Advanced
New Laws
◎New Laws collects the recently published laws
ITEMDATELAW NAME
1. 2020.04.15 Taiwan Futures Exchange Corporation Trading Rules for FTSE4Good TIP Taiwan ESG Index Futures Contracts
2. 2020.04.15 TAIFEX「 FTSE4Good TIP Taiwan ESG Index Futures」 Contract Specification
3. 2020.04.15 Taiwan Futures Exchange Corporation Trading Rules for TIP Taiwan Market Biotechnology and Medical Care Index Futures Contracts
4. 2020.04.15 TAIFEX "TIP Taiwan Market Biotechnology and Medical Care Index Futures" Contract Specification
5. 2020.03.18 Regulations Governing the Preparation of Financial Reports by Securities Issuers
6. 2020.03.18 Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
7. 2020.03.18 Regulations Governing the Preparation of Financial Reports by Securities Firms
8. 2020.03.18 Taipei Exchange Rules Governing the Review of Emerging Stocks for Trading on the TPEx
9. 2020.03.18 Taipei Exchange (TPEX) Rules Governing the Reporting of Basic Information of Advisee Companies by Recommending Securities Firms
10. 2020.03.12 Taipei Exchange Procedures for the Review of Financial Reports of TPEx Listed Companies
11. 2020.03.12 Taipei Exchange Directions for Auditing Internal Control Systems of TPEx listed Companies
12. 2020.03.05 Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
13. 2020.03.05 Taipei Exchange Rules Governing the Review of Foreign Securities for Trading on the TPEx
14. 2020.03.05 Standards for Determining Unsuitability for TPEx Listing under Article 10, Paragraph 1 of the Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx
15. 2020.03.04 Taipei Exchange Rules Governing Securities Trading on the TPEx
16. 2020.03.04 Taipei Exchange Directions for the Advance Collection of Funds and Securities in Brokerage Trading by Securities Brokers
17. 2020.03.04 Taipei Exchange Rules Governing Odd Lot Trading
18. 2020.03.03 Taipei Exchange Standards Governing Principal Identification and Management of Credit Line Categorization in the Processing by Securities Firms of Account Opening
19. 2020.03.02 Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities
20. 2020.02.27 Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies
Hot Laws
◎Hot Laws collects the laws hit within 3 months
ITEMLAW NAME
1. Futures Trading Act
2. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
3. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges
4. Regulations Governing the Preparation of Financial Reports by Futures Clearing Houses
5. Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
6. Regulations Governing Futures Trust Funds
7. Regulations Governing Futures Commission Merchants
8. Regulations Governing Futures Clearing Houses
9. Rules for Futures Commission Merchants in Reporting Default by Principals
10. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants
11. Regulations Governing Managed Futures Enterprises
12. Futures Trading Act Enforcement Rules
13. Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises
14. Standards Governing the Establishment of Managed Futures Enterprises
15. Regulations Governing Futures Advisory Enterprises
16. Standards Governing the Establishment of Futures Commission Merchants
17. Regulations Governing Futures Trust Enterprises
18. Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
19. Standards Governing the Establishment of Futures Advisory Enterprises
20. Standards Governing the Establishment of Futures Exchanges
Enforcement Letter
◎Enforcement Letter collects the recently published Enforcement Letter within 3 months
ITEMDATETITLE
1. 2020.03.18 Financial-Supervisory-Securities-Trading-1090361226
2. 2020.02.21 Financial-Supervisory-Securities-Corporate-1080140297
3. 2020.02.03 Financial-Supervisory-Securities-Trading-1080342407
4. 2020.01.13 Financial-Supervisory-Securities-Corporate-1080361188
5. 2019.08.15 Financial-Supervisory-Securities-SITC-1080326549
6. 2019.07.29 Financial-Supervisory-Securities-Auditing-1080323028
7. 2019.07.10 Financial-Supervisory-Securities-Trading-1080318053
8. 2019.07.09 Financial-Supervisory-Securities-Firms-1080109345
9. 2019.07.03 Financial-Supervisory-Securities-Corporate-1080321164
10. 2019.06.14 Financial-Supervisory-Securities-Corporate-1080314118
11. 2019.04.25 Financial-Supervisory-Securities-Trading-1080311451
12. 2019.01.04 Financial-Supervisory-Securities-SITC-1070120331
13. 2018.12.27 Financial-Supervisory-Securities-Auditing-1070347060
14. 2018.12.19 Financial-Supervisory-Securities-Corporate-1070345233
15. 2018.12.19 Financial-Supervisory-Securities-Corporate-10703452331
16. 2018.11.30 Financial-Supervisory-Securities-Corporate-1070118946
17. 2018.10.12 Financial-Supervisory-Securities-Futures-1070336517
18. 2018.08.30 Financial-Supervisory-Securities-Firms-1070331570
19. 2018.07.31 Financial-Supervisory-Securities-Firms-10703249553
20. 2018.07.02 Financial-Supervisory-Securities-Firms-10703209866