Futures Commission Merchants and Clearing Members 552 2007.02.05 Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises of Securities Investment Trust and Consulting Association of the ROC 553 2007.01.18 Taiwan Stock Exchange Corporation Review and Assessment Standards for Internal Control and Internal Audits of Applications by Securities Firms for Conducting Specific Business Operations 554 2007.01.12 Financial-Supervisory-Securities-VIII-0950159353 555 2007.01.12 Operation Directions for Electronic Certificate Delivery by Securities Firms and Futures Commission Merchants 556 2007.01.10 GreTai Securities Market Financial Derivative Trading System User Agreement for Financial Institutions 557 2006.12.15 Financial-Supervisory-Securities-VIII-0950154093 558 2006.11.21 Rules on Lending of Book-Entry Central Government Bonds by Securities Firms 559 2006.11.15 Financial-Supervisory-Securities-VIII-0950150335 560 2006.11.15 Taiwan Stock Exchange Corporation Key Points for Classifying and Adjusting Categories of Industries of Listed Companies 561 2006.10.23 Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms 562 2006.09.27 Sample Template for XXX Co., Ltd. Audit Committee Charter 563 2006.09.13 Financial-Supervisory-Securities-VIII-0950004331 564 2006.09.06 Rules For The Reporting And Handling Of Out-Trades By Futures Commission Merchants 565 2006.08.18 Financial-Supervisory-Securities-VIII-0950003928 566 2006.08.04 Directions for Accounting Firms Applying to Bring Foreign Students to the Republic of China for Internships 567 2006.08.04 Financial-Supervisory-Securities-VIII-0950131021 568 2006.06.27 Regulations Governing Securities and Futures Holding Companies 569 2006.06.27 Regulations Governing Over-the-Counter Trading Enterprises 570 2006.06.20 Financial-Supervisory-Securities-VIII-0950002861 571 2006.06.08 Regulations Governing the Review of Professional Development Institutions for Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 572 2006.06.06 Adjusted Net Capital Reporting Procedures for Futures Commission Merchants 573 2006.05.16 Financial-Supervisory-Securities-VIII-0950111572 574 2006.04.18 Regulations to Encourage the Reporting of Cases of Illegal Use of Proxies for Shareholder meetings of Public Companies 575 2006.04.12 Financial-Supervisory-Securities-VIII-0950001805 576 2006.03.28 Regulations Governing the Exercise of Powers by Audit Committees of Public Companies 577 2006.03.27 Guidelines for Registration Processing for Managed Futures Enterprises Accepting Joint Mandates for Discretionary Futures Trading 578 2006.03.27 Guidelines for Futures Trading by Overseas Chinese and Foreign Nationals 579 2006.03.27 Taiwan Futures Exchange Guidelines for Applications by Institutional Investors to Open Hedge Accounts for Futures Trading 580 2006.03.23 Financial-Supervisory-Securities-VIII-0950001425 581 2006.03.23 Financial-Supervisory-Securities-VIII-0950001424 582 2006.03.21 Directions for the Internal Control of Securities Borrowing and Lending Transactions by Securities Firms 583 2006.03.10 Financial-Supervisory-Securities-VIII-0950103817 584 2006.03.06 Regulations Governing Public Offerings of Beneficiary Securities by Trustee Institutions and Public Offerings of Asset-Backed Securities by Special Purpose Companies 585 2006.03.02 GreTai Securities Market Guidelines for Determining Foreign Investment Holding Companies 586 2006.03.01 Guidelines Governing the Identification of Foreign Investment Holding Companies in Articles 26 and 27 of the Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings 587 2006.02.24 Financial-Supervisory-Securities-VIII-0950000911 588 2006.02.24 Mandate Contract for the Receipt and Payment of Funds in Margin Trading 589 2006.02.08 Sample Sales Agent Agreement (Three Parties) 590 2006.02.08 Sample Sales Agent Agreement (Two Parties) 591 2006.02.03 Financial-Supervisory-Securities-VIII-0950000538 592 2006.01.24 Regulations Governing the Preparation of Financial Reports by Financial Holding Companies 593 2006.01.24 GreTai Securities Market Procedures for Handling Default on Settlement Obligations by Securities Firms 594 2006.01.24 GreTai Securities Market Procedures for Suspension or Termination of Securities Firm Operations 595 2006.01.20 Regulations for the Prevention of Conflicts of Interest Where a Securities Investment Trust Enterprise Concurrently Operates a Securities Investment Consulting Enterprise or Vice Versa, or a Securities Investment Trust Enterprise or Securities Investment Consulting Enterprise Concurrently Operates Another Enterprise, or is Concurrently Operated by Another Enterprise 596 2005.12.19 Financial-Supervisory-Securities-VIII-0940149297 597 2005.12.01 Securities Investment Trust & Consulting Association of R.O.C. Sample Investor Brochure on Offshore Funds 598 2005.11.28 Financial-Supervisory-Securities-VIII-0940144395 599 2005.11.10 Taiwan Stock Exchange Corporation Procedures for Handling Default on Settlement Obligations by Securities Firms 600 2005.11.10 Taiwan Stock Exchange Corporation Procedures for Suspension or Termination of Securities Firm Operations 601 2005.10.13 GreTai Securities Market Regulations Governing Applications by Securities Firms for Resumption of Business after Suspension 602 2005.10.03 The Securities Investment Trust & Consulting Association Guidelines Governing Items to be Contained in the Information Cooperation Agreement of Offshore Funds 603 2005.09.16 Securities Investment Trust and Consulting Association Guidelines Governing Items to be Contained in the General Agent Agreement and Sales Agent Agreement 604 2005.09.09 The Securities Investment Trust and Consulting Association Guidelines Governing Advertisement and Promotional Activities for Offshore Funds 605 2005.09.08 The Securities Investment Trust and Consulting Association Key Points for Staff Training Plan of Offshore Funds 606 2005.08.08 The Securities Investment Trust & Consulting Association Directions Governing Handling of Operating Bonds for Offshore Funds 607 2005.07.29 Financial-Supervisory-Securities-VIII-0940003432 608 2005.07.22 Financial-Supervisory-Securities-VIII-0940003332 609 2005.06.30 Taiwan Futures Exchange Corporation Audit Procedures and Related Point-Keeping Standards for Inspection Evasion by Information Companies' and their Subscribers 610 2005.06.30 Taiwan Futures Exchange Corporation Standards for Determining Whether User Applicants or Data Subscribers Are Evading or Refusing Inspection Visits, and Rules Governing Emergency Response Measures 611 2005.05.13 Financial-Supervisory-Securities-VIII-0940002053 612 2005.05.13 Financial-Supervisory-Securities-VIII-0940002054 613 2005.05.11 Taiwan Securities Association Directions Governing the Underwriting Procedures to be Followed by Underwriters in Conducting an Initial Listing on a Stock Exchange or Over-the-Counter Market 614 2005.05.03 Financial-Supervisory-Securities-VIII-0940113469 615 2005.04.04 Self-inspection Checklist for the Establishment of Risk Management Mechanisms by Futures Commission Merchants 616 2005.03.15 Financial-Supervisory-Securities-VIII-0940001089 617 2005.02.23 GreTai Securities Market Directions for Securities Firms Engaged in OTC Trading of Convertible Bond Asset Swaps and Structured Notes 618 2005.02.23 GreTai Securities Market Directions for Securities Firms Operating Over-the-Counter New Taiwan Dollar Derivatives Trading Business 619 2005.02.21 Taiwan Stock Exchange Corporation "Securities Listing Reviewers Joint Compliance Requirements" 620 2005.01.20 Procedures and Timeframes for Handling Events Under Article 50 of the Taiwan Stock Exchange Corporation 621 2005.01.12 Financial-Supervisory-Securities-VIII-0940000164 622 2004.12.22 Taiwan Futures Exchange Corporation Trading Information Use Contract (Applicable For Clearing Members, Futures Commission Merchants, And Futures Introducing Brokers) 623 2004.12.21 Financial-Supervisory-Securities-VIII-0930006119 624 2004.12.21 Financial-Supervisory-Securities-VIII-0930155913 625 2004.12.17 Guidelines for Online Filing of Public Information by Public Companies 626 2004.12.10 GreTai Securities Market Directions Concerning the Requirement that a Public Company Applying for GTSM Trading of Its Stock Engage a Recommending Securities Firm to Carry Out Underwriting 627 2004.11.25 Taiwan Futures Exchange Procedures for Resumption of Operations or Resumption of Clearing and Settlement Operations by Futures Commission Merchants or Clearing Members 628 2004.11.11 Guidelines for the Adoption of Codes of Ethical Conduct for TWSE/GTSM Listed Companies 629 2004.11.01 Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises 630 2004.10.30 Regulations for Selection of Non-Member Directors and Supervisors for the Securities Investment Trust and Consulting Association of the ROC 631 2004.10.30 Regulations Governing Securities Investment Trust Fund Beneficiaries Meetings 632 2004.10.30 Regulations Governing the Management of the Securities Investment Trust and Consulting Association 633 2004.10.12 RISK MANAGEMENT BEST-PRACTICE PRINCIPLES FOR SECURITIES FIRMS 634 2004.10.11 Agreement for Depositing Underlying Securities as Trading Margin in Taiwan Futures Exchange Corporation Stock Option Contract Call Writing (Reference Template) 635 2004.09.22 Financial-Supervisory-Securities-VIII-0930004539 636 2004.08.06 Corporate Governance Best-Practice Principles for Securities Firms 637 2004.08.05 GreTai Securities Market Rules on Lending of Book-Entry Central Government Bonds by Securities Firms 638 2004.08.03 Taiwan Stock Exchange Corporation Rules for Administration of the Clearing and Settlement Fund of Securities Firms 639 2004.07.30 Securities-Futures-VIII-0930003685 640 2004.07.20 Financial-Supervisory-Securities-VIII-0930125763 641 2004.06.30 Taiwan-Finance-Securities-VIII-0930002985 642 2004.06.16 Taiwan-Finance-Securities-VIII-0930002716 643 2004.05.14 Taiwan-Finance-Securities-VIII-0930115633 644 2004.04.30 Regulations Governing Employment Permits and Administration of Foreign Nationals by the Tax and Financial Services Industry 645 2004.04.29 Taiwan-Finance-Securities-VIII-0930001733 646 2004.04.05 Procedures for Approval of Taiwan-Area Certified Public Accountants and Their Assistants as Lay Members of the Mainland-Area Chinese Institute of Certified Public Accountants 647 2004.03.05 Taiwan-Finance-Securities-VIII-0930107280 648 2003.12.01 Taiwan Futures Exchange Operating Procedures for Use of Backup Futures Trading Accounts 649 2003.11.03 Regulations for the Administration of Futures Industry Associations 650 2003.10.01 Taiwan-Finance-Securities-VIII-0920004044 651 2003.10.01 Taiwan-Finance-Securities-VIII-0920004043 652 2003.07.24 Taiwan Futures Exchange Corporation Procedures For The Handling By Clearing Members Of Positions Of Consigning Futures Commission Merchants 653 2003.07.24 Taiwan Futures Exchange Corporation Clearing Member Application Procedures 654 2003.07.17 Application for Securities Borrowing in Demand out of Strategic Transactions 655 2003.07.09 Taiwan-Finance-Securities-VIII-0920002839 656 2003.07.09 Taiwan-Finance-Securities-VIII-0920132097 657 2003.07.09 Taiwan-Finance-Securities-VIII-0920002840 658 2003.07.09 Taiwan-Finance-Securities-VIII-0920002841 659 2003.06.27 Taiwan-Finance-Securities-VIII-0920002690 660 2003.06.27 Taiwan-Finance-Securities-VIII-0920002691 661 2003.06.02 Regulations Governing the Preparation of Financial Reports by Public Banks 662 2003.06.02 Regulations Governing the Preparation of Financial Reports by Publicly Held Bills Finance Companies 663 2003.05.06 Guidelines for Public Subscription and Private Placement of Securities 664 2003.05.02 Criteria Governing Handling of Stock Affairs by Public Companies 665 2003.03.21 GreTai Securities Market Supplemental Directions for Applications by Software Companies for GTSM Listing of Stock 666 2003.03.10 Taiwan Stock Exchange Corporation Directions for Verification and Disclosure of Material Information of Trustee Institutions and Special Purpose Companies 667 2003.01.31 Criteria Governing Review of Class II Stocks Traded on Over-the-Counter Markets of the ROC Over-the-Counter Securities Exchange 668 2003.01.20 Guidelines for Establishment of Internal Control Systems in Securities and Futures Service Enterprises 669 2003.01.13 Rules Governing Auditing and Certification of Financial Statements by Certified Public Accountants 670 2002.12.18 Guidelines for Lending of Capital by Listed Companies 671 2002.12.18 Guidelines for Endorsements and Guarantees Made by Listed and OTC Companies 672 2002.12.12 Guidelines for Derivatives Trading by Public Companies 673 2002.12.12 Guidelines for Handling Acquisition and Disposal of Assets by Public Companies 674 2002.12.12 Guidelines for the Purchase of Real Estate from Related Persons by Public Companies 675 2002.12.10 Guidelines for Investment in Mainland China by Public Companies 676 2002.12.10 Guidelines for Mergers or Splits by Listed, OTC, and Emerging Stock Companies 677 2002.11.18 Guidelines for Establishment of Internal Control Systems by Public Companies 678 2002.11.18 Guidelines for Certified Public Accountants Conducting Project Audits of Internal Control Systems of Public Companies 679 2002.11.14 Guidelines for Disclosure of Financial Forecasts by Public Companies 680 2002.10.14 Addendum to the GreTai Securities Market Bond Repurchase/Resale (RP/RS) Master Agreement 681 2002.09.18 Taiwan Stock Exchange Corporation Directions for the Particulars to be Disclosed in Pro Forma Financial Statements Prepared by a Transferee Company of a Demerger in an Application for TWSE Listing 682 2002.08.12 Criteria for Information to be Published in Public Tender Offer Prospectuses 683 2002.08.06 Guidelines for Depositing Funds for Securities Offered and Issued by Issuers into Specialized Accounts 684 2002.02.01 Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms 685 2002.02.01 Taiwan Stock Exchange Corporation Operational Guidelines for Follow-up, Assessment, and Guidance in Regard to Securities Firm Audit Deficiencies 686 2002.01.28 Guidelines for Information to be Published in Assessments of Securities Underwriters for Offering and Issuance of Securities by Foreign Issuers 687 2001.04.03 Guidelines for Information to be Published in Assessments of Underwriters for Offering and Issuance of Securities 688 2000.12.13 The Financial Institutions Merger Act 689 2000.11.03 GreTai Securities Market Supplementary Provisions Governing Applications to Transmit (Broadcast) Real-Time Stock Price Index Information and/or Delayed Trading Information 690 2000.10.17 Criteria Governing Preparation of Affiliation Reports, Consolidated Business Reports and Consolidated Financial Statements of Affiliated Enterprises 691 2000.10.05 Settlement and Remittance Procedures for Securities Firms Engaging in Consigned Trading of Foreign Securities 692 2000.09.25 Regulations Governing Establishment of Subsidiaries and Branches in Hong Kong and Macao by Taiwanese Securities or Futures Institutions 693 2000.09.11 Standards Governing the Establishment of Futures Exchanges 694 2000.09.11 Standards Governing the Establishment of Futures Clearing Houses 695 2000.08.23 Guidelines for Handling of Stock Affairs by Public Companies and Their Stock Service Agents 696 2000.05.15 Rules Governing the Ratio of Securities to be Publicly Underwritten in the Initial Public Offering of Public Companies 697 2000.03.27 Taiwan Stock Exchange Corporation Key Points Governing the Particulars to be Described in the Prospectus for the Initial Listing of Securities 698 2000.02.09 Statute for the Establishment and Administration of the National Financial Stabilization Fund